dec102008ltimix.htm
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
D.C. 20549
FORM
8-K
CURRENT
REPORT
PURSUANT
TO SECTION 13 OR 15(d) OF THE
SECURITIES
EXCHANGE ACT OF 1934
Date of
report (Date of earliest event reported): December 9, 2008
Eastman
Kodak Company
(Exact
name of registrant as specified in its charter)
New
Jersey
|
1-87
|
16-0417150
|
|
(State
or Other Jurisdiction of Incorporation)
|
(Commission
File Number)
|
(IRS
Employer Identification No.)
|
343
State Street,
Rochester,
New York 14650
(Address
of Principal Executive Office) (Zip Code)
Registrant's
telephone number, including area code: (585)
724-4000
Check the
appropriate box below if the Form 8-K filing is intended to simultaneously
satisfy the filing obligation of the registrant under any of the following
provisions:
[ ] Written
communications pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
|
[ ] Soliciting
material pursuant to Rule 14a-12 under the Securities Act (17 CFR
240.14a-12)
|
[ ] Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
|
[ ] Pre-commencement
communications pursuant to Rule 13e-4(c)under the Exchange Act (17 CFR
240.13e-4(c))
|
ITEM 5.02
|
Departure
of Directors or Certain Officers; Election of Directors; Appointment of
Certain Officers; Compensatory Arrangements of Certain
Officers.
|
Item 5.02
(e)
Kodak’s
annual long-term equity incentive program, which is part of its normal
performance-based total compensation program for executives, is designed to
align executive compensation with shareholder interests, create significant
incentives for executive retention, encourage achievement of long-term
performance objectives, and promote stock ownership. Each year, the
Compensation Committee (“Committee”) reviews the annual program to ensure that
it is meeting the intended objectives. On December 9, 2008, the
Committee approved a change in the program for the 2009 cycle based upon the
Committee’s annual review.
In recent
years, the program has consisted of the delivery of equity to Section 16
Executive Officers, by way of 50% Stock Options and 50% Performance Stock
Units. The program that the Committee approved on December 9, 2008,
for the 2009 cycle, consists of the delivery of equity to Section 16 Executive
Officers by way of 50% Stock Options, 25% Performance Stock Units and 25%
Restricted Stock Units.
Under the
2009 program, the total dollar value of the Performance Stock Units and the
Restricted Stock Units, collectively, is the same as the total dollar value of
the Performance Stock Units under the prior program.
As with
the prior program, under the 2009 program, the Stock Options are based on
Black-Scholes value, while the Performance Stock Units and Restricted Stock
Units are based on target face value of the award as of the allocation or grant
date. The Stock Options vest in equal portions over a three-year
period. The Performance Stock Units have a one-year performance
period followed by a two-year vesting period. The Restricted Stock
Units lapse three years following the grant date. The Stock Options
were granted on December 9, 2008. The Performance Stock Units will be
allocated on January 1, 2009, and the Restricted Stock Units will be granted on
January 1, 2009.
With
regard to the Restricted Stock Units, in the event an Executive Officer
terminates employment for any reason prior to December 31, 2009, the award is
forfeited. In addition, in the event an Executive Officer terminates
employment at any time between January 1, 2010 through December 31, 2011 for any
reason other than death, Disability, Retirement, separation due to an Approved
Reason, divestiture to a Joint Venture, or divestiture to an unrelated third
party, the Executive Officer will, effective on the date of the separation from
service, forfeit all Units held in his or her account. (All
capitalized terms used herein are defined in the Administrative Guide, which
will be filed with the Company’s 2008 10-K filing.) The Restricted Stock Unit
grants for Named Executive Officers effective January 1, 2009 are as
follows:
Antonio
Perez: 95,120
Philip
Faraci: 31,230
Frank
Sklarsky: 26,300
MaryJane
Hellyar: 16,730
SIGNATURE
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has
duly caused this report to be signed on its behalf by the undersigned hereunto
duly authorized.
EASTMAN KODAK COMPANY
By: /s/ Robert L. Berman
--------------------------------
Robert L. Berman
Chief Human Resources
Officer
and Senior Vice President
Date: December
10, 2008