UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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FORM 8-A/A
Amendment No. 1
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FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR 12(g) OF THE
SECURITIES EXCHANGE ACT OF 1934
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HEAT BIOLOGICS, INC. |
(Exact name of registrant as specified in its charter) |
Delaware |
| 26-2844103 |
(State or other jurisdiction of incorporation or organization) |
| (IRS Employer Identification Number) |
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801 Capitola Drive Durham, North Carolina |
| 27713 |
(Address of principal executive offices) |
| (Zip Code) |
Securities to be registered to Section 12(b) of the Act:
Title of Each Class |
| Name of Each Exchange on Which |
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Common Stock Purchase Rights |
| The NASDAQ Stock Market |
If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c) or (e), check the following box. þ
If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d) or (e), check the following box. ¨
Securities Act registration statement or Regulation A offering statement file number to which this form relates:
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N/A | (if applicable) |
Securities to be registered pursuant to Section 12(g) of the Act:
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None |
(Title of class) |
EXPLANATORY NOTE
This Form 8-A/A is being filed to update the description of the common share purchase rights (the “Rights”) of Heat Biologics, Inc., a Delaware corporation (the “Company”), which were previously registered under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), pursuant to the Company’s Form 8-A filed on March 12, 2018 (the “Original Form 8-A”).
INFORMATION REQUIRED IN REGISTRATION STATEMENT
Item 1. Description of Registrant’s Securities to be Registered.
This description amends the Original Form 8-A relating to the Rights issued pursuant to the Rights Agreement, dated as of March 11, 2018, as the same may be amended from time to time (the “Rights Agreement”), between the Company and Continental Stock Transfer & Trust Company, as Rights Agent (the “Rights Agent”). The Rights Agreement was scheduled to expire at the close of business on March 11, 2019.
On March 8, 2019, the Company extended the expiration date of the Rights until the close of business on March 11, 2020, unless the Rights are earlier redeemed or exchanged by the Company as described therein.
The Rights and the Rights Agreement are described in the Original Form 8-K, and such description, as amended hereby, are incorporated by reference herein. In addition, a copy of the Rights Agreement between the Company and the Rights Agent specifying the terms of the Rights, which includes as Exhibit A the form of Right Certificate and as Exhibit B the form of the Summary of Rights to Purchase Common Stock, is included in the Original Form 8-A as Exhibit 4.1 and is incorporated by reference herein. Amendment No. 1 is filed as Exhibit 4.2 to this Form 8-A/A and is incorporated by reference herein. The foregoing description of the Rights does not purport to be complete and is qualified in its entirety by reference to such exhibits.
Item 2. Exhibits.
Exhibit Number |
| Description |
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4.1 |
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4.2 |
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SIGNATURE
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.
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Dated: March 13, 2019 | HEAT BIOLOGICS, INC. | |
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| By: | /s/ Jeff Wolf |
| Name: | Jeff Wolf |
| Title: | Chairman, President and Chief Executive Officer |
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