UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Incentive Stock Options (1) | Â (1) | 07/19/2010 | Common Stock | 22,500 (1) | $ 9.5 (1) | D | Â |
Incentive Stock Options (2) | 01/01/2002 | 04/26/2011 | Common Stock | 7,500 (2) | $ 9.6 (2) | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Sapack Kenneth 112 BRIDGE STREET NAUGATUCK, CT 06770 |
 |  |  Chief Accounting Officer |  |
Kenneth Sapack, by Theresa P. Dews his attorney-in-fact | 12/19/2006 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Original 7/19/2000 option was for 15,000 shares at $14.25 per share. 7,017 shares were vested on 7/19/00, 7,017 shares were vested on 1/1/01 and 966 shares were vested on 1/1/02. As a result of a 3 for 2 stock split effective 10/18/06 this option is now for 22,500 shares at $9.50 per share. |
(2) | Original 4/26/2001 option was for 5,000 shares at $14.40 per share. As a result of a 3 for 2 stock split effective 10/18/06 this option is now for 7,500 shares at $9.60 per share. |