MVB Financial Corp.
|
Common Stock, par value $1.00 per share
|
553810102
|
August 28, 2018
|
CUSIP No. 553810102
|
13G
|
1
|
NAMES OF REPORTING PERSONS
|
|
|
||
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
|
|
|
|||
EJF Capital LLC
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
||||
(a)☐
|
|||||
(b)☒
|
|
|
|||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
Delaware
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
|
|
|
|
0
|
|
|
|||
|
|
||||
6
|
SHARED VOTING POWER
|
|
|
||
1,025,564
|
|
|
|||
|
|
||||
7
|
SOLE DISPOSITIVE POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
8
|
SHARED DISPOSITIVE POWER
|
|
|
||
1,025,564
|
|
|
|||
|
|
||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
1,025,564
|
|
|
|||
|
|
||||
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
|
||
☐
|
|
|
|||
|
|
||||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
||
8.9% (1)
|
|
|
|||
|
|
||||
12
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
IA
|
|
|
|||
|
|
(1)
|
Based on 11,479,625 shares of common stock, par value $1.00 per share (“Common Stock”) outstanding, as reflected in the Form 10-Q filed by the Issuer with the U.S. Securities and Exchange Commission (“SEC”) on July 30, 2018 (indicating that the total amount of Common Stock outstanding as of July 29, 2018 was 11,337,625 shares), and the Form 8-K filed by the Issuer on August 29, 2018 (indicating that the Issuer had issued an additional 142,000 shares of Common Stock on August 28, 2018).
|
CUSIP No. 553810102
|
13G
|
1
|
NAMES OF REPORTING PERSONS
|
|
|
||
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
|
|
|
|||
Emanuel J. Friedman
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
||||
(a)☐
|
|||||
(b)☒
|
|
|
|||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
United States
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
|
|
|
|
0
|
|
|
|||
|
|
||||
6
|
SHARED VOTING POWER
|
|
|
||
1,025,564
|
|
|
|||
|
|
||||
7
|
SOLE DISPOSITIVE POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
8
|
SHARED DISPOSITIVE POWER
|
|
|
||
1,025,564
|
|
|
|||
|
|
||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
1,025,564
|
|
|
|||
|
|
||||
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
|
||
☐
|
|
|
|||
|
|
||||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
||
8.9% (1)
|
|
|
|||
|
|
||||
12
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
IN
|
|
|
|||
|
|
(1)
|
Based on 11,479,625 shares of Common Stock outstanding, as reflected in the Form 10-Q filed by the Issuer with the SEC on July 30, 2018 (indicating that the total amount of Common Stock outstanding as of July 29, 2018 was 11,337,625 shares), and the Form 8-K filed by the Issuer on August 29, 2018 (indicating that the Issuer had issued an additional 142,000 shares of Common Stock on August 28, 2018).
|
CUSIP No. 553810102
|
13G
|
1
|
NAMES OF REPORTING PERSONS
|
|
|
||
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
|
|
|
|||
EJF Sidecar Fund, Series LLC - Series E
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
||||
(a)☐
|
|||||
(b)☒
|
|
|
|||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
Delaware
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
|
|
|
|
0
|
|
|
|||
|
|
||||
6
|
SHARED VOTING POWER
|
|
|
||
249,900
|
|
|
|||
|
|
||||
7
|
SOLE DISPOSITIVE POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
8
|
SHARED DISPOSITIVE POWER
|
|
|
||
249,900
|
|
|
|||
|
|
||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
249,900
|
|
|
|||
|
|
||||
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
|
||
☐
|
|
|
|||
|
|
||||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
||
2.2% (1)
|
|
|
|||
|
|
||||
12
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
OO
|
|
|
|||
|
|
(1)
|
Based on 11,479,625 shares of Common Stock outstanding, as reflected in the Form 10-Q filed by the Issuer with the SEC on July 30, 2018 (indicating that the total amount of Common Stock outstanding as of July 29, 2018 was 11,337,625 shares), and the Form 8-K filed by the Issuer on August 29, 2018 (indicating that the Issuer had issued an additional 142,000 shares of Common Stock on August 28, 2018).
|
CUSIP No. 553810102
|
13G
|
1
|
NAMES OF REPORTING PERSONS
|
|
|
||
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
|
|
|
|||
EJF Sidecar Fund, Series LLC - Small Financial Equities Series
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
||||
(a)☐
|
|||||
(b)☒
|
|
|
|||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
Delaware
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
|
|
|
|
0
|
|
|
|||
|
|
||||
6
|
SHARED VOTING POWER
|
|
|
||
775,664
|
|
|
|||
|
|
||||
7
|
SOLE DISPOSITIVE POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
8
|
SHARED DISPOSITIVE POWER
|
|
|
||
775,664
|
|
|
|||
|
|
||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
775,664
|
|
|
|||
|
|
||||
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
|
||
☐
|
|
|
|||
|
|
||||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
||
6.8%(1)
|
|
|
|||
|
|
||||
12
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
|
|
|
|||
|
|
(1)
|
Based on 11,479,625 shares of Common Stock outstanding, as reflected in the Form 10-Q filed by the Issuer with the SEC on July 30, 2018 (indicating that the total amount of Common Stock outstanding as of July 29, 2018 was 11,337,625 shares), and the Form 8-K filed by the Issuer on August 29, 2018 (indicating that the Issuer had issued an additional 142,000 shares of Common Stock on August 28, 2018).
|
(i)
|
EJF Capital LLC;
|
(ii)
|
Emanuel J. Friedman; and
|
(iii)
|
EJF Sidecar Fund, Series LLC – Series E (“EJF Sidecar Series E”); and
|
(iv) |
EJF Sidecar Fund, Series LLC – Small Financial Equities Series (“EJF Sidecar Series SFE”).
|
(a)
|
Amount beneficially owned:
|
|
See Item 9 of the attached cover pages.
|
||
(b)
|
Percent of class:
|
|
See Item 11 of the attached cover pages.
|
||
(c)
|
Number of shares as to which such person has:
|
|
(i)
|
Sole power to vote or to direct the vote:
|
|
See Item 5 of the attached cover pages.
|
||
(ii)
|
Shared power to vote or to direct the vote:
|
|
See Item 6 of the attached cover pages.
|
||
(iii)
|
Sole power to dispose or to direct the disposition:
|
|
See Item 7 of the attached cover pages.
|
||
(iv)
|
Shared power to dispose or to direct the disposition:
|
|
See Item 8 of the attached cover pages.
|
EJF CAPITAL LLC | |||
|
By:
|
/s/ Neal J. Wilson | |
Name: Neal J. Wilson | |||
Title: Chief Operating Officer |
EMANUEL J. FRIEDMAN | |||
|
By:
|
/s/ Emanuel J. Friedman | |
Name: Emanuel J. Friedman |
EJF SIDECAR FUND, SERIES LLC – SERIES E | |||
By: | EJF CAPITAL LLC | ||
Its: | Managing Member | ||
|
By:
|
/s/ Neal J. Wilson | |
Name: Neal J. Wilson | |||
Title: Chief Operating Officer |
EJF SIDECAR FUND, SERIES LLC – SMALL FINANCIAL EQUITIES SERIES | |||
By: | EJF CAPITAL LLC | ||
Its: | Managing Member | ||
|
By:
|
/s/ Neal J. Wilson | |
Name: Neal J. Wilson | |||
Title: Chief Operating Officer |
EJF CAPITAL LLC | |||
|
By:
|
/s/ Neal J. Wilson | |
Name: Neal J. Wilson | |||
Title: Chief Operating Officer |
EMANUEL J. FRIEDMAN | |||
|
By:
|
/s/ Emanuel J. Friedman | |
Name: Emanuel J. Friedman |
EJF SIDECAR FUND, SERIES LLC – SERIES E | |||
By: | EJF CAPITAL LLC | ||
Its: | Managing Member | ||
|
By:
|
/s/ Neal J. Wilson | |
Name: Neal J. Wilson | |||
Title: Chief Operating Officer |
EJF SIDECAR FUND, SERIES LLC – SMALL FINANCIAL EQUITIES SERIES | |||
By: | EJF CAPITAL LLC | ||
Its: | Managing Member | ||
|
By:
|
/s/ Neal J. Wilson | |
Name: Neal J. Wilson | |||
Title: Chief Operating Officer |