nwpx20161031_8k.htm

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES

EXCHANGE ACT OF 1934

 

Date of Report (Date of earliest event reported): November 1, 2016

 

 

  

NORTHWEST PIPE COMPANY

(Exact name of registrant as specified in its charter)

 

 

OREGON

 

0-27140

 

93-0557988

(State or other jurisdiction

of incorporation)

 

(Commission File Number)

 

(I.R.S. Employer

Identification No.)

 

5721 SE Columbia Way, Suite 200

Vancouver, WA 98661

(360) 397-6250

(Address, including zip code, and telephone number, including

area code, of registrant’s principal executive offices)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

☐

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

☐

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

☐

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

☐

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 
 
 

 

Item 2.02. RESULTS OF OPERATIONS AND FINANCIAL CONDITION
   
  On November 1, 2016, Northwest Pipe Company (the “Company”) issued a press release announcing its financial results for the quarter ended September 30, 2016 and its current outlook. The press release contains forward-looking statements regarding the Company, and includes cautionary statements identifying important factors that could cause actual results to differ materially from those anticipated. The press release issued November 1, 2016 is furnished herewith as Exhibit No. 99.1 to this Report, and shall not be deemed filed for purposes of Section 18 of the Exchange Act.
   
Item 9.01. FINANCIAL STATEMENTS AND EXHIBITS
   
(d) Exhibits
   
  99.1 Press Release issued by Northwest Pipe Company dated November 1, 2016

 

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized on November 1, 2016.

 

NORTHWEST PIPE COMPANY

(Registrant)

 

 

By

 

/s/ Robin Gantt

 

 

Robin Gantt,

 

 

Senior Vice President,

Chief Financial Officer and Corporate Secretary