1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Employee Stock Option Exercise (Right to Buy)
|
Â
(3)
|
07/17/2010 |
Common Stock
|
450
|
$
7.04
|
D
|
Â
|
Employee Stock Option Exercise (Right to Buy)
|
Â
(4)
|
07/16/2011 |
Common Stock
|
4,500
|
$
10.89
|
D
|
Â
|
Employee Stock Option Exercise (Right to Buy)
|
Â
(5)
|
06/17/2012 |
Common Stock
|
4,500
|
$
12.37
|
D
|
Â
|
Employee Stock Option Exercsie (Right to Buy)
|
Â
(6)
|
06/16/2013 |
Common Stock
|
2,250
|
$
13.47
|
D
|
Â
|
Employee Stock Option Exercise (Right to Buy)
|
Â
(7)
|
06/14/2014 |
Common Stock
|
1,100
|
$
16.77
|
D
|
Â
|
Employee Stock Option Exercise (Right to Buy)
|
Â
(8)
|
06/20/2015 |
Common Stock
|
1,100
|
$
17.88
|
D
|
Â
|
Employee Stock Option Exercise (Right to Buy)
|
Â
(9)
|
06/19/2016 |
Common Stock
|
1,100
|
$
16.44
|
D
|
Â
|
Phantom Stock Units
|
Â
(10)
|
Â
(10)
|
Common Stock
|
251
|
$
(11)
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Shares held in FSB 401(k) Savings Plan a/o 12/31/06. |
(2) |
Shares held in FFC Stock-Based Profit Sharing Plan a/o 12/31/06. |
(3) |
Options as adjusted for stock splits covered 2,250 options and became exercisable in five equal installments beginning on the first anniversary of the date of grant. |
(4) |
Options as adjusted for stock splits became exercisable in five equal installments beginning on the first anniversary of the date of grant. |
(5) |
Options as adjusted for stock split become exercisable in five equal installments beginning on the first anniversary of the date of grant. |
(6) |
Options as adjusted for stock split become exercisable in five equal installments beginning on the first anniversary of the date of grant. |
(7) |
All options became exercisable on 12/21/04. |
(8) |
All options became exercisable on 12/21/05. |
(9) |
Options become exercisable in five equal installments beginning on the first anniversary of the date of grant. |
(10) |
Includes amounts credited to Mr. Hartmann's account through 12/31/06. The vested portion of the account balance is paid in a cash lump sum payment or installments as elected by the reporting officer commencing upon termination (subject to IRS 409A). |
(11) |
1:1 |