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OMB APPROVAL
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OMB Number 3235-0287
Expires: January 31, 2005
Estimated average burden
hours per response ....... 0.5
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U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 4
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public Utility Holding Company Act of 1935 or
Section 30(f) of the Investment Company Act of 1940
[_] Check box if no longer subject of Section 16. Form 4 or Form 5 obligations
may continue. See Instruction 1(b).
________________________________________________________________________________
1. Name and Address of Reporting Person*
Stein Jr. Martin E.
--------------------------------------------------------------------------------
(Last) (First) (Middle)
121 West Forsyth Street, Suite 200
--------------------------------------------------------------------------------
(Street)
Jacksonville FL 32202
--------------------------------------------------------------------------------
(City) (State) (Zip)
________________________________________________________________________________
2. Issuer Name and Ticker or Trading Symbol
Regency Centers Corporation (REG)
________________________________________________________________________________
3. IRS Identification Number of Reporting Person, if an Entity (Voluntary)
________________________________________________________________________________
4. Statement for Month/Day/Year
August 2002
________________________________________________________________________________
5. If Amendment, Date of Original (Month/Day/Year)
================================================================================
6. Relationship of Reporting Person to Issuer
(Check all applicable)
[X] Director [_] 10% Owner
[X] Officer (give title below) [_] Other (specify below)
Chairman and Chief Executive Officer
------------------------------------
________________________________________________________________________________
7. Individual or Joint/Group Filing (Check applicable line)
[X] Form filed by one Reporting Person
[_] Form filed by more than one Reporting Person
________________________________________________________________________________
================================================================================
Table I -- Non-Derivative Securities Acquired, Disposed of,
or Beneficially Owned
================================================================================
5.
Amount of
Securities 6.
4. Beneficially Owner-
Securities Acquired (A) or Owned ship
2A. 3. Disposed of (D) Following Form: 7.
2. Deemed Transaction (Instr. 3, 4 and 5) Reported Direct Nature of
Trans- Execution Code ------------------------------- Trans- (D) or Indirect
1. action Date, (Instr. 8) (A) action(s) Indirect Beneficial
Title of Security Date if any ------------ or (Instr. (I) Ownership
(Instr. 3) (mm/dd/yy) (mm/dd/yy) Code V Amount (D) Price 3 & 4) (Instr.4) (Instr. 4)
------------------------------------------------------------------------------------------------------------------------------------
Common Stock 08/12/02 M 32,700 A $25.25
-----------------------------------------------------------------------------------------------------------------------------------
Common Stock 08/12/02 F 29,199 D $30.90
-----------------------------------------------------------------------------------------------------------------------------------
Common Stock 08/12/02 M 15,450 A $21.0625
-----------------------------------------------------------------------------------------------------------------------------------
Common Stock 08/12/02 F 12,570 D $30.90
-----------------------------------------------------------------------------------------------------------------------------------
Common Stock 08/12/02 M 15,801 A $19.8125
-----------------------------------------------------------------------------------------------------------------------------------
Common Stock 08/12/02 F 12,481 D $30.90
-----------------------------------------------------------------------------------------------------------------------------------
Common Stock 08/12/02 M 13,553 A $24.69
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====================================================================================================================================
* If the Form is filed by more than one Reporting Person, see Instruction
4(b)(v).
Reminder: Report on a separate line for each class of securities beneficially
owned directly or indirectly.
(Print or Type Responses)
(Over)
(Form 4-07/98)
------------------------------
OMB APPROVAL
------------------------------
OMB Number 3235-0287
Expires: January 31, 2005
Estimated average burden
hours per response ....... 0.5
------------------------------
U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 4
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public Utility Holding Company Act of 1935 or
Section 30(f) of the Investment Company Act of 1940
[_] Check box if no longer subject of Section 16. Form 4 or Form 5 obligations
may continue. See Instruction 1(b).
________________________________________________________________________________
1. Name and Address of Reporting Person*
Stein Jr. Martin E.
--------------------------------------------------------------------------------
(Last) (First) (Middle)
121 West Forsyth Street, Suite 200
--------------------------------------------------------------------------------
(Street)
Jacksonville FL 32202
--------------------------------------------------------------------------------
(City) (State) (Zip)
________________________________________________________________________________
2. Issuer Name and Ticker or Trading Symbol
Regency Centers Corporation (REG)
________________________________________________________________________________
3. IRS Identification Number of Reporting Person, if an Entity (Voluntary)
________________________________________________________________________________
4. Statement for Month/Day/Year
August 2002
________________________________________________________________________________
5. If Amendment, Date of Original (Month/Day/Year)
================================================================================
6. Relationship of Reporting Person to Issuer
(Check all applicable)
[X] Director [_] 10% Owner
[X] Officer (give title below) [_] Other (specify below)
Chairman and Chief Executive Officer
------------------------------------
________________________________________________________________________________
7. Individual or Joint/Group Filing (Check applicable line)
[X] Form filed by one Reporting Person
[_] Form filed by more than one Reporting Person
________________________________________________________________________________
================================================================================
Table I -- Non-Derivative Securities Acquired, Disposed of,
or Beneficially Owned
================================================================================
5.
Amount of
Securities 6.
4. Beneficially Owner-
Securities Acquired (A) or Owned ship
2A. 3. Disposed of (D) Following Form: 7.
2. Deemed Transaction (Instr. 3, 4 and 5) Reported Direct Nature of
Trans- Execution Code ------------------------------- Trans- (D) or Indirect
1. action Date, (Instr. 8) (A) action(s) Indirect Beneficial
Title of Security Date if any ------------ or (Instr. (I) Ownership
(Instr. 3) (mm/dd/yy) (mm/dd/yy) Code V Amount (D) Price 3 & 4) (Instr.4) (Instr. 4)
------------------------------------------------------------------------------------------------------------------------------------
Common Stock 08/12/02 F 11,958 D $30.90
-----------------------------------------------------------------------------------------------------------------------------------
Common Stock 08/12/02 M 87,200 A $25.25
-----------------------------------------------------------------------------------------------------------------------------------
Common Stock 08/12/02 F 77,865 D $30.90
-----------------------------------------------------------------------------------------------------------------------------------
Common Stock 08/12/02 M 22,117 A Note 1
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Common Stock 08/12/02 F 9,168 D $30.90
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Common Stock 05/16/02 G V 1,500 D 222,325 D
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160,263 I Note 2
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415,382 I Note 3
====================================================================================================================================
* If the Form is filed by more than one Reporting Person, see Instruction
4(b)(v).
Note 1: Settlement of dividend equivalent units in connection with exercise of
option.
Note 2: Shares held by The Regency Group (Nevada) Limited Partnership, the sole
general partner of which is a wholly-owned subsidiary of The Regency
Group, Inc. All of othe outstanding stock of The Regency Group, Inc.
is owned by The Regency Square Group II (Nevada) Limited Partnership,
the sole general partner of which is a corporation in which all of the
outstanding stock is owned by Mr. Stein and members of his family.
Note 3: Represents 307,147 shares held by The Regency Group II and 108,235
shares held by Regency Square II. Mr. Stein is a general partner of
The Regency Group II and Regency Square II and a trustee of a trust
that is also a general partner in those Partnerships.
Reminder: Report on a separate line for each class of securities beneficially
owned directly or indirectly.
(Print or Type Responses)
(Over)
(Form 4-07/98)
FORM 4 (continued)
Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
================================================================================
10.
9. Owner-
Number ship
of Deriv- Form
2. ative
Conver- 5. 7. Secur- Deriv- 11.
sion Number of Title and Amount ities ative Nature
or 3A. Derivative 6. of Underlying 8. Bene- Secur- of
Exer- Deemed 4. Securities Date Securities Price ficially ity: In-
cise 3. Execu- Trans- Acquired (A) Exercisable and (Instr. 3 and 4) of Owned Direct direct
Price Trans- tion action or Disposed Expiration Date ---------------- Deriv- Following (D) or Bene-
1. of action Date, Code of(D) (Month/Day/Year) Amount ative Reported In- ficial
Title of Deriv- Date if any (Instr. (Instr. 3, ---------------- or Secur- Trans- direct Owner-
Derivative ative (Month/ (Month/ 8) 4 and 5) Date Expira- Number ity action(s) (I) ship
Security Secur- Day/ Day/ ------ ------------ Exer- tion of (Instr (Instr. (Instr. (Instr.
(Instr. 3) ity Year) Year) Code V (A) (D) cisable Date Title Shares 5) 4) 4) 4)
------------------------------------------------------------------------------------------------------------------------------------
Employee
stock option Common
(right to buy) $25.25 08/12/02 M 32,700 01/14/98 01/14/07 Stock 32,700 0
------------------------------------------------------------------------------------------------------------------------------------
Employee
stock option Common
(right to buy) $21.0625 08/12/02 M 15,450 07/29/00 07/29/09 Stock 15,450 46,348 D
------------------------------------------------------------------------------------------------------------------------------------
Employee
stock option Common
(right to buy) $19.8125 08/12/02 M 15,801 12/14/00 12/14/09 Stock 15,801 47,401 D
------------------------------------------------------------------------------------------------------------------------------------
Employee
stock option Common
(right to buy) $24.69 08/12/02 M 13,553 12/14/00 12/14/09 Stock 13,553 0
------------------------------------------------------------------------------------------------------------------------------------
Employee
stock option Common
(right to buy) $25.25 08/12/02 M 87,200 01/13/98 01/13/07 Stock 87,200 0
------------------------------------------------------------------------------------------------------------------------------------
Employee
stock option Common
(right to buy) $30.90 08/12/02 A V 29,199 08/12/02 01/14/07 Stock 29,199 29,199 D
------------------------------------------------------------------------------------------------------------------------------------
Employee
stock option Common
(right to buy) $30.90 08/12/02 A V 12,570 08/12/02 07/29/09 Stock 12,570 12,570 D
------------------------------------------------------------------------------------------------------------------------------------
10.
9. Owner-
Number ship
of Deriv- Form
2. ative
Conver- 5. 7. Secur- Deriv- 11.
sion Number of Title and Amount ities ative Nature
or 3A. Derivative 6. of Underlying 8. Bene- Secur- of
Exer- Deemed 4. Securities Date Securities Price ficially ity: In-
cise 3. Execu- Trans- Acquired (A) Exercisable and (Instr. 3 and 4) of Owned Direct direct
Price Trans- tion action or Disposed Expiration Date ---------------- Deriv- Following (D) or Bene-
1. of action Date, Code of(D) (Month/Day/Year) Amount ative Reported In- ficial
Title of Deriv- Date if any (Instr. (Instr. 3, ---------------- or Secur- Trans- direct Owner-
Derivative ative (Month/ (Month/ 8) 4 and 5) Date Expira- Number ity action(s) (I) ship
Security Secur- Day/ Day/ ------ ------------ Exer- tion of (Instr (Instr. (Instr. (Instr.
(Instr. 3) ity Year) Year) Code V (A) (D) cisable Date Title Shares 5) 4) 4) 4)
------------------------------------------------------------------------------------------------------------------------------------
Employee
stock option Common
(right to buy) $30.90 08/12/02 A V 12,481 08/12/02 12/14/09 Stock 12,481 12,481 D
------------------------------------------------------------------------------------------------------------------------------------
Employee
stock option Common
(right to buy) $30.90 08/12/02 A V 11,958 08/12/02 12/14/09 Stock 11,958 11,958 D
------------------------------------------------------------------------------------------------------------------------------------
Employee
stock option Common
(right to buy) $30.90 08/12/02 A V 77,865 08/12/02 01/13/07 Stock 77,865 77,865 D
------------------------------------------------------------------------------------------------------------------------------------
Dividend Common
Equivalent 1 for 1 08/12/02 M 22,117 Note 1 Stock 22,117 0
====================================================================================================================================
Explanation of Responses:
Note 1: Settlement of dividend equivalent units in connection with exercise of
option.
/s/ Martin E. Stein, Jr. September 10, 2002
--------------------------------------------- -----------------------
Martin E. Stein, Jr. Date
** Intentional misstatements or omissions of facts constitute Federal
Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed.
If space provided is insufficient, see Instruction 6 for procedure.
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