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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (right to buy) | $ 14.5 | 11/21/2005 | M | 5,090 (1) | (3) | 02/26/2008 | Common Stock | 5,090 | $ 0 | 20,358 (1) | D | ||||
Employee Stock Option (right to buy) | $ 10.5 | 11/21/2005 | M | 1,598 (1) | (4) | 08/20/2011 | Common Stock | 1,598 | $ 0 | 0 | D | ||||
Employee Stock Option (right to buy) | $ 19.56 | 11/21/2005 | M | 3,360 (1) | (5) | 02/25/2014 | Common Stock | 3,360 | $ 0 | 10,076 (1) | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
MACKIE DAVID L C/O NORDSTROM, INC. 1700 SEVENTH AVENUE SEATTLE, WA 98101 |
Vice President & Secretary |
/s/ Duane E. Adams, Attorney-in-Fact for David L. Mackie | 11/22/2005 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Reflects two-for-one stock split effective June 30, 2005. |
(2) | Includes 896 shares (448 pre-split shares) acquired on March 31, 2005 under the Nordstrom Employee Stock Purchase Plan. |
(3) | Exercisable during the first five years from the date of the grant on 2/26/98 when the issuer's stock sustained an average price for at least 20 consecutive market days as follows: 20% at an average price of $40; 35% at an average price of $47.50; and 45% at an average price of $55. Thereafter, all unvested options are automatically exercisable 8 years from the date of grant on 2/26/98. |
(4) | Exercisable in four equal annual installments commencing 8/20/02. |
(5) | Exercisable in four equal annual installments commencing 2/25/05. |