UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Option | Â (1) | 04/25/2026 | Common Stock | 15,000 | $ 9.32 | D | Â |
Stock Option | Â (2) | 09/12/2026 | Common Stock | 10,000 | $ 6.79 | D | Â |
Stock Option | Â (3) | 01/05/2027 | Common Stock | 15,000 | $ 5.19 | D | Â |
Restricted Stock Unit | Â (4) | Â (4) | Common Stock | 20,000 | $ (5) | D | Â |
Stock Option | Â (6) | 03/01/2028 | Common Stock | 90,000 | $ 5.08 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Barclay Alec 101 HARTWELL AVENUE LEXINGTON, MA 02421 |
 |  |  SVP, Operations |  |
/s/ Michael Gibbs | 03/14/2018 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This Stock Option was granted on April 25, 2016 and vesting commenced on the grant date. Options to purchase 25% of the total underlying shares vest on the first anniversary of the vesting commencement date and options to purchase the remaining shares vest in 36 equal monthly installments thereafter. |
(2) | This Stock Option was granted on September 12, 2016 and vesting commenced on the grant date. Options to purchase the underlying shares vest in 48 equal monthly installments beginning on the grant date. |
(3) | This Stock Option was granted on January 5, 2017 and vesting commenced on the grant date. Options to purchase the underlying shares vest in 48 equal monthly installments beginning on the grant date. |
(4) | The restricted stock units vest in two annual installments beginning on September 11, 2017. |
(5) | Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. |
(6) | This Stock Option was granted on March 1, 2018 and vesting commenced on the grant date. Options to purchase the underlying shares vest in 48 equal monthly installments beginning on the grant date. |
 Remarks: Exhibit List: Exhibit 24 - Power of Attorney |