Sun Microsystems Form S-8
Table of Contents

As filed with the Securities and Exchange Commission on September 30, 2002

Registration No. ___________



SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549


FORM S-8

REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933


SUN MICROSYSTEMS, INC.

(Exact name of Registrant as specified in its charter)
     
Delaware
(State of Incorporation)
  94-2805249
(I.R.S. Employer
Identification Number)

4150 Network Circle
Santa Clara, California 95054
(650) 960-1300
(Address and telephone number of Registrant’s principal executive offices)


Sun Microsystems, Inc.
Equity Compensation Acquisition Plan
(Full Title of the Plan)


Scott G. McNealy
President and Chief Executive Officer
SUN MICROSYSTEMS, INC.
4150 Network Circle
Santa Clara, California 95054
(650) 960-1300
(Name, address and telephone number of agent for service)


COPY TO:

Katharine A. Martin, Esq.
WILSON SONSINI GOODRICH & ROSATI
Professional Corporation
650 Page Mill Road
Palo Alto, CA 94304
(650) 493-9300

 


Table of Contents

CALCULATION OF REGISTRATION FEE

                                 

                    Proposed        
    Amount   Proposed Maximum   Maximum        
    to be   Offering Price   Aggregate   Amount of
Title of Securities to be Registered   Registered   Per Share(1)   Offering Price   Registration Fee

Common Stock, par value $0.00067 per share, issuable pursuant to the Equity Compensation Acquisition Plan
  15,000,000 shares   $ 2.80     $ 42,000,000     $ 3,864  

(1)   The Proposed Maximum Offering Price Per Share was estimated pursuant to Rule 457(h) under the Securities Act of 1933, as amended (the "Securities Act") solely for the purpose of calculating the registration fee. The average of the high and the low price per share on September 25, 2002 was $2.80.



 


TABLE OF CONTENTS

PART II: INFORMATION REQUIRED IN REGISTRATION STATEMENT
Item 8. Exhibits
SIGNATURES
INDEX TO EXHIBITS
EXHIBIT 4.1
EXHIBIT 5.1
EXHIBIT 23.2


Table of Contents

     The contents of the Registrants Forms S-8 Registration Statements, Registration No. 333-09867, 333-34543, 333-67183, 333-48080 and 333-56358 dated August 9, 1996, August 28, 1997, November 12, 1998, October 17, 2000 and February 28, 2001, respectively, relating to the Equity Compensation Acquisition Plan are incorporated herein by reference.

 

PART II: INFORMATION REQUIRED IN REGISTRATION STATEMENT

Item 8. Exhibits

     
Exhibit    
Number   Documents

 
 
4.1   Equity Compensation Acquisition Plan, as amended
5.1   Opinion of Counsel as to legality of securities being registered
23.1   Consent of Counsel (Contained in Exhibit 5.1)
23.2   Consent of Ernst & Young LLP, Independent Auditors

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SIGNATURES

 

     Pursuant to the requirements of the Securities Act of 1933, the Registrant, Sun Microsystems, Inc., a corporation organized and existing under the laws of the State of Delaware, certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Santa Clara, State of California, on this 30th day of September 2002.

 
  SUN MICROSYSTEMS, INC.
 
 
         
    By:   /s/ Stephen T. McGowan
       
        Stephen T. McGowan
Chief Financial Officer and
Executive Vice President, Corporate Resources

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     Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.

         
Signature   Title   Date

 
 
 
/s/ Scott G. McNealy
Scott G. McNealy
  Chairman of the Board of Directors, President and Chief Executive Officer   September 30, 2002
 
/s/ Stephen T. McGowan
Stephen T. McGowan
  Chief Financial Officer and Executive Vice President, Corporate Resources (Principal Financial Officer)   September 30, 2002
 
/s/ Michael L. Popov
Michael L. Popov
  Vice President and Corporate Controller (Principal Accounting Officer)   September 30, 2002
 
/s/ James L. Barksdale
James L. Barksdale
  Director   September 30, 2002
 
/s/ L. John Doerr
L. John Doerr
  Director   September 30, 2002
 
/s/ Judith L. Estrin
Judith L. Estrin
  Director   September 30, 2002
 
/s/ Robert J. Fisher
Robert J. Fisher
  Director   September 30, 2002
 
/s/ Robert L. Long
Robert L. Long
  Director   September 30, 2002
 
 
 
M. Kenneth Oshman
  Director   September 30, 2002
 
/s/ Naomi O. Seligman
Naomi O. Seligman
  Director   September 30, 2002

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Table of Contents

SUN MICROSYSTEMS, INC.
REGISTRATION STATEMENT ON FORM S-8
INDEX TO EXHIBITS

     
Exhibit    
Number   Description

 
 
4.1   Equity Compensation Acquisition Plan, as amended
5.1   Opinion of Counsel as to legality of securities being registered
23.1   Consent of Counsel (Contained in Exhibit 5.1)
23.2   Consent of Ernst & Young LLP, Independent Auditors

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