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U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 4
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public Utility Holding Company Act of 1935 or
Section 30(f) of the Investment Company Act of 1940
[ ] Check this box if no longer subject of Section 16. Form 4 or Form 5
obligations may continue. See Instruction 1(b).
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1. Name and Address of Reporting Person*
Carp Daniel A.
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(Last) (First) (Middle)
Eastman Kodak Company 343 State Street
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(Street)
Rochester New York 14650
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(City) (State) (Zip)
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2. Issuer Name and Ticker or Trading Symbol
Eastman Kodak Company ("EK")
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3. IRS or Social Security Number of Reporting Person (Voluntary)
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4. Statement for Month/Day/Year
12/17/02
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5. If Amendment, Date of Original (Month/Day/Year)
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6. Relationship of Reporting Person to Issuer
(Check all applicable)
[ X ] Director [ ] 10% Owner
[ X ] Officer (give title below) [ ] Other (specify below)
President and Chief Executive Officer
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7. Individual or Joint/Group Filing (Check applicable line)
[ X] Form filed by one Reporting Person
[ ] Form filed by more than one Reporting Person
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Table I -- Non-Derivative Securities Acquired, Disposed of,
or Beneficially Owned
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6.
4. 5. Owner-
Securities Acquired (A) or Amount of ship
3. Disposed of (D) Securities Form: 7.
2.A Transaction (Instr. 3, 4 and 5) Beneficially Direct Nature of
2. Deemed Code ----------------------------- Owned at End (D) or Indirect
1. Transaction Execution (Instr. 8) (A) of Month Indirect Beneficial
Title of Security Date Date, if any ------------ Amount or Price (Instr. 3 (I) Ownership
(Instr. 3) (mm/dd/yy) (mm/dd/yy) Code V (D) and 4) (Instr.4) (Instr. 4)
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Common Stock (1) 12/17/02 J 6,667 D (1) 37,158 D
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Common Stock (2) * 12,244.438 I By Trustee's
401(k) Plan
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Common Stock (3) * 83.687 I By Trustee
in ESOP
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* If the Form is filed by more than one Reporting Person, see Instruction
4(b)(v).
Reminder: Report on a separate line for each class of securities beneficially
owned directly or indirectly.
Page 1 of 2
FORM 4 (continued)
Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
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10.
9. Owner-
Number ship
of Form
2. Deriv- of
7 Conver- 5. 7. ative Deriv- 11.
sion Number of Title and Amount Secur- ative Nature
or 3A. Derivative 6. of Underlying 8. ities Secur- of
Exer- Deemed 4. Securities Date Securities Price Bene- ity: In-
cise 3. Execut Trans- Acquired (A) Exercisable and (Instr. 3 and 4) of ficially Direct direct
Price Trans- ion action or Disposed Expiration Date ---------------- Deriv- Owned (D) or Bene-
1. of action Date, Code of(D) (Month/Day/Year) Amount ative at End In- ficial
Title of Deriv- Date if any (Instr. (Instr. 3, ---------------- or Secur- of direct Owner-
Derivative ative (Month/ (Month/ 8) 4 and 5) Date Expira- Number ity Month (I) ship
Security Secur- Day/ Day/ ------ ------------ Exer- tion of (Instr. (Instr. (Instr. (Instr.
(Instr. 3) ity Year) Year) Code V (A) (D) cisable Date Title Shares 5) 4) 4) 4)
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Stock 12/01/05 Common 75,000.0 D
Units Stock
(right to
acquire)
(4)
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Stock 12/31/05 Common 25,000.0 D
Units Stock
(right to
acquire)
(5)
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Restricted 1 for 1 * Common 4,796.541 D
Stock Stock
Units (6)
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Restricted 1 for 1 * Common 23,310.157 D
Stock Stock
Units (7)
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Restricted 1 for 1 * Common 56,958.78 D
Stock Stock
Units (8)
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Restricted 1 for 1 12/17/02 J 6,667 (9) Common 6,667 D
Stock Stock
Units (1)
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Explanation of Responses:
(1) Conversion of previously reported restricted shares into restricted stock
units due to a deferral election.
(2) This amount represents a number of units in the Eastman Kodak Employee's
Savings and Investment Plan for the account of the reporting person. These
units were acquired by the trustee over a period of time at current market
prices.
(3) This represents a number of shares held in the Kodak Employee Stock
Ownership Plan for the account of the reporting person. These shares were
acquired by the trustee over a period of time at current market prices.
The trustee previously reported those shares as units.
(4) Stock units granted under 2000 Omnibus Long-Term Compensation Plan in a
transaction exempt under Rule 16b-3. At the end of the vesting period, the
Board of Directors or a committee thereof, in its discretion, will pay to
Mr. Carp the shares or their equivalent in cash.
(5) Stock units granted under 2000 Omnibus Long-Term Compensation Plan in a
transaction exempt under Rule 16b-3. At the end of the vesting period, the
Board of Directors or a committee thereof, in its discretion, will pay to
Mr. Carp the shares or their equivalent in cash. Mr. Carp will receive
dividend equivalents until vesting.
(6) Award of restricted stock pursuant to the 1995-1996 Cycle of the
Performance Stock Program under the 1995 Omnibus Long-Term Compensation
Plan in a transaction exempt under Rule 16b-3. These shares were deferred
under this Plan and credited to the reporting person's account as
restricted stock units.
(7) Award of restricted stock pursuant to the 1993-1995 Restricted Stock
Program under the 1990 Omnibus Long-Term Compensation Plan in a transaction
exempt under Rule 16b-3. These shares were deferred under this Plan and
credited to the reporting person's account as restricted stock units.
(8) Restrictions lapse on 50% of the units on the second anniversary of the
date of grant, and on the remainder, on the fourth anniversary of the date
of grant.
(9) Restrictions lapse on January 12, 2004.
* Previously reported, increased by reinvestment of dividend equivalents.
/s/James M. Quinn, as attorney-in-fact 12/18/02
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**Signature of Reporting Person Date
Daniel A. Carp
** Intentional misstatements or omissions of facts constitute Federal
Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed.
If space provided is insufficient, see Instruction 6 for procedures.
Alternatively, this Form is permitted to be submitted to the
Commission in electronic format at the option of the reporting person
pursuant to rule 101(b)(4) of Regulation S-T.