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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option Exercise (Right to Buy) | $ 16.77 | 03/06/2014 | M | 1,500 | (1) | 06/14/2014 | Common Stock | 1,500 | $ 16.77 | 0 | D | ||||
Employee Stock Option (Right to Buy) | $ 17.88 | 03/06/2014 | M | 1,500 | (1) | 06/20/2015 | Common Stock | 1,500 | $ 17.88 | 0 | D | ||||
Employee Stock Option (Right to Buy) | $ 16.44 | 03/06/2014 | M | 1,500 | (1) | 06/19/2016 | Common Stock | 1,500 | $ 16.44 | 0 | D | ||||
Employee Stock Option (Right to Buy) | $ 16.65 | 03/06/2014 | M | 3,000 | (1) | 06/18/2017 | Common Stock | 3,000 | $ 16.65 | 0 | D | ||||
Employee Stock Option (Right to Buy) | $ 19.37 | 03/06/2014 | M | 3,000 | (1) | 06/16/2018 | Common Stock | 3,000 | $ 19.37 | 0 | D | ||||
Stock Option Exercise (Right to buy) | $ 8.44 | 03/06/2014 | M | 880 | (1) | 01/29/2019 | Common Stock | 880 | $ 8.44 | 0 | D | ||||
Phantom Stock Units | (4) | (4) | (4) | Common Stock | 716 | 716 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Jin Jeoung 1979 MARCUS AVENUE SUITE E140 LAKE SUCCESS, NY 11042 |
Executive Vice President |
Signed by Russell A. Fleishman under Power of Attorney by Jeoung Jin | 03/10/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Stock option exercise. Option grants from 2004 & 2005 became exercisable on December 21 of the year of grant. All other option grants became exercisable in five equal installments beginning on the anniversary of the grant. |
(2) | Shares withheld to satisfy option price and taxes. |
(3) | Shares held in FB 401k a/o 3/7/14. |
(4) | 1:1 Includes amounts credited to Mr. Jin's account through 3/6/14. The vested amount will be paid in a cash lump sum or installments as elected by the reporting officer upon termination of employment (in accordance with IRS 409A). |