UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number 811-21582
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Madison/Claymore Covered Call & Equity Strategy Fund
----------------------------------------------------
(Exact name of registrant as specified in charter)
2455 Corporate West Drive
Lisle, IL 60532
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(Address of principal executive offices) (Zip code)
Kevin M. Robinson
2455 Corporate West Drive
Lisle, IL 60532
---------------
(Name and address of agent for service)
Registrant's telephone number, including area code: (630) 505-3700
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Date of fiscal year end: December 31
-----------
Date of reporting period: July 1, 2010 - June 30, 2011
----------------------------
Form N-PX is to be used by a registered management investment company,
other than a small business investment company registered on Form N-5 ( 239.24
and 274.5 of this chapter), to file reports with the Commission, not later than
August 31 of each year, containing the registrant's proxy voting record for the
most recent twelve-month period ended June 30, pursuant to section 30 of the
Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4).
The Commission may use the information provided on Form N-PX in its regulatory,
disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form
N-PX, and the Commission will make this information public. A registrant is not
required to respond to the collection of information contained in Form N-PX
unless the Form displays a currently valid Office of Management and Budget
("OMB") control number. Please direct comments concerning the accuracy of the
information collection burden estimate and any suggestions for reducing the
burden to the Secretary, Securities and Exchange Commission, 100 F Street, NE,
Washington, DC 20549-1090. The OMB has reviewed this collection of information
under the clearance requirements of 44 U.S.C. 3507.
ITEM 1. PROXY VOTING RECORD.
****************************** FORM N-Px REPORT ********************************
ICA File Number: 811-21582
Reporting Period: 07/01/2010 - 06/30/2011
Madison/Claymore Covered Call & Equity Strategy Fund
============ MADISON/CLAYMORE COVERED CALL & EQUITY STRATEGY FUND ==============
ADOBE SYSTEMS INCORPORATED
Ticker: ADBE Security ID: CUSIP 00724F101
Meeting Date: 04/21/2011 Meeting Type: Annual
Country of Trade:
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 ELECTION OF CLASS II DIRECTOR: Management For For For
ROBERT K. BURGESS
2 ELECTION OF CLASS II DIRECTOR: Management For For For
DANIEL ROSENSWEIG
3 ELECTION OF CLASS II DIRECTOR: Management For For For
ROBERT SEDGEWICK
4 ELECTION OF CLASS II DIRECTOR: JOHN Management For For For
E. WARNOCK
5 APPROVAL OF THE AMENDMENT OF THE Management For For For
1997 EMPLOYEE STOCK PURCHASE PLAN
TO INCREASE THE SHARE RESERVE BY 17
MILLION SHARES.
6 APPROVAL OF THE ADOPTION OF THE 2011 Management For For For
EXECUTIVE CASH PERFORMANCE BONUS
PLAN.
7 RATIFICATION OF THE APPOINTMENT OF Management For For For
KPMG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING ON DECEMBER 2,
2011.
8 APPROVAL OF THE CERTIFICATE OF Management For For For
AMENDMENT TO THE RESTATED
CERTIFICATE OF INCORPORATION TO
ELIMINATE OUR CLASSIFIED BOARD
STRUCTURE.
9 ADVISORY VOTE TO APPROVE THE Management For For For
RESOLUTION ON THE COMPENSATION OF
THE NAMED EXECUTIVE
OFFICERS.
10 ADVISORY VOTE ON THE FREQUENCY OF Management 1 Year 1 Year For
FUTURE ADVISORY VOTES TO APPROVE A
RESOLUTION ON THE COMPENSATION OF
THE NAMED EXECUTIVE
OFFICERS.
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AMERICAN EAGLE OUTFITTERS, INC.
Ticker: AEO Security ID: CUSIP 02553E106
Meeting Date: 06/21/2011 Meeting Type: Annual
Country of Trade:
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 ELECTION OF DIRECTOR: MICHAEL G. Management For For For
JESSELSON
2 ELECTION OF DIRECTOR: ROGER S. Management For For For
MARKFIELD
3 ELECTION OF DIRECTOR: JAY L. Management For For For
SCHOTTENSTEIN
4 RATIFY THE APPOINTMENT OF ERNST & Management For For For
YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JANUARY 28, 2012.
5 HOLD AN ADVISORY VOTE ON THE Management For For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
6 HOLD AN ADVISORY VOTE ON THE Management 1 Year 1 Year For
FREQUENCY OF FUTURE STOCKHOLDER
ADVISORY VOTES ON THE COMPENSATION
OF OUR NAMED EXECUTIVE
OFFICERS.
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AMERICAN EXPRESS COMPANY
Ticker: AXP Security ID: CUSIP 025816109
Meeting Date: 05/02/2011 Meeting Type: Annual
Country of Trade:
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 D.F. AKERSON Management For For For
2 C. BARSHEFSKY Management For For For
3 U.M. BURNS Management For For For
4 K.I. CHENAULT Management For For For
5 P. CHERNIN Management For For For
6 T.J. LEONSIS Management For For For
7 J. LESCHLY Management For For For
8 R.C. LEVIN Management For For For
9 R.A. MCGINN Management For For For
10 E.D. MILLER Management For For For
11 S.S REINEMUND Management For For For
12 R.D. WALTER Management For For For
13 R.A. WILLIAMS Management For For For
14 RATIFICATION OF APPOINTMENT OF Management For For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2011.
15 ADVISORY VOTE ON EXECUTIVE Management For For For
COMPENSATION.
16 ADVISORY VOTE ON FREQUENCY OF Management 1 Year 1 Year For
ADVISORY EXECUTIVE COMPENSATION
VOTE.
17 SHAREHOLDER PROPOSAL RELATING TO Shareholder Against Against For
CUMULATIVE VOTING FOR DIRECTORS.
18 SHAREHOLDER PROPOSAL RELATING TO THE Shareholder Against Against For
CALLING OF SPECIAL SHAREHOLDER
MEETINGS.
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APACHE CORPORATION
Ticker: APA Security ID: CUSIP 037411105
Meeting Date: 05/05/2011 Meeting Type: Annual
Country of Trade:
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 ELECTION OF DIRECTOR: G. STEVEN Management For For For
FARRIS
2 ELECTION OF DIRECTOR: RANDOLPH M. Management For For For
FERLIC
3 ELECTION OF DIRECTOR: A.D. FRAZIER, Management For For For
JR.
4 ELECTION OF DIRECTOR: JOHN A. KOCUR Management For For For
5 RATIFICATION OF ERNST & YOUNG AS Management For For For
APACHE'S INDEPENDENT AUDITORS
6 ADVISORY VOTE ON COMPENSATION OF Management For For For
APACHE'S NAMED EXECUTIVE OFFICERS
7 TO RECOMMEND THE FREQUENCY OF Management 1 Year 1 Year For
ADVISORY VOTE ON COMPENSATION OF
APACHE'S NAMED EXECUTIVE OFFICERS
8 APPROVAL OF AMENDMENT TO APACHE'S Management For For For
RESTATED CERTIFICATE OF
INCORPORATION TO AUTHORIZE
ADDITIONAL COMMON STOCK
9 APPROVAL OF AMENDMENT TO APACHE'S Management For For For
RESTATED CERTIFICATE OF
INCORPORATION TO AUTHORIZE
ADDITIONAL PREFERRED STOCK
10 APPROVAL OF APACHE'S 2011 OMNIBUS Management For For For
EQUITY COMPENSATION PLAN
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APPLIED MATERIALS, INC.
Ticker: AMAT Security ID: CUSIP 038222105
Meeting Date: 03/08/2011 Meeting Type: Annual
Country of Trade:
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 AART J. DE GEUS Management For For For
2 STEPHEN R. FORREST Management For For For
3 THOMAS J. IANNOTTI Management For For For
4 SUSAN M. JAMES Management For For For
5 ALEXANDER A. KARSNER Management For For For
6 GERHARD H. PARKER Management For For For
7 DENNIS D. POWELL Management For For For
8 WILLEM P. ROELANDTS Management For For For
9 JAMES E. ROGERS Management For For For
10 MICHAEL R. SPLINTER Management For For For
11 ROBERT H. SWAN Management For For For
12 AN ADVISORY VOTE ON EXECUTIVE Management For For For
COMPENSATION.
13 AN ADVISORY VOTE ON THE FREQUENCY OF Management 1 Year 1 Year For
AN ADVISORY VOTE ON EXECUTIVE
COMPENSATION.
14 TO RATIFY THE APPOINTMENT OF KPMG Management For For For
LLP AS APPLIED MATERIALS'
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR
2011.
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BANK OF AMERICA CORPORATION
Ticker: BAC Security ID: USIP 060505104
Meeting Date: 05/11/2011 Meeting Type: Annual
Country of Trade:
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 ELECTION OF DIRECTOR: MUKESH D. Management For For For
AMBANI
2 ELECTION OF DIRECTOR: SUSAN S. BIES Management For For For
3 ELECTION OF DIRECTOR: FRANK P. Management For For For
BRAMBLE,
SR.
4 ELECTION OF DIRECTOR: VIRGIS W. Management For Against Against
COLBERT
5 ELECTION OF DIRECTOR: CHARLES K. Management For For For
GIFFORD
6 ELECTION OF DIRECTOR: CHARLES O. Management For For For
HOLLIDAY,
JR.
7 ELECTION OF DIRECTOR: D. PAUL JONES, Management For For For
JR.
8 ELECTION OF DIRECTOR: MONICA C. Management For For For
LOZANO
9 ELECTION OF DIRECTOR: THOMAS J. MAY Management For For For
10 ELECTION OF DIRECTOR: BRIAN T. Management For For For
MOYNIHAN
11 ELECTION OF DIRECTOR: DONALD E. Management For For For
POWELL
12 ELECTION OF DIRECTOR: CHARLES O. Management For Against Against
ROSSOTTI
13 ELECTION OF DIRECTOR: ROBERT W. Management For For For
SCULLY
14 AN ADVISORY (NON-BINDING) "SAY ON Management For For For
PAY" VOTE TO APPROVE EXECUTIVE
COMPENSATION.
15 AN ADVISORY (NON-BINDING) VOTE ON Management 1 Year 1 Year For
THE FREQUENCY OF FUTURE ADVISORY
"SAY ON PAY"
VOTES.
16 RATIFICATION OF THE REGISTERED Management For Against Against
INDEPENDENT PUBLIC ACCOUNTING FIRM
FOR 2011.
17 STOCKHOLDER PROPOSAL - DISCLOSURE OF Shareholder Against Against For
GOVERNMENT EMPLOYMENT.
18 STOCKHOLDER PROPOSAL - STOCKHOLDER Shareholder Against For Against
ACTION BY WRITTEN CONSENT.
19 STOCKHOLDER PROPOSAL - MORTGAGE Shareholder Against For Against
SERVICING OPERATIONS.
20 STOCKHOLDER PROPOSAL - GRASSROOTS Shareholder Against For Against
LOBBYING.
21 STOCKHOLDER PROPOSAL - OTC Shareholder Against Against For
DERIVATIVES TRADING.
22 STOCKHOLDER PROPOSAL - CUMULATIVE Shareholder Against For Against
VOTING IN CONTESTED ELECTIONS.
23 STOCKHOLDER PROPOSAL - RECOUPMENT OF Shareholder Against Against For
INCENTIVE COMPENSATION.
24 STOCKHOLDER PROPOSAL - PROHIBITION Shareholder Against For Against
OF CERTAIN RELOCATION BENEFITS.
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BEST BUY CO., INC.
Ticker: BBY Security ID: CUSIP 086516101
Meeting Date: 6/21/2011 Meeting Type: Annual
Country of Trade:
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 RONALD JAMES Management For For For
2 SANJAY KHOSLA Management For For For
3 GEORGE L. MIKAN III Management For For For
4 MATTHEW H. PAULL Management For For For
5 RICHARD M. SCHULZE Management For For For
6 HATIM A. TYABJI Management For For For
7 RATIFICATION OF THE APPOINTMENT OF Management For For For
DELOITTE & TOUCHE LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING MARCH 3, 2012.
8 APPROVAL OF AN AMENDMENT AND Management For For For
RESTATEMENT OF OUR AMENDED AND
RESTATED BY-LAWS TO REMOVE THE
MAXIMUM FOR THE NUMBER OF DIRECTORS
SERVING ON THE BOARD OF DIRECTORS
AND TO AUTHORIZE THE BOARD OF
DIRECTORS TO DETERMINE THE NUMBER
OF DIRECTORS SERVING FROM TIME
9 APPROVAL OF AMENDMENTS TO OUR 2004 Management For For For
OMNIBUS STOCK AND INCENTIVE PLAN,
AS AMENDED.
10 APPROVAL OF OUR EXECUTIVE SHORT-TERM Management For For For
INCENTIVE PLAN.
11 ADVISORY VOTE ON EXECUTIVE Management For For For
COMPENSATION.
12 ADVISORY VOTE ON FREQUENCY OF Management N/A 1 Year Against
SHAREHOLDER ADVISORY VOTES ON OUR
EXECUTIVE COMPENSATION.
13 VOTE ON THE NON-BINDING SHAREHOLDER Shareholder Against Against For
PROPOSAL REGARDING DECLASSIFICATION
OF OUR BOARD OF DIRECTORS, IF
PROPERLY PRESENTED AT THE MEETING.
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BIOGEN IDEC INC.
Ticker: BIIB Security ID: CUSIP 09062X103
Meeting Date: 06/02/2011 Meeting Type: Annual
Country of Trade:
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 ELECTION OF DIRECTOR: CAROLINE D. Management For For For
DORSA
2 ELECTION OF DIRECTOR: STELIOS Management For For For
PAPADOPOULOS
3 ELECTION OF DIRECTOR: GEORGE A. Management For For For
SCANGOS
4 ELECTION OF DIRECTOR: LYNN SCHENK Management For For For
5 ELECTION OF DIRECTOR: ALEXANDER J. Management For For For
DENNER
6 ELECTION OF DIRECTOR: NANCY L. Management For For For
LEAMING
7 ELECTION OF DIRECTOR: RICHARD C. Management For For For
MULLIGAN
8 ELECTION OF DIRECTOR: ROBERT W. Management For For For
PANGIA
9 ELECTION OF DIRECTOR: BRIAN S. POSNER Management For For For
10 ELECTION OF DIRECTOR: ERIC K. Management For For For
ROWINSKY
11 ELECTION OF DIRECTOR: STEPHEN A. Management For For For
SHERWIN
12 ELECTION OF DIRECTOR: WILLIAM D. Management For For For
YOUNG
13 TO RATIFY THE SELECTION OF Management For For For
PRICEWATERHOUSECOOPERS LLP AS
BIOGEN IDEC'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER
31,
2011.
14 SAY ON PAY - AN ADVISORY VOTE ON Management For For For
EXECUTIVE
COMPENSATION.
15 SAY WHEN ON PAY - AN ADVISORY VOTE Management 1 Year 1 Year For
ON THE FREQUENCY OF THE ADVISORY
VOTE ON EXECUTIVE
COMPENSATION.
16 TO APPROVE AN AMENDMENT TO BIOGEN Management For For For
IDEC'S AMENDED AND RESTATED
CERTIFICATE OF INCORPORATION
ELIMINATING THE CLASSIFICATION OF
THE BOARD OF
DIRECTORS.
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CELGENE CORPORATION
Ticker: CELG Security ID: CUSIP 151020104
Meeting Date: 06/15/2011 Meeting Type: Annual
Country of Trade:
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 ROBERT J. HUGIN Management For For For
2 MICHAEL D. CASEY Management For For For
3 CARRIE S. COX Management For For For
4 RODMAN L. DRAKE Management For For For
5 MICHAEL A. FRIEDMAN, MD Management For For For
6 GILLA KAPLAN, PH.D. Management For For For
7 JAMES J. LOUGHLIN Management For For For
8 ERNEST MARIO, PH.D. Management For For For
9 RATIFICATION OF THE APPOINTMENT OF Management For For For
KPMG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31,
2011.
10 APPROVAL OF AN AMENDMENT TO THE Management For For For
COMPANY'S 2008 STOCK INCENTIVE
PLAN.
11 APPROVAL, BY NON-BINDING VOTE, OF Management For For For
EXECUTIVE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE
OFFICERS.
12 TO RECOMMEND, BY NON-BINDING VOTE, Management N/A 1 Year Against
THE FREQUENCY OF EXECUTIVE
COMPENSATION
VOTES.
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CISCO SYSTEMS, INC.
Ticker: CSCO Security ID: CUSIP 17275R102
Meeting Date: 11/18/2010 Meeting Type: Annual
Country of Trade:
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 ELECTION OF DIRECTOR: CAROL A. BARTZ Management For For For
2 ELECTION OF DIRECTOR: M. MICHELE Management For For For
BURNS
3 ELECTION OF DIRECTOR: MICHAEL D. Management For For For
CAPELLAS
4 ELECTION OF DIRECTOR: LARRY R. CARTER Management For For For
5 ELECTION OF DIRECTOR: JOHN T. Management For For For
CHAMBERS
6 ELECTION OF DIRECTOR: BRIAN L. HALLA Management For For For
7 ELECTION OF DIRECTOR: DR. JOHN L. Management For For For
HENNESSY
8 ELECTION OF DIRECTOR: RICHARD M. Management For For For
KOVACEVICH
9 ELECTION OF DIRECTOR: RODERICK C. Management For For For
MCGEARY
10 ELECTION OF DIRECTOR: MICHAEL K. Management For For For
POWELL
11 ELECTION OF DIRECTOR: ARUN SARIN Management For For For
12 ELECTION OF DIRECTOR: STEVEN M. WEST Management For For For
13 ELECTION OF DIRECTOR: JERRY YANG Management For For For
14 TO APPROVE A NON-BINDING ADVISORY Management For For For
RESOLUTION REGARDING EXECUTIVE
COMPENSATION.
15 TO RATIFY THE APPOINTMENT OF Management For For For
PRICEWATERHOUSECOOPERS LLP AS
CISCO'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING JULY 30, 2011.
16 PROPOSAL SUBMITTED BY A SHAREHOLDER Shareholder Against Against For
TO AMEND CISCO'S BYLAWS TO
ESTABLISH A BOARD COMMITTEE ON
ENVIRONMENTAL SUSTAINABILITY.
17 PROPOSAL SUBMITTED BY SHAREHOLDERS Shareholder Against Against For
REQUESTING THE BOARD TO PUBLISH A
REPORT TO SHAREHOLDERS, WITHIN SIX
MONTHS, PROVIDING A SUMMARIZED
LISTING AND ASSESSMENT OF CONCRETE
STEPS CISCO COULD REASONABLY TAKE
TO REDUCE THE LIKELIHOOD THAT ITS
BUSINESS PRACTICE
18 PROPOSAL SUBMITTED BY A SHAREHOLDER Shareholder Against Against For
REQUESTING THAT CISCO ADOPT AND
IMPLEMENT A POLICY RESTRICTING
CERTAIN SALES IN CHINA, ADOPT A
RELATED OVERSIGHT AND COMPLIANCE
SYSTEM WITH RESPECT TO HUMAN RIGHTS
IMPACTS AND PROVIDE PUBLIC
DISCLOSURE OF CISCO'S SALES
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COMMUNITY HEALTH SYSTEMS, INC.
Ticker: CYH Security ID:CUSIP 203668108
Meeting Date: 05/17/2011 Meeting Type:Annual
Country of Trade:
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 ELECTION OF DIRECTOR: W. LARRY CASH Management For For For
2 ELECTION OF DIRECTOR: JAMES S. ELY Management For For For
III
3 ELECTION OF DIRECTOR: JOHN A. FRY Management For For For
4 ELECTION OF DIRECTOR: WILLIAM NORRIS Management For For For
JENNINGS, M.D.
5 ELECTION OF DIRECTOR: H. MITCHELL Management For For For
WATSON, JR.
6 THE APPROVAL OF THE COMPENSATION OF Management For For For
THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
7 THE APPROVAL OF AN ADVISORY Management 1 Year 1 Year For
(NON-BINDING) PROPOSAL ON THE
FREQUENCY OF ADVISORY STOCKHOLDER
VOTES ON NAMED EXECUTIVE OFFICER
COMPENSATION.
8 THE APPROVAL OF THE 2009 STOCK Management For For For
OPTION AND AWARD PLAN, AS AMENDED
AND RESTATED MARCH 18, 2011.
9 PROPOSAL TO RATIFY THE SELECTION OF Management For For For
DELOITTE & TOUCHE LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31,
2011.
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DELL INC.
Ticker: DELL Security ID: CUSIP 24702R101
Meeting Date: 08/12/2010 Meeting Type: Annual
Country of Trade:
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 JAMES W. BREYER Management For For For
2 DONALD J. CARTY Management For For For
3 MICHAEL S. DELL Management For For For
4 WILLIAM H. GRAY, III Management For For For
5 JUDY C. LEWENT Management For For For
6 THOMAS W. LUCE, III Management For For For
7 KLAUS S. LUFT Management For For For
8 ALEX J. MANDL Management For For For
9 SHANTANU NARAYEN Management For For For
10 SAM NUNN Management For For For
11 H. ROSS PEROT, JR. Management For For For
12 RATIFICATION OF INDEPENDENT AUDITOR Management For For For
13 AMENDMENT OF CERTIFICATE OF Management For For For
INCORPORATION TO ELIMINATE
SUPERMAJORITY VOTE
PROVISIONS
14 REIMBURSEMENT OF PROXY EXPENSES Shareholder Against Against For
15 ADVISORY VOTE ON EXECUTIVE Shareholder Against Against For
COMPENSATION
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EBAY INC.
Ticker: EBAY Security ID: CUSIP 278642103
Meeting Date: 04/28/2011 Meeting Type: Annual
Country of Trade:
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 ELECTION OF DIRECTOR: FRED D. Management For For For
ANDERSON
2 ELECTION OF DIRECTOR: EDWARD W. Management For For For
BARNHOLT
3 ELECTION OF DIRECTOR: SCOTT D. COOK Management For For For
4 ELECTION OF DIRECTOR: JOHN J. DONAHOE Management For For For
5 ADVISORY VOTE ON COMPENSATION OF OUR Management For For For
NAMED EXECUTIVE OFFICERS.
6 ADVISORY VOTE ON THE FREQUENCY OF Management N/A 1 Year For
THE ADVISORY VOTE ON COMPENSATION
OF OUR NAMED EXECUTIVE OFFICERS.
7 RATIFICATION OF THE APPOINTMENT OF Management For For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT AUDITORS FOR OUR FISCAL
YEAR ENDING DECEMBER 31, 2011.
8 STOCKHOLDER PROPOSAL REGARDING Shareholder Against Against For
SUPERMAJORITY STOCKHOLDER VOTING
STANDARDS.
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EMC CORPORATION
Ticker: EMC Security ID: CUSIP 268648102
Meeting Date: 05/04/2011 Meeting Type: Annual
Country of Trade:
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 ELECTION OF DIRECTOR: MICHAEL W. Management For For For
BROWN
2 ELECTION OF DIRECTOR: RANDOLPH L. Management For For For
COWEN
3 ELECTION OF DIRECTOR: MICHAEL J. Management For For For
CRONIN
4 ELECTION OF DIRECTOR: GAIL DEEGAN Management For For For
5 ELECTION OF DIRECTOR: JAMES S. Management For For For
DISTASIO
6 ELECTION OF DIRECTOR: JOHN R. EGAN Management For For For
7 ELECTION OF DIRECTOR: EDMUND F. KELLY Management For For For
8 ELECTION OF DIRECTOR: WINDLE B. PRIEM Management For For For
9 ELECTION OF DIRECTOR: PAUL SAGAN Management For For For
10 ELECTION OF DIRECTOR: DAVID N. STROHM Management For For For
11 ELECTION OF DIRECTOR: JOSEPH M. TUCCI Management For For For
12 RATIFICATION OF THE SELECTION BY THE Management For For For
AUDIT COMMITTEE OF
PRICEWATERHOUSECOOPERS LLP AS EMC'S
INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2011, AS
DESCRIBED IN EMC'S PROXY
STATEMENT.
13 APPROVAL OF THE EMC CORPORATION Management For For For
AMENDED AND RESTATED 2003 STOCK
PLAN, AS DESCRIBED IN EMC'S PROXY
STATEMENT.
14 APPROVAL OF AN AMENDMENT TO EMC'S Management For For For
BYLAWS TO REDUCE THE PERCENTAGE OF
SHARES REQUIRED FOR SHAREHOLDERS TO
CALL A SPECIAL MEETING OF
SHAREHOLDERS, AS DESCRIBED IN EMC'S
PROXY STATEMENT.
15 ADVISORY VOTE ON EXECUTIVE Management For For For
COMPENSATION, AS DESCRIBED IN EMC'S
PROXY STATEMENT.
16 ADVISORY VOTE ON THE FREQUENCY OF Management 1 Year 1 Year For
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION, AS DESCRIBED IN EMC'S
PROXY STATEMENT.
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EOG RESOURCES, INC.
Ticker: EOG Security ID: CUSIP 26875P101
Meeting Date: 05/03/2011 Meeting Type: Annual
Country of Trade:
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 ELECTION OF DIRECTOR: GEORGE A. Management For For For
ALCORN
2 ELECTION OF DIRECTOR: CHARLES R. Management For For For
CRISP
3 ELECTION OF DIRECTOR: JAMES C. DAY Management For For For
4 ELECTION OF DIRECTOR: MARK G. PAPA Management For For For
5 ELECTION OF DIRECTOR: H. LEIGHTON Management For For For
STEWARD
6 ELECTION OF DIRECTOR: DONALD F. Management For For For
TEXTOR
7 ELECTION OF DIRECTOR: FRANK G. WISNER Management For For For
8 TO RATIFY THE APPOINTMENT OF Management For For For
DELOITTE & TOUCHE LLP, INDEPENDENT
PUBLIC ACCOUNTANTS, AS AUDITORS FOR
THE COMPANY FOR THE YEAR ENDING
DECEMBER 31, 2011.
9 TO APPROVE, BY NON-BINDING VOTE, THE Management For For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
10 TO RECOMMEND, BY NON-BINDING VOTE, Management 1 Year 1 Year For
THE FREQUENCY OF HOLDING ADVISORY
VOTES ON THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE
OFFICERS.
11 STOCKHOLDER PROPOSAL CONCERNING Shareholder Against Against For
ACCELERATED VESTING OF EXECUTIVE
OFFICER STOCK AWARDS UPON A CHANGE
OF CONTROL, IF PROPERLY PRESENTED.
12 STOCKHOLDER PROPOSAL CONCERNING Shareholder Against Against For
CORPORATE POLITICAL CONTRIBUTIONS,
IF PROPERLY PRESENTED.
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FLEXTRONICS INTERNATIONAL LTD.
Ticker: FLEX Security ID: CUSIP Y2573F102
Meeting Date: 07/23/2010 Meeting Type: Annual
Country of Trade:
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 ELECTION OF DIRECTOR: H. RAYMOND Management For For For
BINGHAM
2 ELECTION OF DIRECTOR: DR. WILLY C. Management For For For
SHIH
3 TO APPROVE THE RE-APPOINTMENT OF Management For For For
DELOITTE & TOUCHE LLP AS
FLEXTRONICS'S INDEPENDENT AUDITORS
FOR THE 2011 FISCAL YEAR AND TO
AUTHORIZE THE BOARD OF DIRECTORS TO
FIX ITS REMUNERATION.
4 TO APPROVE THE GENERAL AUTHORIZATION Management For For For
FOR THE DIRECTORS OF FLEXTRONICS TO
ALLOT AND ISSUE ORDINARY
SHARES.
5 TO APPROVE THE ADOPTION OF THE Management For For For
FLEXTRONICS INTERNATIONAL LTD. 2010
EQUITY INCENTIVE
PLAN.
6 TO APPROVE THE RENEWAL OF THE SHARE Management N/A For N/A
PURCHASE MANDATE RELATING TO
ACQUISITIONS BY FLEXTRONICS OF ITS
OWN ISSUED ORDINARY SHARES.
------------------------------------------------------------------------------------------------------
FREEPORT-MCMORAN COPPER & GOLD INC.
Ticker: FCX Security ID: CUSIP 35671D857
Meeting Date: 06/15/2011 Meeting Type: Annual
Country of Trade:
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 RICHARD C. ADKERSON Management For For For
2 ROBERT J. ALLISON, JR. Management For For For
3 ROBERT A. DAY Management For For For
4 GERALD J. FORD Management For For For
5 H. DEVON GRAHAM, JR. Management For For For
6 CHARLES C. KRULAK Management For For For
7 BOBBY LEE LACKEY Management For For For
8 JON C. MADONNA Management For For For
9 DUSTAN E. MCCOY Management For For For
10 JAMES R. MOFFETT Management For For For
11 B.M. RANKIN, JR. Management For For For
12 STEPHEN H. SIEGELE Management For For For
13 APPROVAL, ON AN ADVISORY BASIS, OF Management For For For
THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
14 APPROVAL, ON AN ADVISORY BASIS, OF Management 1 Year 1 Year For
THE FREQUENCY OF FUTURE ADVISORY
VOTES ON THE COMPENSATION OF OUR
NAMED EXECUTIVE OFFICERS.
15 RATIFICATION OF THE APPOINTMENT OF Management For For For
ERNST & YOUNG LLP AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
16 STOCKHOLDER PROPOSAL REGARDING THE Shareholder Against Against For
SELECTION OF A CANDIDATE WITH
ENVIRONMENTAL EXPERTISE TO BE
RECOMMENDED FOR ELECTION TO THE
COMPANY'S BOARD OF DIRECTORS.
------------------------------------------------------------------------------------------------------
GARMIN LTD
Ticker: GRMN Security ID: CUSIP H2906T109
Meeting Date: 06/03/2011 Meeting Type: Annual
Country of Trade:
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 APPROVAL OF GARMIN LTD.'S 2010 Management For For For
ANNUAL REPORT, INCLUDING THE
CONSOLIDATED FINANCIAL STATEMENTS
OF GARMIN LTD. FOR THE FISCAL YEAR
ENDED DECEMBER 25, 2010 AND THE
STATUTORY FINANCIAL STATEMENTS OF
GARMIN LTD. FOR THE FISCAL YEAR
ENDED DECEMBER 25, 2010
AND
2 DISCHARGE OF MEMBERS OF THE BOARD OF Management For For For
DIRECTORS AND THE EXECUTIVE
OFFICERS FROM LIABILITY FOR THE
FISCAL YEAR ENDED DECEMBER 25,
2010.
3 DONALD H. ELLER Management For For For
4 CLIFTON A. PEMBLE Management For For For
5 RATIFICATION OF THE APPOINTMENT OF Management For For For
ERNST & YOUNG LLP AS GARMIN LTD.'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2011 FISCAL
YEAR AND RE-ELECTION OF ERNST &
YOUNG LTD. AS GARMIN LTD'S
STATUTORY AUDITOR FOR THE 2011
FISCAL YEAR.
6 APPROVAL OF THE APPROPRIATION OF Management For For For
AVAILABLE EARNINGS AND THE PAYMENT
OF A CASH DIVIDEND IN THE AGGREGATE
AMOUNT OF $2.00 PER SHARE OUT OF
GARMIN LTD.'S GENERAL RESERVE FROM
CAPITAL CONTRIBUTION IN FOUR
INSTALLMENTS.
7 APPROVAL OF THE GARMIN LTD. 2011 Management For For For
NON-EMPLOYEE DIRECTORS' EQUITY
INCENTIVE PLAN.
8 ADVISORY VOTE ON EXECUTIVE Management For For For
COMPENSATION.
9 ADVISORY VOTE ON THE FREQUENCY OF Management 1 Year 1 Year For
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
------------------------------------------------------------------------------------------------------
GILEAD SCIENCES, INC.
Ticker: GILD Security ID: CUSIP 375558103
Meeting Date: 05/12/2011 Meeting Type: Annual
Country of Trade:
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 JOHN F. COGAN Management For For For
2 ETIENNE F. DAVIGNON Management For For For
3 JAMES M. DENNY Management For For For
4 CARLA A. HILLS Management For For For
5 KEVIN E. LOFTON Management For For For
6 JOHN W. MADIGAN Management For For For
7 JOHN C. MARTIN Management For For For
8 GORDON E. MOORE Management For For For
9 NICHOLAS G. MOORE Management For For For
10 RICHARD J. WHITLEY Management For For For
11 GAYLE E. WILSON Management For For For
12 PER WOLD-OLSEN Management For For For
13 TO RATIFY THE SELECTION OF ERNST & Management For For For
YOUNG LLP BY THE AUDIT COMMITTEE OF
THE BOARD OF DIRECTORS AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF GILEAD FOR THE
FISCAL YEAR ENDING DECEMBER 31,
2011.
14 TO APPROVE THE AMENDED AND RESTATED Management For For For
GILEAD SCIENCES, INC. CODE SECTION
162(M) BONUS PLAN AND CERTAIN
PERFORMANCE-BASED PROVISIONS
THEREUNDER.
15 TO APPROVE AMENDMENTS TO GILEAD'S Management For For For
RESTATED CERTIFICATE OF
INCORPORATION TO ADOPT MAJORITY
VOTING STANDARDS.
16 TO APPROVE AMENDMENTS TO GILEAD'S Management For For For
AMENDED AND RESTATED BYLAWS TO
PERMIT HOLDERS OF AT LEAST 20% OF
THE VOTING POWER OF THE OUTSTANDING
CAPITAL STOCK TO CALL A SPECIAL
MEETING OF STOCKHOLDERS.
17 TO VOTE ON AN ADVISORY RESOLUTION TO Management For For For
APPROVE THE COMPENSATION OF
GILEAD'S NAMED EXECUTIVE OFFICERS
AS PRESENTED IN ITS PROXY
STATEMENT.
18 TO VOTE ON AN ADVISORY BASIS AS TO Management 1 Year 1 Year For
THE FREQUENCY WITH WHICH EXECUTIVE
COMPENSATION WILL BE SUBJECT TO
FUTURE ADVISORY STOCKHOLDER
VOTES.
------------------------------------------------------------------------------------------------------
GOOGLE INC.
Ticker: GOOG Security ID: CUSIP 38259P508
Meeting Date: 06/02/2011 Meeting Type: Annual
Country of Trade:
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 LARRY PAGE Management For For For
2 SERGEY BRIN Management For For For
3 ERIC E. SCHMIDT Management For For For
4 L. JOHN DOERR Management For For For
5 JOHN L. HENNESSY Management For For For
6 ANN MATHER Management For For For
7 PAUL S. OTELLINI Management For For For
8 K. RAM SHRIRAM Management For For For
9 SHIRLEY M. TILGHMAN Management For For For
10 THE RATIFICATION OF ERNST & YOUNG Management For For For
LLP AS GOOGLE'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER
31, 2011.
11 THE APPROVAL OF AN AMENDMENT TO Management For For For
GOOGLE'S 2004 STOCK PLAN TO
INCREASE THE NUMBER OF AUTHORIZED
SHARES OF CLASS A COMMON STOCK
ISSUABLE UNDER THE PLAN BY
1,500,000.
12 THE APPROVAL OF 2010 COMPENSATION Management For For For
AWARDED TO NAMED EXECUTIVE
OFFICERS.
13 THE FREQUENCY OF FUTURE STOCKHOLDER Management N/A 1 Year Against
ADVISORY VOTES REGARDING
COMPENSATION AWARDED TO NAMED
EXECUTIVE OFFICERS.
14 A STOCKHOLDER PROPOSAL REGARDING THE Shareholder Against Against For
FORMATION OF A BOARD COMMITTEE ON
SUSTAINABILITY, IF PROPERLY
PRESENTED AT THE MEETING.
15 A STOCKHOLDER PROPOSAL REGARDING THE Shareholder Against Against For
ADOPTION OF A SIMPLE MAJORITY
VOTING STANDARD FOR STOCKHOLDER
MATTERS, IF PROPERLY PRESENTED AT
THE MEETING.
16 A STOCKHOLDER PROPOSAL REGARDING A Shareholder Against Against For
CONFLICT OF INTEREST AND CODE OF
CONDUCT COMPLIANCE REPORT, IF
PROPERLY PRESENTED AT THE
MEETING.
------------------------------------------------------------------------------------------------------
LOWE'S COMPANIES, INC.
Ticker: LOW Security ID:CUSIP 548661107
Meeting Date: 05/27/2011 Meeting Type:Annual
Country of Trade:
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 RAUL ALVAREZ Management For For For
2 DAVID W. BERNAUER Management For For For
3 LEONARD L. BERRY Management For For For
4 PETER C. BROWNING Management For For For
5 DAWN E. HUDSON Management For For For
6 ROBERT L. JOHNSON Management For For For
7 MARSHALL O. LARSEN Management For For For
8 RICHARD K. LOCHRIDGE Management For For For
9 ROBERT A. NIBLOCK Management For For For
10 STEPHEN F. PAGE Management For For For
11 RATIFICATION OF THE APPOINTMENT OF Management For For For
DELOITTE & TOUCHE LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL
2011.
12 ADVISORY VOTE ON EXECUTIVE Management For For For
COMPENSATION.
13 ADVISORY VOTE ON THE FREQUENCY OF Management 1 Year 1 Year For
HOLDING FUTURE ADVISORY VOTES ON
EXECUTIVE COMPENSATION.
14 APPROVAL OF THE LOWE'S COMPANIES, Management For For For
INC. 2011 ANNUAL INCENTIVE PLAN.
LOWE'S BOARD OF DIRECTORS
RECOMMENDS YOU VOTE AGAINST THE
FOLLOWING PROPOSALS.
15 SHAREHOLDER PROPOSAL REGARDING Shareholder Against Against For
EXECUTIVE SEVERANCE AGREEMENTS.
16 SHAREHOLDER PROPOSAL REGARDING Shareholder Against Against For
LINKING PAY TO PERFORMANCE ON
SUSTAINABILITY GOALS.
17 SHAREHOLDER PROPOSAL REGARDING Shareholder Against Against For
REPORT ON POLITICAL SPENDING.
------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION
Ticker: MSFT Security ID: CUSIP 594918104
Meeting Date: 11/16/2010 Meeting Type: Annual
Country of Trade:
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 ELECTION OF DIRECTOR: STEVEN A. Management For For For
BALLMER
2 ELECTION OF DIRECTOR: DINA DUBLON Management For For For
3 ELECTION OF DIRECTOR: WILLIAM H. Management For For For
GATES
III
4 ELECTION OF DIRECTOR: RAYMOND V. Management For For For
GILMARTIN
5 ELECTION OF DIRECTOR: REED HASTINGS Management For For For
6 ELECTION OF DIRECTOR: MARIA M. KLAWE Management For For For
7 ELECTION OF DIRECTOR: DAVID F. Management For For For
MARQUARDT
8 ELECTION OF DIRECTOR: CHARLES H. Management For For For
NOSKI
9 ELECTION OF DIRECTOR: HELMUT PANKE Management For For For
10 RATIFICATION OF THE SELECTION OF Management For For For
DELOITTE & TOUCHE LLP AS THE
COMPANY'S INDEPENDENT
AUDITOR
11 SHAREHOLDER PROPOSAL - ESTABLISHMENT Shareholder Against Against For
OF BOARD COMMITTEE ON ENVIRONMENTAL
SUSTAINABILITY
------------------------------------------------------------------------------------------------------
MORGAN STANLEY
Ticker: MS Security ID: CUSIP 617446448
Meeting Date: 05/18/2011 Meeting Type: Annual
Country of Trade:
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 ELECTION OF DIRECTOR: ROY J. BOSTOCK Management For For For
2 ELECTION OF DIRECTOR: ERSKINE B. Management For For For
BOWLES
3 ELECTION OF DIRECTOR: HOWARD J. Management For For For
DAVIES
4 ELECTION OF DIRECTOR: JAMES P. GORMAN Management For For For
5 ELECTION OF DIRECTOR: JAMES H. Management For For For
HANCE, JR.
6 ELECTION OF DIRECTOR: C. ROBERT Management For For For
KIDDER
7 ELECTION OF DIRECTOR: JOHN J. MACK Management For For For
8 ELECTION OF DIRECTOR: DONALD T. Management For For For
NICOLAISEN
9 ELECTION OF DIRECTOR: HUTHAM S. Management For For N/A
OLAYAN
10 ELECTION OF DIRECTOR: JAMES W. OWENS Management For For For
11 ELECTION OF DIRECTOR: O. GRIFFITH Management For For For
SEXTON
12 ELECTION OF DIRECTOR: MASAAKI TANAKA Management For For For
13 ELECTION OF DIRECTOR: LAURA D. TYSON Management For Against Against
14 TO RATIFY THE APPOINTMENT OF Management For For For
DELOITTE & TOUCHE LLP AS
INDEPENDENT AUDITOR
15 TO AMEND THE 2007 EQUITY INCENTIVE Management For For For
COMPENSATION PLAN
16 TO APPROVE THE COMPENSATION OF Management For For For
EXECUTIVES AS DISCLOSED IN THE
PROXY STATEMENT (NON-BINDING
ADVISORY RESOLUTION)
17 TO VOTE ON THE FREQUENCY OF HOLDING Management 1 Year 1 Year For
A NON-BINDING ADVISORY VOTE ON THE
COMPENSATION OF EXECUTIVES AS
DISCLOSED IN THE PROXY STATEMENT
(NON-BINDING ADVISORY VOTE)
------------------------------------------------------------------------------------------------------
MYLAN INC.
Ticker: MYL Security ID: CUSIP 628530107
Meeting Date: 05/06/2011 Meeting Type: Annual
Country of Trade:
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 ROBERT J. COURY Management For For For
2 RODNEY L. PIATT, C.P.A. Management For For For
3 HEATHER BRESCH Management For For For
4 WENDY CAMERON Management For For For
5 ROBERT J. CINDRICH Management For For For
6 NEIL DIMICK, C.P.A. Management For For For
7 DOUGLAS J. LEECH, C.P.A Management For For For
8 JOSEPH C. MAROON, MD Management For For For
9 MARK W. PARRISH Management For For For
10 C.B. TODD Management For For For
11 R.L. VANDERVEEN PHD RPH Management For For For
12 RATIFY APPOINTMENT OF DELOITTE & Management For For For
TOUCHE LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING
FIRM.
13 APPROVE, BY ADVISORY VOTE, EXECUTIVE Management For For For
COMPENSATION.
14 RECOMMEND, BY ADVISORY VOTE, THE Management N/A 1 Year Against
FREQUENCY OF FUTURE ADVISORY VOTES
ON EXECUTIVE
COMPENSATION.
------------------------------------------------------------------------------------------------------
NOBLE CORPORATION
Ticker: NE Security ID: CUSIP H5833N103
Meeting Date: 04/29/2011 Meeting Type: Annual
Country of Trade:
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 LAWRENCE J. CHAZEN Management For For For
2 JON A. MARSHALL Management For For For
3 MARY P. RICCIARDELLO Management For For For
4 APPROVAL OF THE 2010 ANNUAL REPORT, Management For For For
THE CONSOLIDATED FINANCIAL
STATEMENTS OF THE COMPANY FOR
FISCAL YEAR 2010 AND THE STATUTORY
FINANCIAL STATEMENTS OF THE COMPANY
FOR FISCAL YEAR 2010
5 APPROVAL OF THE CREATION OF A Management For For For
RESERVE THROUGH APPROPRIATION OF
RETAINED EARNINGS
6 APPROVAL OF A CAPITAL REDUCTION BY Management For For For
CANCELLATION OF CERTAIN SHARES HELD
IN TREASURY
7 APPROVAL OF AN EXTENSION OF BOARD Management For For For
AUTHORITY TO ISSUE AUTHORIZED SHARE
CAPITAL UNTIL APRIL 28, 2013
8 APPROVAL OF A RETURN OF CAPITAL IN Management For For For
THE FORM OF A PAR VALUE REDUCTION
IN AN AMOUNT EQUAL TO SWISS FRANCS
0.52 PER SHARE
9 APPROVAL OF THE APPOINTMENT OF Management For For For
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR
2011 AND THE ELECTION OF
PRICEWATERHOUSECOOPERS AG AS
STATUTORY AUDITOR FOR A ONE-YEAR
TERM
10 APPROVAL OF THE DISCHARGE OF THE Management For For For
MEMBERS OF THE BOARD OF DIRECTORS
AND THE EXECUTIVE OFFICERS OF THE
COMPANY FOR FISCAL YEAR 2010
11 APPROVAL, ON AN ADVISORY BASIS, OF Management For For For
THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE
OFFICERS
12 ADVISORY VOTE ON FREQUENCY OF THE Management N/A 1 Year Against
EXECUTIVE COMPENSATION ADVISORY
VOTE
13 LAWRENCE J. CHAZEN Management For For For
14 JON A. MARSHALL Management For For For
15 MARY P. RICCIARDELLO Management For For For
16 APPROVAL OF THE 2010 ANNUAL REPORT, Management For For For
THE CONSOLIDATED FINANCIAL
STATEMENTS OF THE COMPANY FOR
FISCAL YEAR 2010 AND THE STATUTORY
FINANCIAL STATEMENTS OF THE COMPANY
FOR FISCAL YEAR
2010
17 APPROVAL OF THE CREATION OF A Management For For For
RESERVE THROUGH APPROPRIATION OF
RETAINED EARNINGS
18 APPROVAL OF A CAPITAL REDUCTION BY Management For For For
CANCELLATION OF CERTAIN SHARES HELD
IN TREASURY
19 APPROVAL OF AN EXTENSION OF BOARD Management For For For
AUTHORITY TO ISSUE AUTHORIZED SHARE
CAPITAL UNTIL APRIL 28, 2013
20 APPROVAL OF A RETURN OF CAPITAL IN Management For For For
THE FORM OF A PAR VALUE REDUCTION
IN AN AMOUNT EQUAL TO SWISS FRANCS
0.52 PER SHARE
21 APPROVAL OF THE APPOINTMENT OF Management For For For
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR
2011 AND THE ELECTION OF
PRICEWATERHOUSECOOPERS AG AS
STATUTORY AUDITOR FOR A ONE-YEAR
TERM
22 APPROVAL OF THE DISCHARGE OF THE Management For For For
MEMBERS OF THE BOARD OF DIRECTORS
AND THE EXECUTIVE OFFICERS OF THE
COMPANY FOR FISCAL YEAR 2010
23 APPROVAL, ON AN ADVISORY BASIS, OF Management For For For
THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS
24 ADVISORY VOTE ON FREQUENCY OF THE Management N/A 1 Year Against
EXECUTIVE COMPENSATION ADVISORY
VOTE
------------------------------------------------------------------------------------------------------
QUALCOMM, INCORPORATED
Ticker: QCOM Security ID: CUSIP 747525103
Meeting Date: 03/08/2011 Meeting Type: Annual
Country of Trade:
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 BARBARA T. ALEXANDER Management For For For
2 STEPHEN M. BENNETT Management For For For
3 DONALD G. CRUICKSHANK Management For For For
4 RAYMOND V. DITTAMORE Management For For For
5 THOMAS W. HORTON Management For For For
6 IRWIN MARK JACOBS Management For For For
7 PAUL E. JACOBS Management For For For
8 ROBERT E. KAHN Management For For For
9 SHERRY LANSING Management For For For
10 DUANE A. NELLES Management For For For
11 FRANCISCO ROS Management For For For
12 BRENT SCOWCROFT Management For For For
13 MARC I. STERN Management For For For
14 TO APPROVE THE 2006 LONG-TERM Management For For For
INCENTIVE PLAN, AS AMENDED, WHICH
INCLUDES AN INCREASE IN THE SHARE
RESERVE BY 65,000,000 SHARES.
15 TO APPROVE AN AMENDMENT TO THE 2001 Management For For For
EMPLOYEE STOCK PURCHASE PLAN TO
INCREASE THE SHARE RESERVE BY
22,000,000 SHARES.
16 TO RATIFY THE SELECTION OF Management For For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT PUBLIC ACCOUNTANTS FOR
OUR FISCAL YEAR ENDING SEPTEMBER
25, 2011.
17 TO HOLD AN ADVISORY VOTE ON Management For For For
EXECUTIVE COMPENSATION.
18 TO HOLD AN ADVISORY VOTE ON THE Management 3 Years 3 Years For
FREQUENCY OF FUTURE ADVISORY VOTES
ON EXECUTIVE COMPENSATION.
19 TO ACT ON A STOCKHOLDER PROPOSAL, IF Shareholder Against Against For
PROPERLY PRESENTED AT THE ANNUAL
MEETING.
------------------------------------------------------------------------------------------------------
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.)
Ticker: SLB Security ID: CUSIP 806857108
Meeting Date: 4/06/2011 Meeting Type: Annual
Country of Trade:
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 ELECTION OF DIRECTOR: P. CAMUS Management For For For
2 ELECTION OF DIRECTOR: P. CURRIE Management For For For
3 ELECTION OF DIRECTOR: A. GOULD Management For For For
4 ELECTION OF DIRECTOR: T. ISAAC Management For For For
5 ELECTION OF DIRECTOR: K.V. KAMATH Management For For For
6 ELECTION OF DIRECTOR: N. KUDRYAVTSEV Management For For For
7 ELECTION OF DIRECTOR: A. LAJOUS Management For For For
8 ELECTION OF DIRECTOR: M.E. MARKS Management For For For
9 ELECTION OF DIRECTOR: E. MOLER Management For For For
10 ELECTION OF DIRECTOR: L.R. REIF Management For For For
11 ELECTION OF DIRECTOR: T.I. SANDVOLD Management For For For
12 ELECTION OF DIRECTOR: H. SEYDOUX Management For For For
13 ELECTION OF DIRECTOR: P. KIBSGAARD Management For For For
14 ELECTION OF DIRECTOR: L.S. OLAYAN Management For For For
15 TO APPROVE THE ADVISORY RESOLUTION Management For For For
ON EXECUTIVE COMPENSATION.
16 ADVISORY VOTE ON THE FREQUENCY OF Management N/A 1 Year Against
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
17 TO APPROVE THE AMENDMENT TO THE Management For For For
COMPANY'S ARTICLES OF INCORPORATION
TO INCREASE THE AUTHORIZED COMMON
SHARE CAPITAL.
18 TO APPROVE THE AMENDMENTS TO THE Management For For For
COMPANY'S ARTICLES OF INCORPORATION
TO CLARIFY THE VOTING STANDARD IN
CONTESTED DIRECTOR ELECTIONS AND TO
MAKE CERTAIN OTHER CHANGES.
19 TO APPROVE THE COMPANY'S FINANCIAL Management For For For
STATEMENTS AND DECLARATION OF
DIVIDENDS.
20 TO APPROVE THE APPOINTMENT OF THE Management For For For
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
------------------------------------------------------------------------------------------------------
SOUTHWESTERN ENERGY COMPANY
Ticker:SWN Security ID:CUSIP 845467109
Meeting Date:05/17/2011 Meeting Type:Annual
Country of Trade
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 ELECTION OF DIRECTOR: LEWIS E. Management For For For
EPLEY, JR.
2 ELECTION OF DIRECTOR: ROBERT L. Management For For For
HOWARD
3 ELECTION OF DIRECTOR: GREG D. KERLEY Management For For For
4 ELECTION OF DIRECTOR: HAROLD M. Management For For For
KORELL
5 ELECTION OF DIRECTOR: VELLO A. Management For For For
KUUSKRAA
6 ELECTION OF DIRECTOR: KENNETH R. Management For For For
MOURTON
7 ELECTION OF DIRECTOR: STEVEN L. Management For For For
MUELLER
8 ELECTION OF DIRECTOR: CHARLES E. Management For For For
SCHARLAU
9 ELECTION OF DIRECTOR: ALAN H. STEVENS Management For For For
10 THE RATIFICATION OF THE APPOINTMENT Management For For For
OF PRICEWATERHOUSECOOPERS LLP TO
SERVE AS THE COMPANYS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDED DECEMBER
31, 2011.
11 ADVISORY VOTE ON EXECUTIVE Management For For For
COMPENSATION.
12 ADVISORY VOTE ON FREQUENCY OF Management 1 Year 1 Year For
SAY-ON-PAY
VOTES.
13 AMENDMENT OF THE COMPANY'S BY-LAWS Management For For For
TO REDUCE THE OWNERSHIP THRE- SHOLD
FOR STOCKHOLDERS TO CALL SPECIAL
MEETING OF STOCKHOLDERS.
14 STOCKHOLDER PROPOSAL FOR A POLITICAL Shareholder Against Against For
CONTRIBUTIONS AND EXPENDITURES
REPORT.
------------------------------------------------------------------------------------------------------
STAPLES, INC.
Ticker: SPLS Security ID: USIP 855030102
Meeting Date: 06/07/2011 Meeting Type: Annual
Country of Trade:
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 ELECTION OF DIRECTOR: BASIL L. Management For For For
ANDERSON
2 ELECTION OF DIRECTOR: ARTHUR M. BLANK Management For For For
3 ELECTION OF DIRECTOR: MARY ELIZABETH Management For For For
BURTON
4 ELECTION OF DIRECTOR: JUSTIN KING Management For For For
5 ELECTION OF DIRECTOR: CAROL MEYROWITZ Management For For For
6 ELECTION OF DIRECTOR: ROWLAND T. Management For For For
MORIARTY
7 ELECTION OF DIRECTOR: ROBERT C. Management For For For
NAKASONE
8 ELECTION OF DIRECTOR: RONALD L. Management For For For
SARGENT
9 ELECTION OF DIRECTOR: ELIZABETH A. Management For For For
SMITH
10 ELECTION OF DIRECTOR: ROBERT E. Management For For For
SULENTIC
11 ELECTION OF DIRECTOR: VIJAY Management For For For
VISHWANATH
12 ELECTION OF DIRECTOR: PAUL F. WALSH Management For For For
13 TO RATIFY THE SELECTION BY THE AUDIT Management For For For
COMMITTEE OF ERNST & YOUNG LLP AS
STAPLES' INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE
CURRENT FISCAL YEAR.
14 TO HOLD AN ADVISORY VOTE ON Management For For For
EXECUTIVE COMPENSATION.
15 TO HOLD AN ADVISORY VOTE ON THE Management 1 Year 1 Year For
FREQUENCY OF FUTURE EXECUTIVE
COMPENSATION ADVISORY VOTES.
16 TO ACT ON A SHAREHOLDER PROPOSAL Shareholder Against Against For
REGARDING THE ABILITY OF
SHAREHOLDERS TO ACT BY MAJORITY
WRITTEN CONSENT.
------------------------------------------------------------------------------------------------------
STATE STREET CORPORATION
Ticker: STT Security ID:CUSIP 857477103
Meeting Date: 05/18/2011 Meeting Type:Annual
Country of Trade:
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 ELECTION OF DIRECTOR: K. BURNES Management For For For
2 ELECTION OF DIRECTOR: P. COYM Management For For For
3 ELECTION OF DIRECTOR: P. DE Management For For For
SAINT-AIGNAN
4 ELECTION OF DIRECTOR: A. FAWCETT Management For For For
5 ELECTION OF DIRECTOR: D. GRUBER Management For For For
6 ELECTION OF DIRECTOR: L. HILL Management For For For
7 ELECTION OF DIRECTOR: J. HOOLEY Management For For For
8 ELECTION OF DIRECTOR: R. KAPLAN Management For For For
9 ELECTION OF DIRECTOR: C. LAMANTIA Management For For For
10 ELECTION OF DIRECTOR: R. SERGEL Management For For For
11 ELECTION OF DIRECTOR: R. SKATES Management For For For
12 ELECTION OF DIRECTOR: G. SUMME Management For Against Against
13 ELECTION OF DIRECTOR: R. WEISSMAN Management For For For
14 TO APPROVE AN ADVISORY PROPOSAL ON Management For For For
EXECUTIVE COMPENSATION
15 TO APPROVE AN ADVISORY PROPOSAL ON Management 1 Year 1 Year For
THE FREQUENCY OF FUTURE ADVISORY
PROPOSALS ON EXECUTIVE COMPENSATION
16 TO APPROVE THE 2011 SENIOR EXECUTIVE Management For For For
ANNUAL INCENTIVE PLAN
17 TO RATIFY THE SELECTION OF ERNST & Management For For For
YOUNG LLP AS STATE STREET'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2011
18 TO ACT ON A SHAREHOLDER PROPOSAL Shareholder Against For Against
RELATING TO DISCLOSURE OF CERTAIN
POLITICAL
CONTRIBUTIONS
------------------------------------------------------------------------------------------------------
SYMANTEC CORPORATION
Ticker: SYMC Security ID:CUSIP 871503108
Meeting Date: 09/20/2010 Meeting Type:Annual
Country of Trade:
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 ELECTION OF DIRECTOR: STEPHEN M. Management For For For
BENNETT
2 ELECTION OF DIRECTOR: MICHAEL A. Management For For For
BROWN
3 ELECTION OF DIRECTOR: WILLIAM T. Management For For For
COLEMAN III
4 ELECTION OF DIRECTOR: FRANK E. Management For For For
DANGEARD
5 ELECTION OF DIRECTOR: GERALDINE B. Management For For For
LAYBOURNE
6 ELECTION OF DIRECTOR: DAVID L. Management For For For
MAHONEY
7 ELECTION OF DIRECTOR: ROBERT S. Management For For For
MILLER
8 ELECTION OF DIRECTOR: ENRIQUE SALEM Management For For For
9 ELECTION OF DIRECTOR: DANIEL H. Management For For For
SCHULMAN
10 ELECTION OF DIRECTOR: JOHN W. Management For For For
THOMPSON
11 ELECTION OF DIRECTOR: V. PAUL UNRUH Management For For For
12 RATIFICATION OF THE APPOINTMENT OF Management For For For
KPMG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE 2011 FISCAL YEAR.
13 AMENDMENT TO OUR 2004 EQUITY Management For For For
INCENTIVE PLAN, AS AMENDED, TO
INCREASE THE NUMBER OF AUTHORIZED
SHARES ISSUABLE BY 55,000,000.
14 AMENDMENT TO OUR 2008 EMPLOYEE STOCK Management For For For
PURCHASE PLAN, TO INCREASE NUMBER
OF AUTHORIZED SHARES ISSUABLE
THEREUNDER BY 20,000,000.
------------------------------------------------------------------------------------------------------
TARGET CORPORATION
Ticker: TGT Security ID: CUSIP 87612E106
Meeting Date: 6/08/2011 Meeting Type: Annual
Country of Trade:
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 ELECTION OF DIRECTOR: ROXANNE S. Management For For For
AUSTIN
2 ELECTION OF DIRECTOR: CALVIN DARDEN Management For For For
3 ELECTION OF DIRECTOR: MARY N. DILLON Management For For For
4 ELECTION OF DIRECTOR: JAMES A. Management For For For
JOHNSON
5 ELECTION OF DIRECTOR: MARY E. MINNICK Management For For For
6 ELECTION OF DIRECTOR: ANNE M. MULCAHY Management For For For
7 ELECTION OF DIRECTOR: DERICA W. RICE Management For For For
8 ELECTION OF DIRECTOR: STEPHEN W. Management For For For
SANGER
9 ELECTION OF DIRECTOR: GREGG W. Management For For For
STEINHAFEL
10 ELECTION OF DIRECTOR: JOHN G. STUMPF Management For For For
11 ELECTION OF DIRECTOR: SOLOMON D. Management For For For
TRUJILLO
12 COMPANY PROPOSAL TO RATIFY THE Management For For For
APPOINTMENT OF ERNST & YOUNG LLP AS
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS.
13 COMPANY PROPOSAL TO APPROVE THE Management For For For
TARGET CORPORATION 2011 LONG-TERM
INCENTIVE PLAN.
14 COMPANY PROPOSAL TO CAST A Management For For For
NON-BINDING ADVISORY VOTE ON
EXECUTIVE COMPENSATION
("SAY-ON-PAY").
15 COMPANY PROPOSAL TO CAST A Management 1 Year 1 Year For
NON-BINDING ADVISORY VOTE ON THE
FREQUENCY OF SAY-ON-PAY VOTES.
16 SHAREHOLDER PROPOSAL ON COMPENSATION Shareholder Against Against For
BENCHMARKING.
17 SHAREHOLDER PROPOSAL ON ELECTRONICS Shareholder Against Against For
RECYCLING.
------------------------------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC.
Ticker: GS Security ID: CUSIP 38141G104
Meeting Date: 05/06/2011 Meeting Type: Annual
Country of Trad:
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 ELECTION OF DIRECTOR: LLOYD C. Management N/A For For
BLANKFEIN
2 ELECTION OF DIRECTOR: JOHN H. BRYAN Management For For For
3 ELECTION OF DIRECTOR: GARY D. COHN Management For For For
4 ELECTION OF DIRECTOR: CLAES DAHLBACK Management For For For
5 ELECTION OF DIRECTOR: STEPHEN Management For For For
FRIEDMAN
6 ELECTION OF DIRECTOR: WILLIAM W. Management For For For
GEORGE
7 ELECTION OF DIRECTOR: JAMES A. Management For For For
JOHNSON
8 ELECTION OF DIRECTOR: LOIS D. JULIBER Management For For For
9 ELECTION OF DIRECTOR: LAKSHMI N. Management For For For
MITTAL
10 ELECTION OF DIRECTOR: JAMES J. SCHIRO Management For For For
11 ADVISORY VOTE ON EXECUTIVE Management For For For
COMPENSATION MATTERS (SAY ON
PAY)
12 ADVISORY VOTE ON THE FREQUENCY OF Management 1 Year 1 Year For
SAY ON
PAY
13 RATIFICATION OF THE APPOINTMENT OF Management For For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR OUR 2011 FISCAL
YEAR
14 SHAREHOLDER PROPOSAL REGARDING Shareholder Against Against For
CUMULATIVE VOTING
15 SHAREHOLDER PROPOSAL REGARDING Shareholder Against Against For
SPECIAL SHAREOWNER MEETINGS
16 SHAREHOLDER PROPOSAL REGARDING Shareholder Against Against For
EXECUTIVE COMPENSATION AND
LONG-TERM PERFORMANCE
17 SHAREHOLDER PROPOSAL REGARDING A Shareholder Against Against For
REPORT ON SENIOR EXECUTIVE
COMPENSATION
18 SHAREHOLDER PROPOSAL REGARDING A Shareholder N/A Against N/A
REPORT ON CLIMATE CHANGE RISK
DISCLOSURE
19 SHAREHOLDER PROPOSAL REGARDING A Shareholder N/A Against N/A
REPORT ON POLITICAL CONTRIBUTIONS
------------------------------------------------------------------------------------------------------
THE HOME DEPOT, INC.
Ticker: HD Security ID: CUSIP 437076102
Meeting Date: 06/02/2011 Meeting Type: Annual
Country of Trade:
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 ELECTION OF DIRECTOR: F. DUANE Management For For For
ACKERMAN
2 ELECTION OF DIRECTOR: FRANCIS S. Management For For For
BLAKE
3 ELECTION OF DIRECTOR: ARI BOUSBIB Management For For For
4 ELECTION OF DIRECTOR: GREGORY D. Management For For For
BRENNEMAN
5 ELECTION OF DIRECTOR: J. FRANK BROWN Management For For For
6 ELECTION OF DIRECTOR: ALBERT P. CAREY Management For For For
7 ELECTION OF DIRECTOR: ARMANDO CODINA Management For For For
8 ELECTION OF DIRECTOR: BONNIE G. HILL Management For For For
9 ELECTION OF DIRECTOR: KAREN L. KATEN Management For For For
10 ELECTION OF DIRECTOR: RONALD L. Management For For For
SARGENT
11 PROPOSAL TO RATIFY THE APPOINTMENT Management For For For
OF KPMG LLP
12 ADVISORY VOTE ON EXECUTIVE Management For For For
COMPENSATION
13 ADVISORY VOTE ON THE FREQUENCY OF Management 1 Year 1 Year For
THE ADVISORY VOTE ON EXECUTIVE
COMPENSATION
14 COMPANY PROPOSAL TO IMPLEMENT Management For For For
SHAREHOLDER ABILITY TO ACT BY
WRITTEN CONSENT (APPROVAL OF
AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION)
15 SHAREHOLDER PROPOSAL REGARDING Shareholder Against Against For
CUMULATIVE VOTING
16 SHAREHOLDER PROPOSAL REGARDING Shareholder Against Against For
SPECIAL SHAREHOLDER
MEETINGS
17 SHAREHOLDER PROPOSAL REGARDING Shareholder Against Against For
EMPLOYMENT DIVERSITY
REPORT
18 SHAREHOLDER PROPOSAL REGARDING Shareholder Against Against For
ELECTIONEERING POLICIES AND
CONTRIBUTIONS
------------------------------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED
Ticker: UNH Security ID: CUSIP 91324P102
Meeting Date: 05/23/2011 Meeting Type: Annual
Country of Trade:
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 ELECTION OF DIRECTOR: WILLIAM C. Management For For For
BALLARD, JR.
2 ELECTION OF DIRECTOR: RICHARD T. Management For For For
BURKE
3 ELECTION OF DIRECTOR: ROBERT J. Management For For For
DARRETTA
4 ELECTION OF DIRECTOR: STEPHEN J. Management For For For
HEMSLEY
5 ELECTION OF DIRECTOR: MICHELE J. Management For For For
HOOPER
6 ELECTION OF DIRECTOR: RODGER A. Management For For For
LAWSON
7 ELECTION OF DIRECTOR: DOUGLAS W. Management For For For
LEATHERDALE
8 ELECTION OF DIRECTOR: GLENN M. Management For For For
RENWICK
9 ELECTION OF DIRECTOR: KENNETH I. Management For For For
SHINE, M.D.
10 ELECTION OF DIRECTOR: GAIL R. Management For For For
WILENSKY, PH.D.
11 APPROVAL, BY A NON-BINDING ADVISORY Management For For For
VOTE, OF EXECUTIVE COMPENSATION.
12 RECOMMENDATION, BY A NON-BINDING Management 1 Year 1 Year For
ADVISORY VOTE, OF THE FREQUENCY OF
HOLDING A SAY-ON-PAY VOTE.
13 APPROVAL OF THE UNITEDHEALTH GROUP Management For For For
2011 INCENTIVE STOCK PLAN.
14 APPROVAL OF AN AMENDMENT TO THE Management For For For
UNITEDHEALTH GROUP 1993 EMPLOYEE
STOCK PURCHASE PLAN TO INCREASE THE
NUMBER OF SHARES OF COMMON STOCK
ISSUABLE THEREUNDER.
15 RATIFICATION OF THE APPOINTMENT OF Management For For For
DELOITTE & TOUCHE LLP AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE COMPANY FOR
THE YEAR ENDING DECEMBER 31, 2011.
------------------------------------------------------------------------------------------------------
VISA INC.
Ticker: V Security ID: CUSIP 92826C839
Meeting Date: 01/27/2011 Meeting Type: Annual
Country of Trade:
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 TO AMEND THE COMPANY'S CERTIFICATE Management For For For
OF INCORPORATION TO DECLASSIFY THE
BOARD OF
DIRECTORS.
2 TO AMEND THE COMPANY'S CERTIFICATE Management For For For
OF INCORPORATION TO IMPLEMENT A
MAJORITY VOTE STANDARD IN
UNCONTESTED ELECTIONS OF
DIRECTORS.
3 GARY P. COUGHLAN Management For For For
4 MARY B. CRANSTON Management For For For
5 F.J. FERNANDEZ-CARBAJAL Management For For For
6 ROBERT W. MATSCHULLAT Management For For For
7 CATHY E. MINEHAN Management For For For
8 SUZANNE NORA JOHNSON Management For For For
9 DAVID J. PANG Management For For For
10 JOSEPH W. SAUNDERS Management For For For
11 WILLIAM S. SHANAHAN Management For For For
12 JOHN A. SWAINSON Management For For For
13 SUZANNE NORA JOHNSON Management For For For
14 JOSEPH W. SAUNDERS Management For For For
15 JOHN A. SWAINSON Management For For For
16 AN ADVISORY VOTE ON EXECUTIVE Management For For For
COMPENSATION.
17 AN ADVISORY VOTE ON THE FREQUENCY OF Management 1 Year 1 Year For
HOLDING AN ADVISORY VOTE ON
EXECUTIVE COMPENSATION.
18 TO APPROVE THE VISA INC. INCENTIVE Management For For For
PLAN, AS AMENDED AND RESTATED.
19 TO RATIFY THE APPOINTMENT OF KPMG Management For For For
LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR FISCAL YEAR 2011.
------------------------------------------------------------------------------------------------------
WELLS FARGO & COMPANY
Ticker: WFC Security ID: CUSIP 949746101
Meeting Date: 05/03/2011 Meeting Type: Annual
Country of Trade:
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 ELECTION OF DIRECTOR: JOHN D. BAKER Management N/A Against Against
II
2 ELECTION OF DIRECTOR: JOHN S. CHEN Management For For For
3 ELECTION OF DIRECTOR: LLOYD H. DEAN Management For For For
4 ELECTION OF DIRECTOR: SUSAN E. ENGEL Management For For For
5 ELECTION OF DIRECTOR: ENRIQUE Management For For For
HERNANDEZ, JR.
6 ELECTION OF DIRECTOR: DONALD M. JAMES Management For Against Against
7 ELECTION OF DIRECTOR: MACKEY J. Management For Against Against
MCDONALD
8 ELECTION OF DIRECTOR: CYNTHIA H. Management For Against Against
MILLIGAN
9 ELECTION OF DIRECTOR: NICHOLAS G. Management For For For
MOORE
10 ELECTION OF DIRECTOR: PHILIP J. Management For Against Against
QUIGLEY
11 ELECTION OF DIRECTOR: JUDITH M. Management For For For
RUNSTAD
12 ELECTION OF DIRECTOR: STEPHEN W. Management For For For
SANGER
13 ELECTION OF DIRECTOR: JOHN G. STUMPF Management For For For
14 ELECTION OF DIRECTOR: SUSAN G. Management For For For
SWENSON
15 PROPOSAL TO APPROVE AN ADVISORY Management For For For
RESOLUTION TO APPROVE THE NAMED
EXECUTIVES'
COMPENSATION.
16 ADVISORY PROPOSAL ON THE FREQUENCY Management 1 Year 1 Year For
OF FUTURE ADVISORY VOTES REGARDING
NAMED EXECUTIVES'
COMPENSATION.
17 PROPOSAL TO RATIFY THE APPOINTMENT Management For For For
OF KPMG LLP AS INDEPENDENT AUDITORS
FOR 2011.
18 STOCKHOLDER PROPOSAL REGARDING AN Shareholder Against For Against
AMENDMENT TO THE COMPANY'S BY-LAWS
TO ALLOW HOLDERS OF 10% OF THE
COMPANY'S COMMON STOCK TO CALL
SPECIAL MEETINGS OF STOCKHOLDERS.
19 STOCKHOLDER PROPOSAL TO PROVIDE FOR Shareholder Against For Against
CUMULATIVE VOTING IN CONTESTED
DIRECTOR ELECTIONS.
20 STOCKHOLDER PROPOSAL REGARDING THE Shareholder Against Against For
ADOPTION OF A POLICY TO REQUIRE AN
INDEPENDENT CHAIRMAN.
21 STOCKHOLDER PROPOSAL REGARDING AN Shareholder Against Against For
ADVISORY VOTE ON DIRECTOR
COMPENSATION.
22 STOCKHOLDER PROPOSAL REGARDING AN Shareholder Against Against For
INVESTIGATION AND REPORT ON
INTERNAL CONTROLS FOR MORTGAGE
SERVICING OPERATIONS.
------------------------------------------------------------------------------------------------------
YAHOO! INC.
Ticker: YHOO Security ID: CUSIP 984332106
Meeting Date: 06/23/2011 Meeting Type: Annual
Country of Trade:
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 ELECTION OF DIRECTOR: CAROL BARTZ Management For For For
2 ELECTION OF DIRECTOR: ROY J. BOSTOCK Management For For For
3 ELECTION OF DIRECTOR: PATTI S. HART Management For For For
4 ELECTION OF DIRECTOR: SUSAN M. JAMES Management For For For
5 ELECTION OF DIRECTOR: VYOMESH JOSHI Management For For For
6 ELECTION OF DIRECTOR: DAVID W. KENNY Management For For For
7 ELECTION OF DIRECTOR: ARTHUR H. KERN Management For For For
8 ELECTION OF DIRECTOR: BRAD D. SMITH Management For For For
9 ELECTION OF DIRECTOR: GARY L. WILSON Management For For For
10 ELECTION OF DIRECTOR: JERRY YANG Management For For For
11 ADVISORY VOTE ON EXECUTIVE Management For For For
COMPENSATION.
12 ADVISORY VOTE ON THE FREQUENCY OF Management 1 Year 1 Year For
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
13 RATIFICATION OF THE APPOINTMENT OF Management For For For
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
14 SHAREHOLDER PROPOSAL REGARDING HUMAN Shareholder Against Against For
RIGHTS PRINCIPLES, IF PROPERLY
PRESENTED AT THE ANNUAL MEETING.
------------------------------------------------------------------------------------------------------
ZIMMER HOLDINGS, INC.
Ticker: ZMH Security ID: CUSIP 98956P102
Meeting Date: 05/02/2011 Meeting Type: Annual
Country of Trade:
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 ELECTION OF DIRECTOR: BETSY J. Management For For For
BERNARD
2 ELECTION OF DIRECTOR: MARC N. CASPER Management For For For
3 ELECTION OF DIRECTOR: DAVID C. DVORAK Management For For For
4 ELECTION OF DIRECTOR: LARRY C. Management For For For
GLASSCOCK
5 ELECTION OF DIRECTOR: ROBERT A. Management For For For
HAGEMANN
6 ELECTION OF DIRECTOR: ARTHUR J. Management For For For
HIGGINS
7 ELECTION OF DIRECTOR: JOHN L. Management For For For
MCGOLDRICK
8 ELECTION OF DIRECTOR: CECIL B. Management For For For
PICKETT, PH.D.
9 NON-BINDING ADVISORY VOTE ON Management For For For
EXECUTIVE COMPENSATION
("SAY-ON-PAY")
10 NON-BINDING ADVISORY VOTE ON THE Management 1 Year 1 Year For
FREQUENCY OF SAY-ON-PAY
VOTES
11 RATIFICATION OF APPOINTMENT OF Management For For For
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2011
========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
Madison/Claymore Covered Call & Equity Strategy Fund
----------------------------------------------------
By: /s/ Kevin M. Robinson
-----------------------------
Name: Kevin M. Robinson
Title: Chief Executive Officer and Chief Legal Officer
Date: August 17, 2010