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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Options | $ 26.83 | (1) | 01/13/2025 | Common Stock | 5,094 | 5,094 | D | ||||||||
Employee Stock Options | $ 11.8 | (2) | 05/28/2023 | Common Stock | 2,500 | 2,500 | D | ||||||||
Employee Stock Options | $ 5.96 | (3) | 06/11/2022 | Common Stock | 1,875 | 1,875 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Canfora Maria C 1765 GREENSBORO STATION PLACE 7TH FLOOR TYSONS CORNER, VA 22102 |
Vice Pres., Global Controller |
/s/ Lawrence Samuelson, by Power of Attorney | 11/04/2015 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | 1,274 of these options will become exercisable on March 15, 2016; 1,274 will become exercisable on March 15, 2017; 1,273 will become exercisable on March 15, 2018; and 1,273 will become exercisable on March 15, 2019. |
(2) | 1,250 of these options will become exercisable on May 28, 2016; 625 will become exercisable on May 28, 2017, and 625 will become exercisable on May 28, 2018. |
(3) | 938 of these options are currently exercisable; the remaining 937 will become exercisable on June 11, 2016. |
Remarks: On September 28, 2015, Cvent, Inc. appointed Cynthia Russo as Chief Financial Officer and principal accounting officer. Maria Canfora ceased to serve as principal accounting officer, and therefore was determined to no longer be subject to Section 16, as of that date. Ms. Canfora continues to serve the company as Vice President, Global Controller. |