AMERICAN ELECTRIC POWER COMPANY,
INC. | |||
FORM U-9C-3 | |||
For the Quarter Ended March 31,
2005 | |||
| |||
CONTENTS | |||
| |||
| |||
ITEM 1 - Organization Chart as of March 31, 2005 |
|
| |
ITEM 2 - Issuances and Renewals of Securities and Capital
Contributions |
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||
ITEM 3 - Associated Transactions |
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| |
ITEM 4 - Summary of Aggregate Investment |
|
| |
ITEM 5 - Other Investments |
|
| |
ITEM 6 - Financial Statements and Exhibits |
|
| |
Statements of Income |
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||
Balance Sheets |
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||
Exhibit |
Reference
Code | |||
00. American Electric Power Company, Inc. (Parent of Rule 58
Companies shown below) |
|
| |
01. American Electric Power Service Corporation
(Not a Rule 58 Company) |
|
||
01. AEP C&I Company, LLC |
|
1 |
|
02. AEP Texas Commercial &
Industrial Retail GP, LLC |
|
2 |
|
03. AEP Texas Commercial
& Industrial Retail LP |
|
3 |
|
02. AEP Texas Commercial &
Industrial Retail LP |
|
3 |
|
02. AEP Gas Power GP, LLC |
|
4 |
|
03. AEP Gas Power Systems,
LLC |
|
5 |
|
02. REP Holdco, LLC |
|
6 |
|
03. Mutual Energy SWEPCO,
LP |
|
7 |
|
03. REP General Partner
LLC |
|
8 |
|
04. Mutual
Energy SWEPCO, LP |
|
7 |
|
01. AEP Coal, Inc. |
|
9 |
|
02. Snowcap Coal Company, Inc. |
|
10 |
|
02. AEP Kentucky Coal, LLC |
|
11 |
|
02. AEP Ohio Coal, LLC |
|
12 |
|
02. AEP West Virginia Coal,
Inc. |
|
13 |
|
01. AEP Investments, Inc. (Not a Rule 58
Company) |
|
|
|
02. AEP EmTech, LLC |
|
14 |
|
03. Universal
Supercapacitors, LLC |
|
15 |
|
03. Integrated Fuel Cell
Technologies, Inc. |
|
16 |
|
03. Distribution Vision
2010, LLC |
|
17 |
|
02. Dynelec, Inc. |
|
18 |
|
02. Intercontinental Exchange,
Inc. |
|
19 |
|
02. Powerspan Corporation |
|
20 |
|
02. Enerwise Global Technologies,
Inc. |
|
21 |
|
02. Powerware Solutions, Inc. |
|
22 |
|
02. PHPK Technologies, Inc. |
|
23 |
|
01. AEP Power Marketing, Inc. |
|
24 |
|
02. AEP Coal Marketing, LLC |
|
25 |
|
02. AEP Emissions Marketing,
LLC |
|
26 |
|
01. AEP Pro Serv, Inc. (Not a Rule 58
Company) |
|
||
02. Diversified Energy Contractors
Company, LLC |
|
27 |
|
03. DECCO II LLC |
|
28 |
|
04. Diversified
Energy Contractors, LP |
|
29 |
|
03. Diversified Energy
Contractors, LP |
|
29 |
|
02. United Sciences Testing,
Inc. |
|
30 |
|
01. AEP T&D Services, LLC | 31 | ||
01. AEP Texas POLR, LLC |
|
32 |
|
02. AEP Texas POLR GP, LLC |
|
33 |
|
03. POLR Power, LP |
|
34 |
|
02. POLR Power, LP |
|
34 |
|
01. AEP Resources, Inc. (Not a Rule 58 Company) | |||
02. AEP Energy Services, Inc. |
35 |
||
01. AEP Utilities, Inc. (Not a Rule 58
Company) |
|
||
02. Southwestern Electric Power Company
(Not a Rule 58 Company) |
|
||
03. The Arklahoma
Corporation |
|
36 |
|
03. Southwest Arkansas
Utilities Corporation |
|
37 |
|
03. Dolet Hills Lignite
Company, LLC |
|
38 |
|
02. CSW Energy, Inc. (Not a Rule 58
Company) |
|
||
03. CSW Development-I,
Inc. |
|
39 |
|
04. CSW
Mulberry II, Inc. |
|
40 |
|
05.
CSW Mulberry, Inc. |
|
41 |
|
04. Noah I
Power GP, Inc. |
|
42 |
|
05.
Noah I Power Partners, LP |
|
43 |
|
04. Noah I Power Partners, LP | 43 | ||
04. CSW Orange
II, Inc. |
|
44 |
|
05.
CSW Orange, Inc. |
|
45 |
|
03. CSW Ft. Lupton,
Inc. |
|
46 |
|
03. CSW Power Marketing, Inc.* | 47 | ||
03. CSW Services International, Inc.* | 48 | ||
03. CSW Sweeny GP I,
Inc. |
|
49 |
|
04. CSW Sweeny
GP II, Inc. |
|
50 |
|
05.
Sweeny Cogeneration Limited Partnership |
|
51 |
|
03. CSW Sweeny LP I,
Inc. |
|
52 |
|
04. CSW Sweeny
LP II, Inc. |
|
53 |
|
05.
Sweeny Cogeneration Limited Partnership |
|
51 |
|
02. CSW Energy Services, Inc. |
|
54 |
|
03. Nuvest, LLC |
|
55 |
|
04. National
Temporary Services, Inc. |
|
56 |
|
05.
Octagon, Inc. |
|
57 |
|
04. ESG,
LLC |
|
58 |
|
04. ESG
Manufacturing, LLC |
|
59 |
|
Reference Code |
Name of Reporting Company |
Energy or Gas-Related Company |
Date of Organization |
State of Organization |
Percentage of Voting Securities Held Directly or
Indirectly by American Electric Power
Company, Inc. |
Nature of Business |
|||||||||||||
1 |
|
|
AEP C&I Company, LLC |
|
|
Energy |
|
|
10/10/00 |
|
|
Delaware |
|
|
100.00 |
% |
|
Marketing of natural gas, electricity or energy related
products |
|
2 |
|
|
AEP Texas Commercial & Industrial Retail GP, LLC |
|
|
Energy |
|
|
12/11/00 |
|
|
Delaware |
|
|
100.00 |
% |
|
Marketing of natural gas, electricity or energy related
products |
|
3 |
|
|
AEP Texas Commercial & Industrial Retail LP |
|
|
Energy |
|
|
12/12/00 |
|
|
Delaware |
|
|
100.00 |
% |
|
Marketing of natural gas, electricity or energy related
products |
|
4 |
|
|
AEP Gas Power GP, LLC |
|
|
Energy |
|
|
12/19/00 |
|
|
Delaware |
|
|
100.00 |
% |
|
Distributed generation products |
|
5 |
|
|
AEP Gas Power Systems, LLC |
|
|
Energy |
|
|
07/09/96 |
|
|
Delaware |
|
|
92.00 |
% |
|
Distributed generation products |
|
6 |
|
|
REP Holdco, LLC |
|
|
Energy |
|
|
04/04/01 |
|
|
Delaware |
|
|
100.00 |
% |
|
Marketing of natural gas, electricity or energy related
products |
|
7 |
|
|
Mutual Energy SWEPCO, LP |
|
|
Energy |
|
|
04/04/01 |
|
|
Delaware |
|
|
100.00 |
% |
|
Marketing of natural gas, electricity or energy related
products |
|
8 |
|
|
REP General Partner LLC |
|
|
Energy |
|
|
04/04/01 |
|
|
Delaware |
|
|
100.00 |
% |
|
Marketing of natural gas, electricity or energy related
products |
|
9 |
|
|
AEP Coal, Inc. |
|
|
Energy |
|
|
10/29/01 |
|
|
Nevada |
|
|
100.00 |
% |
|
Coal mining |
|
10 |
|
|
Snowcap Coal Company, Inc. |
|
|
Energy |
|
|
10/29/01 |
|
|
Delaware |
|
|
100.00 |
% |
|
Coal mining |
|
11 |
|
|
AEP Kentucky Coal, LLC |
|
|
Energy |
|
|
10/29/01 |
|
|
Delaware |
|
|
100.00 |
% |
|
Coal mining |
|
12 |
|
|
AEP Ohio Coal, LLC |
|
|
Energy |
|
|
10/26/01 |
|
|
Delaware |
|
|
100.00 |
% |
|
Coal mining |
|
13 |
AEP West Virginia Coal, Inc. |
Energy |
10/29/01 |
Nevada |
100.00 | % |
Coal Mining |
||||||||||||
14 |
|
|
AEP EmTech, LLC |
|
|
Energy |
|
|
01/03/01 |
|
|
Delaware |
|
|
100.00 |
% |
|
Development & commercialization of
electrotechnologies |
|
15 |
|
|
Universal Supercapacitors, LLC |
|
|
Energy |
|
|
04/16/02 |
|
|
Delaware |
|
|
50.00 |
% |
|
Energy investments |
|
16 |
|
|
Integrated Fuel Cell Technologies, Inc. |
|
|
Energy |
|
|
04/04/01 |
|
|
Delaware |
|
|
0.10 |
% |
|
Energy investments |
|
17 |
|
|
Distribution Vision 2010, LLC |
|
|
Energy |
|
|
10/02/01 |
|
|
Delaware |
|
|
20.00 |
% |
|
Energy investments |
|
18 |
|
|
Dynelec, Inc. |
|
|
Energy |
|
|
06/03/94 |
|
|
Ohio |
|
|
100 |
% |
|
Energy investments |
|
19 |
|
|
Intercontinental Exchange, Inc. |
|
|
Energy |
|
|
06/16/00 |
|
|
Delaware |
|
|
5.30 |
% |
|
Marketing of natural gas, electricity, or energy-related
products |
|
20 |
|
|
Powerspan Corporation |
|
|
Energy |
|
|
05/15/97 |
|
|
Delaware |
|
|
9.88 |
% |
|
Energy Investments |
|
21 |
|
|
Enerwise Global Technologies, Inc. |
|
|
Energy |
|
|
03/02/01 |
|
|
Delaware |
|
|
5.00 |
% |
|
Energy investments |
|
22 |
|
|
Powerware Solutions, Inc. |
|
|
Energy |
|
|
02/15/94 |
|
|
Texas |
|
|
4.00 |
% |
|
Energy Investments |
|
23 |
|
|
PHPK Technologies, Inc. |
|
|
Energy |
|
|
07/01/91 |
|
|
Ohio |
|
|
40.40 |
% |
|
Energy Investments |
|
24 |
|
|
AEP Power Marketing, Inc. |
|
|
Energy |
|
|
07/22/96 |
|
|
Ohio |
|
|
100.00 |
% |
|
Marketing of natural gas, electricity or energy related
products |
|
25 |
|
|
AEP Coal Marketing, LLC |
|
|
Energy |
|
|
01/22/03 |
|
|
Delaware |
|
|
100.00 |
% |
|
Marketing of natural gas, electricity or energy related
products |
|
26 |
|
|
AEP Emissions Marketing, LLC |
|
|
Energy |
|
|
01/22/03 |
|
|
Delaware |
|
|
100.00 |
% |
|
Marketing of natural gas, electricity or energy related
products |
|
27 |
|
|
Diversified Energy Contractors Company, LLC |
|
|
Energy |
|
|
07/03/97 |
|
|
Delaware |
|
|
100.00 |
% |
|
Non-regulated energy-related services and projects |
|
28 |
|
|
DECCO II LLC |
|
|
Energy |
|
|
08/08/97 |
|
|
Delaware |
|
|
100.00 |
% |
|
Non-regulated energy-related services and projects |
|
29 |
|
|
Diversified Energy Contractors, LP |
|
|
Energy |
|
|
08/18/97 |
|
|
Delaware |
|
|
100.00 |
% |
|
Non-regulated energy-related services and projects |
|
30 |
|
|
United Sciences Testing, Inc. |
|
|
Energy |
|
|
05/07/97 |
|
|
Delaware |
|
|
100.00 |
% |
|
Coal cleaning technology |
|
31 |
AEP T&D Services, LLC |
Energy |
12/12/00 |
Delaware |
100.00 | % |
Energy services including operations, supply chain,
transmission and distribution |
||||||||||||
32 |
|
|
AEP Texas POLR, LLC |
|
|
Energy |
|
|
12/11/00 |
|
|
Delaware |
|
|
100.00 |
% |
|
Marketing of natural gas, electricity or energy related
products |
|
33 |
|
|
AEP Texas POLR GP, LLC |
|
|
Energy |
|
|
11/14/01 |
|
|
Delaware |
|
|
100.00 |
% |
|
Marketing of natural gas, electricity or energy related
products |
|
34 |
|
|
POLR
Power, LP |
|
|
Energy |
|
|
11/14/01 |
|
|
Delaware |
|
|
100.00 |
% |
|
Marketing of natural gas, electricity or energy related
products |
|
35 |
AEP Energy Services, Inc. |
Energy |
09/24/96 |
Ohio |
100.00 | % |
Broker and market energy commodities |
||||||||||||
36 |
|
|
The Arklahoma Corporation |
|
|
Energy |
|
|
05/16/47 |
|
|
Arkansas |
|
|
47.60 |
% |
|
Electric transmission |
|
37 |
|
|
Southwest Arkansas Utilities Corporation |
|
|
Energy |
|
|
03/21/28 |
|
|
Arkansas |
|
|
100.00 |
% |
|
Real estate |
|
38 |
|
|
Dolet Hills Lignite Company, LLC |
|
|
Energy |
|
|
04/09/01 |
|
|
Delaware |
|
|
100.00 |
% |
|
Coal mining |
|
39 |
|
|
CSW Development-I, Inc. |
|
|
Energy |
|
|
12/06/90 |
|
|
Delaware |
|
|
100.00 |
% |
|
Independent power plant/
qualifying facility |
|
40 |
|
|
CSW Mulberry II, Inc. |
|
|
Energy |
|
|
03/21/95 |
|
|
Delaware |
|
|
100.00 |
% |
|
Independent power plant/
qualifying facility |
|
41 |
|
|
CSW Mulberry, Inc. |
|
|
Energy |
|
|
02/03/94 |
|
|
Delaware |
|
|
100.00 |
% |
|
Independent power plant/
qualifying facility |
|
42 |
|
|
Noah I Power GP, Inc. |
|
|
Energy |
|
|
05/14/91 |
|
|
Delaware |
|
|
100.00 |
% |
|
Independent power plant/
qualifying facility |
|
43 |
|
|
Noah I Power Partners, LP |
|
|
Energy |
|
|
05/16/92 |
|
|
Delaware |
|
|
95.50 |
% |
|
Independent power plant/
qualifying facility |
|
44 |
|
|
CSW Orange II, Inc. |
|
|
Energy |
|
|
03/16/95 |
|
|
Delaware |
|
|
100.00 |
% |
|
Independent power plant/
qualifying facility |
|
45 |
|
|
CSW Orange, Inc. |
|
|
Energy |
|
|
04/21/93 |
|
|
Delaware |
|
|
100.00 |
% |
|
Independent power plant/
qualifying facility |
|
46 |
|
|
CSW Ft. Lupton, Inc. |
|
|
Energy |
|
|
04/01/93 |
|
|
Delaware |
|
|
100.00 |
% |
|
Independent power plant/
qualifying facility |
|
47 |
CSW Power Marketing, Inc.* |
Energy |
03/08/96 |
Delaware |
100.00 | % |
Energy management |
||||||||||||
48 |
CSW Services International, Inc.* |
Energy |
03/19/97 |
Delaware |
100.00 | % |
Energy management |
||||||||||||
49 |
|
|
CSW Sweeny GP I, Inc. |
|
|
Energy |
|
|
09/06/95 |
|
|
Delaware |
|
|
100.00 |
% |
|
Independent power plant/
qualifying facility |
|
50 |
|
|
CSW Sweeny GP II, Inc. |
|
|
Energy |
|
|
09/06/95 |
|
|
Delaware |
|
|
100.00 |
% |
|
Independent power plant/
qualifying facility |
|
51 |
|
|
Sweeny Cogeneration Limited Partnership |
|
|
Energy |
|
|
10/10/95 |
|
|
Delaware |
|
|
50.00 |
% |
|
Independent power plant/
qualifying facility |
|
52 |
|
|
CSW Sweeny LP I, Inc. |
|
|
Energy |
|
|
09/06/95 |
|
|
Delaware |
|
|
100.00 |
% |
|
Independent power plant/
qualifying facility |
|
53 |
|
|
CSW Sweeny LP II, Inc. |
|
|
Energy |
|
|
09/06/95 |
|
|
Delaware |
|
|
100.00 |
% |
|
Independent power plant/
qualifying facility |
|
54 |
|
|
CSW Energy Services, Inc. |
|
|
Energy |
|
|
09/24/97 |
|
|
Delaware |
|
|
100.00 |
% |
|
Non-regulated energy-related services and projects |
|
55 |
|
|
Nuvest, LLC |
|
|
Energy |
|
|
02/20/96 |
|
|
Delaware |
|
|
92.90 |
% |
|
Staff augmentation to power plants |
|
56 |
|
|
National Temporary Services, Inc. |
|
|
Energy |
|
|
12/31/90 |
|
|
Pennsylvania |
|
|
100.00 |
% |
|
Staff augmentation to power plants |
|
57 |
|
|
Octagon, Inc. |
|
|
Energy |
|
|
11/05/93 |
|
|
Delaware |
|
|
100.00 |
% |
|
Staff augmentation to power plants |
|
58 |
|
|
ESG, LLC |
|
|
Energy |
|
|
11/27/96 |
|
|
Oklahoma |
|
|
50.00 |
% |
|
Staff augmentation to power plants |
|
59 |
|
|
ESG Manufacturing, LLC |
|
|
Energy |
|
|
12/09/04 |
|
|
Oklahoma |
|
|
100.0 |
% |
|
Staff augmentation to power plants |
Company Issuing Security |
|
Type of Security Issued |
|
Principal Amount of Security |
|
Issue or Renewal |
|
Cost of Capital |
|
Person to Whom Security Was Issued |
|
Collateral Given with Security |
|
Consideration Received for Each
Security |
None | ||||||||||||||
Company Contributing Capital |
Company Receiving Capital |
Amount of Capital Contributions | |||
(in thousands) | |||||
American Electric Power Company, Inc. |
CSW Energy Services, Inc. |
$ |
72,449 |
Reporting Company
Rendering Services |
Associate Company
Receiving Services |
Types of
Services Rendered |
Direct Costs
Charged |
Indirect Costs Charged |
Cost
of Capital |
Total
Amount Billed |
|||||||||||||
(in thousands) |
|||||||||||||||||||
None |
|||||||||||||||||||
|
|
|
|
|
|
|
|
|
Associate Company
Rendering Services |
Reporting Company
Receiving Services |
Types of
Services
Rendered |
Direct Costs
Charged |
Indirect Costs
Charged |
Cost
of Capital |
Total
Amount Billed |
|||||||||||||
(in thousands) |
|||||||||||||||||||
|
|
||||||||||||||||||
American Electric Power Service Corporation |
AEP
Energy
Services,
Inc. |
Administrative
& Marketing |
$ |
691 |
$ |
745 |
$ |
- |
$ |
1,436 |
|||||||||
CSW Services
International, Inc. |
Sweeny
Cogeneration Limited Partnership |
Plant
Services |
366 |
736 |
- |
1,102 |
|||||||||||||
Total |
$ |
1,057 |
$ |
1,481 |
$ |
- |
$ |
2,538 |
Investment in Energy-related
Companies |
||||||||||||
(in thousands) |
||||||||||||
Total Consolidated Capitalization - as of March 31,
2005 |
$ |
20,707,000 |
(a) |
|
Line 1 |
|||||||
Total Capitalization Multiplied by 15% (Line 1 multiplied
by .15) |
3,106,050 |
Line 2 |
||||||||||
Greater of $50 million or line 2 |
$ |
3,106,050 |
Line 3 |
|||||||||
Total Current Aggregate Investment: |
||||||||||||
(categorized by major line of energy-related
business) |
||||||||||||
Energy-related Category 1: Energy Services |
- |
|||||||||||
Energy-related Category 5: Energy Marketing |
764,503 |
|||||||||||
Energy-related Category 7: Maintenance Services |
44,498 |
|||||||||||
Energy-related Category 8: Qualifying Facility |
689,384 |
|||||||||||
Energy-related Category 10: Other Form of Energy |
133,574 |
|||||||||||
Energy-related Category 2,3,4,6,9 |
27,215 |
|||||||||||
Total Current Aggregate Investment |
1,659,174 |
Line 4 |
||||||||||
Difference between the greater of $50 million or 15% of
capitalization and the total aggregate investment of the registered
holding company system (Line 3 less Line 4) |
$ |
1,446,876 | ||||||||||
Major
Line of Energy-related Business |
Other
Investment in Last U-9C-3 Report |
Other
Investment in This U-9C-3 Report |
Reason
for Difference in Other
Investment | |||||
(in
thousands) |
||||||||
CSW
Energy Services Invested Prior to April 1, 1997 |
$ |
2,696
|
$ |
2,696
|
Amounts
are excluded from Item 4 | |||
Independent
Power Plant/Qualifying Facility Invested
Prior to April 1, 1997 |
196,644
|
194,644 |
Amounts
are excluded from Item 4 |