1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Non-Qualified Stock Option (right to buy)
|
07/20/2014 |
07/19/2018 |
Common Stock
|
3,009
|
$
47.79
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
|
Â
(1)
|
07/24/2019 |
Common Stock
|
8,714
|
$
56.52
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
|
Â
(2)
|
07/23/2020 |
Common Stock
|
33,000
|
$
63.11
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
|
Â
(3)
|
07/23/2021 |
Common Stock
|
67,350
|
$
82.59
|
D
|
Â
|
Restricted Stock Unit (performance-based vesting)
|
09/01/2014(4)
|
Â
(5)
|
Common Stock
|
17,142
(6)
|
$
(7)
|
D
|
Â
|
Restricted Stock Unit (performance-based vesting)
|
09/01/2014(4)
|
Â
(5)
|
Common Stock
|
15,599
(8)
|
$
(7)
|
D
|
Â
|
Restricted Stock Unit (performance-based vesting)
(9)
|
09/01/2015(4)
|
Â
(5)
|
Common Stock
|
16,438
(10)
|
$
(7)
|
D
|
Â
|
Restricted Stock Unit (performance-based vesting)
(9)
|
09/01/2015(4)
|
Â
(5)
|
Common Stock
|
16,738
(11)
|
$
(7)
|
D
|
Â
|
Restricted Stock Unit
(9)
|
07/01/2015(4)
|
Â
(5)
|
Common Stock
|
1,175
|
$
(7)
|
D
|
Â
|
Restricted Stock Unit (MSPP Purchased Award)
(9)
|
08/17/2015(12)
|
08/17/2015(12)
|
Common Stock
|
848
|
$
(7)
|
D
|
Â
|
Restricted Stock Unit (MSPP Matching Award)
(9)
|
08/17/2015(13)
|
Â
(5)
|
Common Stock
|
848
|
$
(7)
|
D
|
Â
|
Restricted Stock Unit
(9)
|
Â
(14)
|
Â
(5)
|
Common Stock
|
3,667
|
$
(7)
|
D
|
Â
|
Restricted Stock Unit (performance-based vesting)
(9)
|
09/01/2016(4)
|
Â
(5)
|
Common Stock
|
27,000
(15)
|
$
(7)
|
D
|
Â
|
Restricted Stock Unit (performance-based vesting)
(9)
|
09/01/2016(4)
|
Â
(5)
|
Common Stock
|
29,000
(16)
|
$
(7)
|
D
|
Â
|
Restricted Stock Unit (MSPP Purchased Award)
(9)
|
08/16/2016(12)
|
08/16/2016(12)
|
Common Stock
|
649
|
$
(7)
|
D
|
Â
|
Restricted Stock Unit (MSPP Matching Award)
(9)
|
08/16/2016(13)
|
Â
(5)
|
Common Stock
|
649
|
$
(7)
|
D
|
Â
|
Restricted Stock Unit (performance-based vesting)
(9)
|
09/01/2017(4)
|
Â
(5)
|
Common Stock
|
54,500
(17)
|
$
(7)
|
D
|
Â
|
Restricted Stock Unit
(9)
|
Â
(18)
|
Â
(5)
|
Common Stock
|
12,100
|
$
(7)
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
3,485 of these stock options are vested; a fixed percentage of the remainder vest on the 25th of each month such that these options are fully vested on 7/25/15. |
(2) |
33 1/3% of the options vested on 7/24/14; thereafter, 2.778% of the options vest monthly such that the options are fully vested on 7/24/2016. |
(3) |
33 1/3% of the options vest on 7/24/15; thereafter, 2.778% of the options vest monthly such that the options are fully vested on 7/24/2017. |
(4) |
Represents vesting date for Restricted Stock Units. |
(5) |
Restricted Stock Units do not expire; they either vest or are canceled prior to vest date. |
(6) |
Represents the maximum number of units subject to the award; the number of units that vest may be 0% - 100% of this number ("awarded units"), depending upon performance. Following the achievement by the issuer of certain total shareholder return objectives, the awarded units will vest on 9/1/2014. Vested restricted stock units will be paid in an equal number of shares of Intuit Inc. common stock. |
(7) |
1-for-1 |
(8) |
Represents the maximum number of units subject to the award; the number of units that vest may be 0% - 100% of this number ("awarded units"), depending upon performance. Following the achievement by the issuer of certain pre-established 3-year operating goals, the awarded units will vest on 9/1/2014. Vested restricted stock units will be paid in an equal number of shares of Intuit Inc. common stock. |
(9) |
Dividend rights accrue on the underlying shares for this award and settle in cash upon vesting and issuance of those shares. |
(10) |
Represents the maximum number of units subject to the award; the number of units that vest may be 0% - 100% of this number ("awarded units"), depending upon performance. Following the achievement by the issuer of certain pre-established 3-year operating goals, the awarded units will vest on 9/1/2015. Vested restricted stock units will be paid in an equal number of shares of Intuit Inc. common stock. |
(11) |
Represents the maximum number of units subject to the award; the number of units that vest may be 0% - 100% of this number ("awarded units"), depending upon performance. Following the achievement by the issuer of certain total shareholder return objectives, the awarded units will vest on 9/1/2015. Vested restricted stock units will be paid in an equal number of shares of Intuit Inc. common stock. |
(12) |
Represents settlement date for Restricted Stock Units (MSPP Purchased Award); these securities do not expire. |
(13) |
Represents vesting and settlement date for Restricted Stock Units (MSPP Matching Award). |
(14) |
1,833 units will vest on 7/1/2015 and 1,834 units will vest on 7/1/2016. |
(15) |
Represents the maximum number of units subject to the award; the number of units that vest may be 0% - 100% of this number ("awarded units"), depending upon performance. Following the achievement by the issuer of certain pre-established 3-year operating goals, the awarded units will vest on 9/1/2016. Vested restricted stock units will be paid in an equal number of shares of Intuit Inc. common stock. |
(16) |
Represents the maximum number of units subject to the award; the number of units that vest may be 0% - 100% of this number ("awarded units"), depending upon performance. Following the achievement by the issuer of certain total shareholder return objectives, the awarded units will vest on 9/1/2016. Vested restricted stock units will be paid in an equal number of shares of Intuit Inc. common stock. |
(17) |
Represents the maximum number of units subject to the award; the number of units that vest may be 0% - 100% of this number ("awarded units"), depending upon performance. Following the achievement by the issuer of certain total shareholder return objectives, the awarded units will vest on 9/1/2017. Vested restricted stock units will be paid in an equal number of shares of Intuit Inc. common stock. |
(18) |
One third of the units vest on each of 7/1/2015, 7/1/2016, and 7/1/2017. |