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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Unit (1) | (2) | 03/04/2014 | A | 12,139 | (3) | (4) | Common Stock | 12,139 | $ 30.89 | 43,125 | D | ||||
Stock Option (5) | (6) | 03/04/2014 | A | 46,816 | (7) | (8) | Common Stock | 46,816 | $ 0 | 89,612 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Lewis Clinton A. Jr. C/O ZOETIS INC. 100 CAMPUS DRIVE FLORHAM PARK, NJ 07932 |
Executive Vice President |
/s/ Katherine H. Walden, as Attorney-in-Fact | 03/06/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Restricted stock units granted pursuant to the Zoetis Inc. 2013 Equity and Incentive Plan. The restricted stock units vest as follows: 13,301 restricted stock units will vest on February 23, 2015; 9,691 restricted stock units will vest on December 31, 2015; 11,538 restricted stock units will vest on January 31, 2016; 6,456 restricted stock units will vest on August 15, 2016; and 12,139 restricted stock units will vest on March 4, 2017. |
(2) | Each restricted stock unit represents a contingent right to receive one share of Zoetis Inc. common stock. |
(3) | Each restricted stock unit will be settled in shares of Zoetis Inc. common stock upon vesting. |
(4) | Not applicable. |
(5) | Stock options (right to buy Zoetis Inc. common stock) granted pursuant to the Zoetis Inc. 2013 Equity and Incentive Plan. Each option vests on the third anniversary of the date of grant. |
(6) | 42,796 options granted January 31, 2013 at an exercise price of $26.00 per option; 46,816 options granted March 4, 2014 at an exercise price of $30.89 per option. |
(7) | Each option vests on the third anniversary of the date of grant. |
(8) | Each option expires on the tenth anniversary of the date of grant. |