1 |
Names of reporting persons
I.R.S. identification nos. of above persons (entities only)
Gabelli Funds, LLC I.D.
No. 13-4044523 | ||
2 |
Check the appropriate box if a member of a group (SEE INSTRUCTIONS) (a)
(b)
| ||
3 |
Sec use only
| ||
4 |
Source of funds (SEE INSTRUCTIONS)
00-Funds of investment advisory clients
| ||
5 |
Check box if disclosure of legal proceedings is required pursuant to items 2 (d) or 2 (e) X
| ||
6 |
Citizenship or place of organization
New York
| ||
Number Of
Shares
Beneficially
Owned
By Each
Reporting
Person
With |
: 7
:
:
: |
Sole voting power
811,000 (Item 5) | |
: 8
:
:
: |
Shared voting power
None | ||
: 9
:
:
: |
Sole dispositive power
811,000 (Item 5) | ||
:10
:
:
: |
Shared dispositive power
None | ||
11
|
Aggregate amount beneficially owned by each reporting person
811,000 (Item 5) | ||
12
|
Check box if the aggregate amount in row (11) excludes certain shares
(SEE INSTRUCTIONS) | ||
13
|
Percent of class represented by amount in row (11)
2.80% | ||
14
|
Type of reporting person (SEE INSTRUCTIONS)
IA |
1 |
Names of reporting persons
I.R.S. identification nos. of above persons (entities only)
GAMCO Asset Management Inc. I.D.
No. 13-4044521 | ||
2 |
Check the appropriate box if a member of a group (SEE INSTRUCTIONS) (a)
(b)
| ||
3 |
Sec use only
| ||
4 |
Source of funds (SEE INSTRUCTIONS)
00-Funds of investment advisory clients
| ||
5 |
Check box if disclosure of legal proceedings is required pursuant to items 2 (d) or 2 (e)
| ||
6 |
Citizenship or place of organization
New York
| ||
Number Of
Shares
Beneficially
Owned
By Each
Reporting
Person
With |
: 7
:
:
: |
Sole voting power
568,460 (Item 5) | |
: 8
:
:
: |
Shared voting power
None | ||
: 9
:
:
: |
Sole dispositive power
688,460 (Item 5) | ||
:10
:
:
: |
Shared dispositive power
None | ||
11
|
Aggregate amount beneficially owned by each reporting person
688,460 (Item 5) | ||
12
|
Check box if the aggregate amount in row (11) excludes certain shares
(SEE INSTRUCTIONS) | ||
13
|
Percent of class represented by amount in row (11)
2.37% | ||
14
|
Type of reporting person (SEE INSTRUCTIONS)
IA, CO |
1 |
Names of reporting persons
I.R.S. identification nos. of above persons (entities only)
Gabelli Foundation, Inc. I.D.
No. 94-2975159 | ||
2 |
Check the appropriate box if a member of a group (SEE INSTRUCTIONS) (a)
(b)
| ||
3 |
Sec use only
| ||
4 |
Source of funds (SEE INSTRUCTIONS)
WC
| ||
5 |
Check box if disclosure of legal proceedings is required pursuant to items 2 (d) or 2 (e)
| ||
6 |
Citizenship or place of organization
NV
| ||
Number Of
Shares
Beneficially
Owned
By Each
Reporting
Person
With |
: 7
:
:
: |
Sole voting power
6,000 (Item 5) | |
: 8
:
:
: |
Shared voting power
None | ||
: 9
:
:
: |
Sole dispositive power
6,000 (Item 5) | ||
:10
:
:
: |
Shared dispositive power
None | ||
11
|
Aggregate amount beneficially owned by each reporting person
6,000 (Item 5) | ||
12
|
Check box if the aggregate amount in row (11) excludes certain shares
(SEE INSTRUCTIONS) | ||
13
|
Percent of class represented by amount in row (11)
0.02% | ||
14
|
Type of reporting person (SEE INSTRUCTIONS)
00-Private Foundation |
1 |
Names of reporting persons
I.R.S. identification nos. of above persons (entities only)
Gabelli Securities, Inc. I.D.
No. 13-3379374 | ||
2 |
Check the appropriate box if a member of a group (SEE INSTRUCTIONS) (a)
(b)
| ||
3 |
Sec use only
| ||
4 |
Source of funds (SEE INSTRUCTIONS)
00 – Client funds
| ||
5 |
Check box if disclosure of legal proceedings is required pursuant to items 2 (d) or 2 (e)
| ||
6 |
Citizenship or place of organization
Delaware
| ||
Number Of
Shares
Beneficially
Owned
By Each
Reporting
Person
With |
: 7
:
:
: |
Sole voting power
196,556 (Item 5) | |
: 8
:
:
: |
Shared voting power
None | ||
: 9
:
:
: |
Sole dispositive power
196,556 (Item 5) | ||
:10
:
:
: |
Shared dispositive power
None | ||
11
|
Aggregate amount beneficially owned by each reporting person
196,556 (Item 5) | ||
12
|
Check box if the aggregate amount in row (11) excludes certain shares
(SEE INSTRUCTIONS) | ||
13
|
Percent of class represented by amount in row (11)
0.68% | ||
14
|
Type of reporting person (SEE INSTRUCTIONS)
HC, CO, IA |
1 |
Names of reporting persons
I.R.S. identification nos. of above persons (entities only)
MJG Associates, Inc. I.D.
No. 06-1304269 | ||
2 |
Check the appropriate box if a member of a group (SEE INSTRUCTIONS) (a)
(b)
| ||
3 |
Sec use only
| ||
4 |
Source of funds (SEE INSTRUCTIONS)
00-Client Funds
| ||
5 |
Check box if disclosure of legal proceedings is required pursuant to items 2 (d) or 2 (e)
| ||
6 |
Citizenship or place of organization
Connecticut
| ||
Number Of
Shares
Beneficially
Owned
By Each
Reporting
Person
With |
: 7
:
:
: |
Sole voting power
14,000 (Item 5) | |
: 8
:
:
: |
Shared voting power
None | ||
: 9
:
:
: |
Sole dispositive power
14,000 (Item 5) | ||
:10
:
:
: |
Shared dispositive power
None | ||
11
|
Aggregate amount beneficially owned by each reporting person
14,000 (Item 5) | ||
12
|
Check box if the aggregate amount in row (11) excludes certain shares
(SEE INSTRUCTIONS) | ||
13
|
Percent of class represented by amount in row (11)
0.05% | ||
14
|
Type of reporting person (SEE INSTRUCTIONS)
CO |
1 |
Names of reporting persons
I.R.S. identification nos. of above persons (entities only)
GGCP, Inc. I.D.
No. 13-3056041 | ||
2 |
Check the appropriate box if a member of a group (SEE INSTRUCTIONS) (a)
(b)
| ||
3 |
Sec use only
| ||
4 |
Source of funds (SEE INSTRUCTIONS)
None
| ||
5 |
Check box if disclosure of legal proceedings is required pursuant to items 2 (d) or 2 (e)
| ||
6 |
Citizenship or place of organization
New York
| ||
Number Of
Shares
Beneficially
Owned
By Each
Reporting
Person
With |
: 7
:
:
: |
Sole voting power
15,000 (Item 5) | |
: 8
:
:
: |
Shared voting power
None | ||
: 9
:
:
: |
Sole dispositive power
15,000 (Item 5) | ||
:10
:
:
: |
Shared dispositive power
None | ||
11
|
Aggregate amount beneficially owned by each reporting person
15,000 (Item 5) | ||
12
|
Check box if the aggregate amount in row (11) excludes certain shares
(SEE INSTRUCTIONS) X | ||
13
|
Percent of class represented by amount in row (11)
0.05%
| ||
14
|
Type of reporting person (SEE INSTRUCTIONS)
HC, CO |
1 |
Names of reporting persons
I.R.S. identification nos. of above persons (entities only)
GAMCO Investors, Inc. I.D.
No. 13-4007862 | ||
Check the appropriate box if a member of a group (SEE INSTRUCTIONS) (a)
(b)
| |||
3 |
Sec use only
| ||
4 |
Source of funds (SEE INSTRUCTIONS)
WC
| ||
5 |
Check box if disclosure of legal proceedings is required pursuant to items 2 (d) or 2 (e)
| ||
6 |
Citizenship or place of organization
New York
| ||
Number Of
Shares
Beneficially
Owned
By Each
Reporting
Person
With |
: 7
:
:
: |
Sole voting power
41,900 (Item 5) | |
: 8
:
:
: |
Shared voting power
None | ||
: 9
:
:
: |
Sole dispositive power
41,900 (Item 5) | ||
:10
:
:
: |
Shared dispositive power
None | ||
11
|
Aggregate amount beneficially owned by each reporting person
41,900 (Item 5) | ||
12
|
Check box if the aggregate amount in row (11) excludes certain shares
(SEE INSTRUCTIONS) X | ||
13
|
Percent of class represented by amount in row (11)
0.14% | ||
14
|
Type of reporting person (SEE INSTRUCTIONS)
HC, CO |
1 |
Names of reporting persons
I.R.S. identification nos. of above persons (entities only)
Mario J. Gabelli | ||
2 |
Check the appropriate box if a member of a group (SEE INSTRUCTIONS) (a)
(b)
| ||
3 |
Sec use only
| ||
4 |
Source of funds (SEE INSTRUCTIONS)
00 – Funds of a Private Entity
| ||
5 |
Check box if disclosure of legal proceedings is required pursuant to items 2 (d) or 2 (e)
| ||
6 |
Citizenship or place of organization
USA
| ||
Number Of
Shares
Beneficially
Owned
By Each
Reporting
Person
With |
: 7
:
:
: |
Sole voting power
22,000 (Item 5) | |
: 8
:
:
: |
Shared voting power
None | ||
: 9
:
:
: |
Sole dispositive power
22,000 (Item 5) | ||
:10
:
:
: |
Shared dispositive power
None | ||
11
|
Aggregate amount beneficially owned by each reporting person
22,000 (Item 5) | ||
12
|
Check box if the aggregate amount in row (11) excludes certain shares
(SEE INSTRUCTIONS) X | ||
13
|
Percent of class represented by amount in row (11)
0.08% | ||
14
|
Type of reporting person (SEE INSTRUCTIONS)
IN |
Name |
Shares of
Common Stock |
% of Class of
Common |
GAMCO |
688,460 |
2.37% |
Gabelli Funds
GSI
MJG Associates
Foundation
Mario Gabelli
GBL
GGCP
|
811,000
196,556
14,000
6,000
22,000
41,900
15,000 |
2.80%
0.68%
0.05%
0.02%
0.08%
0.14%
0.05% |
The following sets forth as to each of the executive officers and directors of the undersigned: his name; his business address; his present principal occupation or employment and the name, principal business and address of any corporation or other organization in which such employment is conducted. Unless otherwise specified,
the principal employer of each such individual is GAMCO Asset Management Inc., Gabelli Funds, LLC, Gabelli Securities, Inc., Gabelli & Company, Inc., Teton Advisors, Inc., or GAMCO Investors, Inc., the business address of each of which is One Corporate Center, Rye, New York 10580, and each such individual identified below is a citizen of the United States. To the knowledge of the undersigned, during the last five years, no such person has been convicted in a criminal proceeding (excluding traffic
violations or similar misdemeanors), and no such person was a party to a civil proceeding of a judicial or administrative body of competent jurisdiction as a result of which he was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities law or finding any violation with respect to such laws except as reported in Item 2(d) and (e) of this Schedule 13D. |
GGCP, Inc.
Directors: |
||
Mario J. Gabelli
|
Chief Executive Officer of GGCP, Inc., and Chairman & Chief Executive Officer of GAMCO Investors, Inc.; Director/Trustee of all registered investment companies advised by Gabelli Funds, LLC.
| |
Officers: |
||
Mario J. Gabelli |
President and Chief Executive Officer
| |
Michael G. Chieco |
Vice President, Chief Financial Officer, Secretary
| |
Silvio A. Berni
|
Vice President Corporate Development and Controller | |
GAMCO Investors, Inc.
Directors: |
||
Edwin L. Artzt
Raymond C. Avansino
Richard L. Bready |
Former Chairman and Chief Executive Officer
Procter & Gamble Company
900 Adams Crossing
Cincinnati, OH 45202
Chairman & Chief Executive Officer
E.L. Wiegand Foundation
Reno, NV 89501
Chairman and Chief Executive Officer
Nortek, Inc.
50 Kennedy Plaza
Providence, RI 02903
| |
Mario J. Gabelli
Elisa M. Wilson |
See above
Director | |
Eugene R. McGrath
|
Former Chairman and Chief Executive Officer
Consolidated Edison, Inc.
| |
Robert S. Prather
|
President & Chief Operating Officer
Gray Television, Inc.
4370 Peachtree Road, NE
Atlanta, GA 30319 | |
Officers: |
||
Mario J. Gabelli
|
Chairman and Chief Executive Officer
| |
Douglas R. Jamieson
Henry G. Van der Eb
Bruce N. Alpert
Jeffrey M. Farber
Christopher Michailoff |
President and Chief Operating Officer
Senior Vice President
Senior Vice President
Executive Vice President and Chief Financial Officer
Acting Secretary | |
GAMCO Asset Management Inc.
Directors:
|
||
Douglas R. Jamieson
Regina M. Pitaro
William S. Selby
|
||
Officers:
|
||
Mario J. Gabelli |
Chief Investment Officer – Value Portfolios
| |
Douglas R. Jamieson
Jeffrey M. Farber
Chistopher J. Michailoff |
President
Chief Financial Officer
General Counsel and Secretary
| |
Gabelli Funds, LLC
Officers:
|
||
Mario J. Gabelli
|
Chief Investment Officer – Value Portfolios | |
Bruce N. Alpert |
Executive Vice President and Chief Operating Officer
| |
Agnes Mullady |
Vice President and President Closed-End Fund Division | |
Teton Advisors, Inc.
Directors:
|
||
Bruce N. Alpert
Douglas R. Jamieson
Nicholas F. Galluccio
Alfred W. Fiore
Edward T. Tokar
Howard F. Ward
|
Chairman
See above
Chief Executive Officer and President
1270 Avenue of the Americas
20th Floor
New York, NY 10020
Beacon Trust
Senior Managing Director
333 Main Street
Madison, NJ 07940
Portfolio Manager
GAMCO Investors, Inc.
One Corporate Center
Rye, NY 10580
| |
Officers:
|
||
Bruce N. Alpert
Nicholas F. Galluccio
Jeffrey M. Farber |
See above
See above
Chief Financial Officer | |
Gabelli Securities, Inc.
|
||
Directors:
|
||
Robert W. Blake |
President of W. R. Blake & Sons, Inc.
196-20 Northern Boulevard
Flushing, NY 11358
| |
Douglas G. DeVivo |
General Partner of ALCE Partners, L.P.
One First Street, Suite 16
Los Altos, CA 94022
| |
Douglas R. Jamieson
|
President
|
Officers:
|
|
Douglas R. Jamieson
Christopher J. Michailoff
Jeffrey M. Farber |
See above
Secretary
Chief Financial Officer |
Gabelli & Company, Inc.
Directors:
|
|
James G. Webster, III |
Chairman & Interim President
|
Irene Smolicz |
Senior Trader
Gabelli & Company, Inc.
|
Officers: |
|
James G. Webster, III |
See Above
|
Bruce N. Alpert
Diane M. LaPointe
Douglas R. Jamieson |
Vice President - Mutual Funds
Treasurer
Secretary
|
Gabelli Foundation, Inc.
Officers:
|
|
Mario J. Gabelli |
Chairman, Trustee & Chief Investment Officer
|
Elisa M. Wilson |
President |
MJG-IV Limited Partnership
Officers:
|
|
Mario J. Gabelli |
General Partner |
SCHEDULE II | |||||||||
INFORMATION WITH RESPECT TO | |||||||||
TRANSACTIONS EFFECTED DURING THE PAST SIXTY DAYS OR | |||||||||
SINCE THE MOST RECENT FILING ON SCHEDULE 13D (1) | |||||||||
SHARES PURCHASED AVERAGE | |||||||||
DATE SOLD(-) PRICE(2) |
|||||||||
|
|||||||||
COMMON STOCK-VARIAN INC. |
|||||||||
|
|||||||||
GABELLI FOUNDATION |
|||||||||
11/20/09 2,000 51.0500 |
|||||||||
GAMCO ASSSET MANAGEMENT INC. |
|||||||||
1/13/10 1,760 51.5600 |
|||||||||
1/11/10 2,500 51.5200 |
|||||||||
1/11/10 10,000 51.5267 |
|||||||||
1/08/10 5,000 51.5360 |
|||||||||
12/31/09 5,000 51.5500 |
|||||||||
12/30/09 10,000 51.5700 |
|||||||||
12/28/09 2,000 51.5400 |
|||||||||
12/23/09 4,000 51.5500 |
|||||||||
12/10/09 2,000 51.1900 |
|||||||||
12/04/09 3,000 51.1900 |
|||||||||
12/04/09 21,000 51.2400 |
|||||||||
11/25/09 12,000 51.2500 |
|||||||||
11/24/09 1,000- 51.2173 |
|||||||||
11/24/09 1,000 51.2173 |
|||||||||
11/24/09 1,000 51.2093 |
|||||||||
11/23/09 3,000 51.0690 |
|||||||||
11/20/09 3,200 51.0297 |
|||||||||
11/20/09 18,300 51.0260 |
|||||||||
11/18/09 4,000 51.1000 |
|||||||||
11/17/09 100 51.0500 |
|||||||||
11/16/09 9,900- 51.0454 |
|||||||||
11/16/09 9,900 51.0454 |
|||||||||
11/16/09 3,600 51.0458 |
|||||||||
11/16/09 8,000 51.1198 |
|||||||||
11/13/09 4,000- 50.9705 |
|||||||||
GABELLI SECURITIES, INC. |
|||||||||
GABELLI ASSOCIATES LIMITED | |||||||||
11/23/09 500 51.1250 |
|||||||||
11/20/09 1,500 50.9918 |
|||||||||
11/19/09 500 51.0100 |
|||||||||
11/13/09 1,500 50.9760 |
|||||||||
GABELLI ASSOCIATES FUND II | |||||||||
1/11/10 1,500 51.5200 |
|||||||||
1/08/10 1,000 51.5300 |
|||||||||
1/05/10 1,000 51.5690 |
|||||||||
1/04/10 1,000 51.6000 |
|||||||||
12/31/09 2,000 51.5500 |
|||||||||
12/30/09 1,000 51.5550 |
|||||||||
11/24/09 500 51.2018 |
|||||||||
GABELLI ASSOCIATES FUND | |||||||||
12/30/09 1,000 51.5550 |
|||||||||
12/11/09 400 51.1000 |
|||||||||
11/24/09 1,025 51.2018 |
|||||||||
11/23/09 1,500 51.1250 |
|||||||||
11/20/09 3,500 50.9918 |
|||||||||
11/19/09 2,500 51.0100 |
|||||||||
11/13/09 500 50.9760 |
|||||||||
GGCP, INC. |
|||||||||
11/19/09 15,000 51.1094 |
|||||||||
GABELLI FUNDS, LLC. |
|||||||||
GABELLI MATHERS FUND |
|||||||||
12/28/09 500 51.5399 |
|||||||||
12/28/09 500 51.5399 |
|||||||||
12/28/09 500- 51.5399 |
|||||||||
12/15/09 500 51.1900 |
|||||||||
GABELLI SMALL CAP GROWTH FUND | |||||||||
1/14/10 20,000 51.6288 |
|||||||||
12/31/09 42,000 51.5590 |
|||||||||
12/30/09 18,000 51.5549 |
|||||||||
GABELLI GLOBAL CONVERTIBLE SECURITIES FUND | |||||||||
12/09/09 1,000- 51.1700 |
|||||||||
THE GABELLI GLOBAL DEAL FUND | |||||||||
11/06/09 2,000 50.9945 |
|||||||||
GABELLI CONVERTIBLE AND INCOME SECURITIES FUND | |||||||||
11/17/09 4,000 51.2000 |
|||||||||
11/16/09 3,000 51.1095 |
|||||||||
GABELLI ENTERPRISE M&A FUND |
|||||||||
1/05/10 7,000 51.5600 |
|||||||||
12/04/09 4,000 51.2400 |
|||||||||
11/19/09 2,000 51.1100 |
|||||||||
11/06/09 1,991 50.9945 |
|||||||||
GABELLI CAPITAL ASSET FUND | |||||||||
1/04/10 4,000- 51.6120 |
|||||||||
GABELLI ABC FUND |
|||||||||
12/28/09 40,000 51.5164 |
|||||||||
12/04/09 10,000 51.2000 |
|||||||||
|
|||||||||
(1) UNLESS OTHERWISE INDICATED, ALL TRANSACTIONS WERE EFFECTED | |||||||||
ON THE NASDAQ GLOBAL SECURITIES MARKET. |
|||||||||
|
|||||||||
(2) PRICE EXCLUDES COMMISSION. |
|||||||||
|
|||||||||
(*) RESULTS IN CHANGE OF DISPOSITIVE POWER AND BENEFICIAL OWNERSHIP. | |||||||||