UNITED STATES | |||||||||
SECURITIES AND EXCHANGE COMMISSION | |||||||||
Washington, DC 20549 | |||||||||
SCHEDULE 13G | |||||||||
Under the Securities Exchange Act of 1934 | |||||||||
(Amendment No._)* | |||||||||
WISDOMTREE DREYFUS EMERGING CURRENCY FUND | |||||||||
(Name of Issuer) | |||||||||
ETP | |||||||||
(Title of Class of Securities) | |||||||||
97717W133 | |||||||||
(CUSIP Number) | |||||||||
12/31/2013 | |||||||||
(Date of Event Which Requires Filing of this Statement) | |||||||||
Check the appropriate box to designate the rule pursuant to which this Schedule is | |||||||||
filed: | |||||||||
T | Rule 13d-1(b) | ||||||||
£ | Rule 13d-1(c) | ||||||||
£ | Rule 13d-1(d) | ||||||||
* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form | |||||||||
with respect to the subject class of securities, and for any subsequent amendment containing | |||||||||
information which would alter the disclosures provided in a prior cover page. | |||||||||
The information required in the remainder of this cover page shall not be deemed to be ''filed'' for the | |||||||||
purpose of Section 18 of the Securities Exchange Act of 1934 (''Act'') or otherwise subject to the | |||||||||
liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, | |||||||||
see the Notes.) |
CUSIP No. 97717W133 | 13G | Page 2 of 7 Pages | ||||||||
1. | NAME OF REPORTING PERSON I.R.S. INDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) IndexIQ Advisors LLC 02-0811753 |
|||||||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* | |||||||||
(a) | £ | |||||||||
(b) | £ | |||||||||
3. | SEC USE ONLY | |||||||||
4. | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware |
|||||||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5. | SOLE VOTING POWER | ||||||||
569,037 | ||||||||||
6. | SHARED VOTING POWER | |||||||||
0 | ||||||||||
7. | SOLE DISPOSITIVE POWER | |||||||||
569,037 | ||||||||||
8. | SHARED DISPOSITIVE POWER | |||||||||
0 | ||||||||||
9. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|||||||||
569,037 | ||||||||||
10. | CHECK BOX IF THE AGGREGRATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* |
|||||||||
£ | ||||||||||
11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 6.77% (see reponse to Item 4) |
|||||||||
12. | TYPE OF REPORTING PERSON* (see instructions) IA |
*SEE INSTRUCTIONS BEFORE FILLING OUT |
Page 3 of 7 Pages | |||||||||
Item 1(a). | Name of Issuer: | ||||||||
WISDOMTREE DREYFUS EMERGING CURRENCY FUND | |||||||||
Item 1(b). | Address of Issuer's Principal Executive Offices: | ||||||||
380 Madison Avenue 21st Floor | |||||||||
New York, NY 10005 | |||||||||
Item 2(a). | Name of Persons Filing: | ||||||||
Item 2(b). | Address of Principal Business Office, or if None, Residence: | ||||||||
Item 2(c). | Citizenship | ||||||||
IndexIQ Advisors LLC | |||||||||
800 Westchester Avenue Suite N-611 | |||||||||
Rye Brook, NY 10573 | |||||||||
(Delaware) | |||||||||
Item 2(d). | Title of Class of Securities: | ||||||||
ETP | |||||||||
Item 2(e). | CUSIP Number: | ||||||||
97717W133 |
Page 4 of 7 Pages | |||||||||
Item 3. | If This Statement Is Filed Pursuant to §§ 240.13d-1(b), or 240.13d-2(b) or (c), | ||||||||
Check Whether the Person Filing is a: | |||||||||
(a) | £ | Broker or dealer registered under Section 15 of the Exchange | |||||||
Act (15 U.S.C 78o). | |||||||||
(b) | £ | Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c). | |||||||
(c) | £ | Insurance company as defined in Section 3(a)(19) of the | |||||||
Exchange Act (15 U.S.C. 78c). | |||||||||
(d) | £ | Investment company registered under Section 8 of the | |||||||
Investment Company Act of 1940 (15 U.S.C. 80a-8). | |||||||||
(e) | T | An investment adviser in accordance with §240.13d- | |||||||
1(b)(1)(ii)(E). | |||||||||
(f) | £ | An employee benefit plan or endowment fund in accordance | |||||||
with §240.13d-1(b)(1)(ii)(F). | |||||||||
(g) | £ | A parent holding company or control person in accordance | |||||||
with §240.13d-1(b)(1)(ii)(G). | |||||||||
(h) | £ | A savings association as defined in Section 3(b) of the Federal | |||||||
Deposit Insurance Act (12 U.S.C. 1813); | |||||||||
(i) | £ | A church plan that is excluded from the definition of an | |||||||
investment company under Section 3(c)(14) of the Investment | |||||||||
Company Act of 1940 (15 U.S.C. 80a-3); | |||||||||
(j) | £ | Group, in accordance with §240.13d-1(b)(1)(ii)(J). | |||||||
If this statement is filed pursuant to Rule 13d-1 (c), check this box. | £ |
Page 5 of 7 Pages | |||||||||
Item 4. Ownership | |||||||||
If the percent of class owned, as of December 31 of the year covered by the statement, | |||||||||
or as of the last day of any month described in Rule 13d-1 (b) (2), if applicable, exceeds | |||||||||
five percent, provide the following information as of that date and identify those shares | |||||||||
which there is a right to acquire. | |||||||||
(a) | Amount beneficially owned: 569,037 | ||||||||
(b) | Percent of class: 6.77% | ||||||||
(c) | Number of shares as to which such person has: | ||||||||
(i) Sole power to vote or to direct the vote: 569,037 | |||||||||
(ii) Shared power to vote or to direct the vote: none | |||||||||
(iii) Sole power to dispose or to direct the disposition of: 569,037 | |||||||||
(iv) Shared power to dispose or to direct the disposition of: none |
Page 6 of 7 Pages | |||||||||
Item 5. | Ownership of Five Percent or Less of a Class | ||||||||
If this statement is being filed to report the fact that as of the date hereof the | |||||||||
reporting person has ceased to be the beneficial owner of more than five percent | |||||||||
of the class of securities, check the following | £ | ||||||||
Item 6. | Ownership of More than Five Percent on Behalf of Another Person. | ||||||||
IQ Alpha Hedge Strategy Fund, IQ Hedge Multi-Strategy Fund, | |||||||||
managed by IndexIQ, have the right to receive dividends and the proceeds | |||||||||
from the sale of the Shares reported herein. | |||||||||
Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security | ||||||||
Being Reported on by the Parent Holding Company. | |||||||||
Not applicable. | |||||||||
Item 8. | Identification and Classification of Members of the Group. | ||||||||
Not applicable. | |||||||||
Item 9. | Notice of Dissolution of Group. | ||||||||
Not applicable. | |||||||||
Item 10. | Certification. | ||||||||
By signing below I certify that, to the best of my knowledge and belief, the | |||||||||
securities referred to above were acquired and are held in the ordinary course of | |||||||||
business and were not acquired and are not held for the purpose of or with the | |||||||||
effect of changing or influencing the control of the issuer of the securities and | |||||||||
were not acquired and are not held in connection with or as a participant in any | |||||||||
transaction having that purpose or effect. |
Page 7 of 7 Pages | |||||||||
SIGNATURE | |||||||||
After reasonable inquiry and to the best of my knowledge and belief, I certify that | |||||||||
the information set forth in this statement is true, complete and correct. | |||||||||
Dated this 4th day of February, 2014 | |||||||||
IndexIQ Advisors LLC | |||||||||
By: | |||||||||
Adam S. Patti | |||||||||
CEO |