UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Options (right to buy) | Â (1) | 06/16/2016 | Common Stock | 10,000 | $ (2) | D | Â |
Restricted Stock Units | 12/31/2011(3) | 12/31/2011(3) | Common Stock | 942 | $ (2) | D | Â |
Restricted Stock Units | Â (4) | Â (4) | Common Stock | 12,605 (5) | $ (2) | D | Â |
Restricted Stock Units (6) | 12/31/2009(3) | 12/31/2009(3) | Common Stock | 463.56 | $ (2) | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Samuels Eric 343 STATE STREET ROCHESTER, NY 14650 |
 |  |  Controller |  |
Patrick M. Sheller, as attorney-in-fact for Eric Samuels | 07/06/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | These options vest one-third on each of the first three anniversaries of the date of grant. |
(2) | These units convert on a one-to-one basis. |
(3) | This is the date these restricted stock units will vest. |
(4) | 50% vest on 9/16/2010, remaining 50% vest 9/16/2011 |
(5) | Includes dividend equivalents earned on 12/12/2008 |
(6) | These units granted under the 2005 Omnibus Long-Term Compensation Plan; Leadership Stock 2007 cycle. |