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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Gordon Charles R. 17988 EDISON AVE. CHESTERFIELD, MO 63005 |
X | President & CEO |
/s/ Kent W. Bartholomew, as Attorney-in-Fact for Charles R. Gordon | 01/06/2015 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | As disclosed in the Reporting Person's original Form 4, the number of shares of restricted stock granted to the Reporting Person on October 8, 2014 was not determinable at the time of filing the original Form 4 because the number of shares to be granted was equal to $750,000 divided by the greater of (i) the closing market price of the Company's Class A common stock, $0.01 par value per share ("Common Stock"), on October 8, 2014 and (ii) the average of the closing market price of the Common Stock for the 60 consecutive trading days commencing on October 8, 2014. The number of shares of restricted stock to be granted can now be determined and is equal to 41,082 shares of restricted stock. As disclosed in the Reporting Person's original Form 4, this grant of restricted stock was made pursuant to the Company's 2013 Employee Equity Incentive Plan and is subject to cliff vesting on March 25, 2017. |
(2) | As disclosed in the Reporting Person's original Form 4, the number of shares of restricted stock granted to the Reporting Person on October 8, 2014 was not determinable at the time of filing the original Form 4 because the number of shares to be granted was equal to $1.4 million divided by the greater of (i) the closing market price of the Common Stock, on October 8, 2014 and (ii) the average of the closing market price of the Common Stock for the 60 consecutive trading days commencing on October 8, 2014. The number of shares of restricted stock to be granted can now be determined and is equal to 76,686 shares of restricted stock. As disclosed in the Reporting Person's original Form 4, this grant of restricted stock was made pursuant to the Company's 2013 Employee Equity Incentive Plan and is subject to cliff vesting on October 8, 2019. |