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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Christensen Roy E 27101 PUERTA REAL, SUITE 450 MISSION VIEJO, CA 92691 |
X | X | Chairman of the Board | |
Christensen Family Trust dated 8/17/92 27101 PUERTA REAL, SUITE 450 MISSION VIEJO, CA 92691 |
X | |||
Christensen Carol M. 27101 PUERTA REAL, SUITE 450 MISSION VIEJO, CA 92691 |
X |
Daniel H. Walker, as attorney-in-fact for Roy E. Christensen | 02/10/2009 | |
**Signature of Reporting Person | Date | |
Daniel H. Walker, as attorney-in-fact for Christensen Family Trust Dated 8/17/92 | 02/10/2009 | |
**Signature of Reporting Person | Date | |
Daniel H. Walker, as attorney-in-fact for Carol M. Christensen | 02/10/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The sales reported in this Form 4 were effected pursuant to a Rule 10b5(1) trading plan adopted by the reporting person on November 7, 2008. |
(2) | This transaction consists of a sale of 12,562 shares at $18.50, 500 shares at $18.51, 238 shares at $18.55, 100 shares at $18.60, 300 shares at $18.68, 500 shares at $18.67, 500 shares at $18.61, 200 chares at $18.69 and 100 shares at $18.70. The price above reflects the weighted average sale price. |
(3) | These shares are directly owned by the Christensen Family Trust Dated 8/17/92, as ten percent owner of the issuer, and indirectly by Roy E. Christensen and Carol M. Christensen as trustees of the trust. Roy E. Christensen is a director, officer and ten percent owner of the issuer. Carol M. Christensen is a ten percent owner of the issuer. |