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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Common Stock Share Equivalents (5) | $ 0 | (6) | (6) | Common Stock | 170 | 170 | I | Meritor Supplemental Savings Plan |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Lehmann Mary A MERITOR, INC. 2135 WEST MAPLE ROAD TROY, MI 48084-7186 |
Sr. VP, Treasury and Corporate |
Mary A. Lehmann, By Barbara Novak, Attorney-in-fact | 01/05/2012 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | In connection with the vesting and delivery of restricted stock units, and pursuant to the terms of the restricted stock unit agreement and a Rule 10b5-1 plan, shares were sold and the net proceeds used to pay required withholding taxes. |
(2) | Reflects the weighted average sales price. The actual range of prices for such transactions was $5.75 to $5.931. The filer undertakes upon request to provide full information regarding the number of shares sold at each price. |
(3) | Reflects the vesting of 77,000 restricted stock units on January 2, 2012, with shares sold to pay required withholding taxes and the remaining shares held as freely transferable and not as restricted stock. Total also includes 100,250 stock units, each of which represents the right to receive one share of common stock upon the vesting date, subject to terms and conditions. |
(4) | Shares purchased periodically and held in Meritor common stock funds in an employee benefit trust established under the Meritor, Inc. Savings Plan, based on information furnished by the Plan Administrator as of November 30, 2011. |
(5) | Share equivalents related to Meritor common stock, held under Meritor's supplemental savings plan, based on information furnished by the Plan Administrator as of ONovember 30, 2011 |
(6) | inapplicable |