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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (Right to Buy) - ISO | $ 21.6875 | 12/05/2006 | M | 4,610 | (2) | 11/25/2007 | Common Stock | 4,610 | $ 0 | 0 | D | ||||
Employee Stock Option (Right to Buy) - ISO | $ 29.9688 | 12/05/2006 | M | 3,336 | (3) | 11/24/2008 | Common Stock | 3,336 | $ 0 | 0 | D | ||||
Employee Stock Option (Right to Buy) - ISO | $ 37.8907 | 12/05/2006 | M | 2,638 | (4) | 11/23/2009 | Common Stock | 2,638 | $ 0 | 0 | D | ||||
Phantom Stock Units | (5) | (6) | (6) | Common Stock | (6) | 3,072 (7) | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Hoffmeister James F ONE BUSCH PLACE ST. LOUIS, MO 63118-1852 |
Strategy Committee Member |
Laura H. Reeves, Attorney-in-Fact for James F. Hoffmeister | 12/07/2006 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Exempt cash distribution from 401(K) plan due to retirement of reporting person (Rule 16b-3(c)). |
(2) | The options vested as follows: 1,537 on November 26, 1998; 1,537 on November 26, 1999; and 1,536 on November 26, 2000. |
(3) | The options vested in three equal annual installments beginning on November 25, 1999. |
(4) | The options vested as follows: 880 on November 24, 2000; 879 on November 24, 2001; and 879 on November 24, 2002. |
(5) | Each phantom share represents the value of one actual share of Common Stock. |
(6) | Represents reporting person's interest in phantom shares of Anheuser-Busch Companies, Inc. resulting from participation in the Anheuser-Busch 401(k) Restoration Plan. Phantom shares have no exercise feature nor any expiration date. |
(7) | Based on the latest plan statement as of September 30, 2006. |