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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
MCCLURE CHARLES G ARVINMERITOR, INC. 2135 WEST MAPLE ROAD TROY, MI 48084-7186 |
X | Chairman, CEO and President |
Charles G. McClure, Jr., by Barbara Novak, Attorney-in-fact | 01/07/2011 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | In connection with the vesting and delivery of shares of restricted stock, and pursuant to the terms of the restricted stock agreement and a Rule 10b5-1 plan, 12,026 shares were sold and the net proceeds used to pay required withholding taxes in connection with the vesting. This sale was in addition to the 49,657 of such shares sold on January 5, 2011 (and reported in a Form 4 filing made on January 6, 2011) and the net proceeds used to pay required withholding taxes in connection with the vesting. |
(2) | Reflects the weighted average sales price. The actual range of prices for such transactions was $21.38 to $21.44. The filer undertakes upon request to provide full information regarding the number of shares sold at each price. |
(3) | Total also includes 154,403 shares of restricted stock that are held by the issuer to implement restrictions on transfer unless and until certain conditions are met and 564,100 restricted stock units, each of which represents the right to receive one share of common stock upon the vesting date, subject to terms and conditions. |
(4) | Shares purchased periodically and held in ArvinMeritor common stock funds in an employee benefit trust established under the ArvinMeritor Savings Plan, based on information furnished by the Plan Administrator as of November 30, 2010. |