UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 144
NOTICE OF PROPOSED SALE OF SECURITIES
PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
ATTENTION: Transmit for filing 3 copies of this form concurrently with either
placing an order with a broker to execute sale or executing a sale directly
with a market maker.
1 (a) Name of Issuer (b) IRS Identity No. (c) SEC File No.
Red Lion Hotels Corp. 91-1032187 001-13957
(d) Address of Issuer Street City State Zip Code (e) Telephone No.
201 W. NORTH RIVER DRIVE, SUITE 100 SPOKANE, WA 99201 509-459-6210
2 (a) Name of Person for Whose (b) Relationship to
Account the Securities are to be Sold Issuer
COLUMBIA PACIFIC OPPORTUNITY FUND, L.P. 10% stockholder/director
(C) Address Street City State Zip Code
1910 FAIRVIEW AVE. E., SUITE 200 SEATTLE, WA 98102
INSTRUCTION: The person filing this notice should contact the issuer to obtain
the I.R.S. Identification Number and the S.E.C. File Number.
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3 (a) (b) Name & Address (c) Number (d) (e) Number (f) (g)
Title of Each Broker of Shares Aggregate of Shares Approx. Name of Each
of the Through Whom the or Other Market or Other Date of Securities
Class of Securities are to Units Value Units Sale Exchange
Secur- be Offered or Each To Be (See Outstand- (See (See instr.
ities Market Maker who Sold (See instr. ing (See instr. 3(g))
To Be is Acquiring the instr. 3(d)) instr. 3(f))
Sold Securities 3(c)) 3(e)) (MO.DAY YR.)
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Common Oppenheimer & Co,Inc 200,000 1,780,020 20,931,782 11/16/16 NYSE
Stock 4717 Grand Avenue
Suite 700
Kansas City, MO 64112
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INSTRUCTIONS: 3.(a) Title of the class of securities to
1.(a) Name of issuer be sold
(b) Issuer's I.R.S. (b) Name and address of each broker
Identification Number through whom the securities are intended
(c) Issuer's S.E.C. file number, to be sold
if any (c) Number of shares or other units to
(d) Issuer's address, including be sold (if debt securities, give the
zip code aggregate face amount)
(e) Issuer's telephone number, (d) Aggregate market value of the securities
including area code to be sold as of a specified date within
10 days prior to the filing of this notice
2.(a) Name of person for whose (e) Number of shares or other units of the
account the securities are class outstanding, or if debt securities
to be sold the face amount thereof outstanding,
(b) Such person's relationship to as shown by the most recent report or
the issuer or member of statement published by the issuer
immediate family of any of (f) Approximate date on which the securities
the foregoing) are to be sold
(c) Such person's address, (g) Name of each securities exchange, if
including zip code any, on which the securities are
intended to be sold
Potential persons who are to respond to the collection of information contained
in this form are not required to respond unless the form displays a currently
valid OMB control number. SEC 1147 (08-07)
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TABLE I -- SECURITIES TO BE SOLD
Furnish the following information with respect to the acquisition of the
securities to be sold and with respect to the payment of all or any part of the
purchase price or other consideration therefor:
Nature of Name of Person Amount of Date Nature
Title of Date you Acquisition from Whom Securities of of
the Class Acquired Transaction Acquired Acquired Payment Payment
03/2010 19,615
05/2010 17,784
Common 06/2010 All open Various 28,069 Various Cash
Stock 07/2010 market brokers 10,598 Settle-
08/2010 transactions 4,100 ment
08/2011 35,676 Dates
09/2011 32,623
10/2011 14,551
11/2011 36,984
INSTRUCTIONS: If the securities were purchased and full payment therefor was
not made in cash at the time of purchase, explain in the table or in a note
thereto the nature of the consideration given. If the consideration consisted
of any note or other obligation, or if payment was made in installments describe
the arrangement and state when the note or other obligation was discharged in
full or the last installment paid.
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TABLE II -- SECURITIES SOLD DURING THE PAST 3 MONTHS
Furnish the following information as to all securities of the issuer sold during
the past 3 months by the person for whose account the securities are to be sold.
Title of Date Amount of
Name and Securities of Securities Gross
Address of Seller Sold Sale Sold Proceeds
REMARKS:
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INSTRUCTIONS:
See the definition of "person" in paragraph (a) of Rule 144. Information is to
be given not only as to the person for whose account the securities are to be
sold but also as to all other persons included in that definition. In addition,
information shall be given as to sales by all persons whose sales are required
by paragraph (e) of Rule 144 to be aggregated with sales for the account of the
person filing this notice.
ATTENTION: The person for whose account the securities to which this notice
relates are to be sold hereby represents by signing this notice that he does not
know any material adverse information in regard to the current and prospective
operations of the Issuer of the securities to be sold which has not been
publicly disclosed. If such person has adopted a written trading plan or given
trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing
the form and indicating the date that the plan was adopted or the instruction
given, that person makes such representation as of the plan adoption or
instruction date.
November 16, 2016
DATE OF NOTICE
ALEXANDER WASHBURN
(SIGNATURE)
DATE OF PLAN ADOPTION OR GIVING OF INSTRUCTION,
The notice shall be signed by the person for whose account the
securities are to be sold. At least one copy
IF RELYING ON RULE 10B5-1 of the notice shall be manually signed.
Any copies not manually signed shall bear typed or printed signatures.
ATTENTION: Intentional misstatements or omission of facts constitute Federal
Criminal Violations (See 18 U.S.C. 1001)
SEC 1147 (02-08)