s13d_050710-alimera.htm
 
 

 

SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC  20549

SCHEDULE 13D
(Rule 13d-101)

UNDER THE SECURITIES EXCHANGE ACT OF 1934
(Amendment No.  )1

Alimera Sciences, Inc.
(Name of Issuer)

Common Stock, $.01 par value

(Title of Class of Securities)

016259 10 3
(CUSIP Number)

Domain Associates, L.L.C.
Ropes & Gray LLP
One Palmer Square
1211 Avenue of the Americas
Princeton, NJ  08542
New York, NY 10036
Attn: Kathleen K. Schoemaker
Attn: John C. MacMurray, Esq.
Tel: (609) 683-5656
Tel: (212) 596-9000

(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)

April 27, 2010

(Date of Event Which Requires Filing of This Statement)

If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box.    o

Note.  Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits.  See Rule 13d-7 for other parties to whom copies are to be sent.




 
1 The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 
 

 
CUSIP No. 016259 10 3                                                                                                                      Page 2  of 6 Pages


 
1.
 
NAME OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
Domain Partners VI, L.P.
EIN No.:
 
2.
 
 
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
 
 
(a)x
(b)o
 
3.
 
SEC USE ONLY
 
4.
 
SOURCE OF FUNDS
WC
 
5.
 
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS  o
IS  REQUIRED PURSUANT TO ITEM 2(d) or 2(e)
 
 
6.
 
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
 
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
 
 
7.
 
 
SOLE VOTING POWER
4,829,773
 
8.
 
 
SHARED VOTING POWER
  0
 
9.
 
 
SOLE DISPOSITIVE POWER
4,829,773
 
10.
 
 
SHARED DISPOSITIVE POWER
0
 
11.
 
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
4,829,773
 
12.
 
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11)
EXCLUDES CERTAIN SHARES                                                                
 
 
13.
 
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
15.6%
 
14.
 
TYPE OF REPORTING PERSON
PN


24615550_1.DOC
                                                                   --
 
 

 
CUSIP No. 016259 10 3                                                                                                                      Page 3 of 6 Pages


 
1.
 
NAME OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
DP VI Associates, L.P.
EIN No.:
 
2.
 
 
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
 
 
(a)x
(b)o
 
3.
 
SEC USE ONLY
 
4.
 
SOURCE OF FUNDS
WC
 
5.
 
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS  o
IS  REQUIRED PURSUANT TO ITEM 2(d) or 2(e)
 
 
6.
 
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
 
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
 
 
7.
 
 
SOLE VOTING POWER
47,704
 
8.
 
 
SHARED VOTING POWER
  0
 
9.
 
 
SOLE DISPOSITIVE POWER
47,704
 
10.
 
 
SHARED DISPOSITIVE POWER
0
 
11.
 
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
47,704
 
12.
 
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11)
EXCLUDES CERTAIN SHARES                                                                
 
 
13.
 
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.2%
 
14.
 
TYPE OF REPORTING PERSON
PN


 
 

 
CUSIP No. 016259 10 3                                                                                                                      Page 4 of 6 Pages


SCHEDULE 13D

Item 1.  Security and Issuer.

This statement on Schedule 13D relates to the Common Stock, $.01 par value per share (the “Common Stock”), of Alimera Sciences, Inc. (the “Issuer”).  The Issuer’s principal executive office is located at 6120 Windward Parkway, Suite 290, Alpharetta, Georgia  30005.
 
Item 2.                      Identity and Background.

(a)           This Schedule 13D is being filed on behalf of each of the following persons pursuant to Rule 13d-1(k) of Regulation D-G under the Securities Exchange Act of 1934, as amended (the "Exchange Act"):  Domain Partners VI, L.P., a Delaware limited partnership ("DP VI"), and DP VI Associates, L.P., a Delaware limited partnership ("DP VI A") (collectively, the “Reporting Persons”).  The Reporting Persons are making this single, joint filing because they may be deemed to constitute a "group" within the meaning of Section 13(d)(3) of the Exchange Act.  The agreement between the Reporting Persons to file as a group (the “Joint Filing Agreement”) is attached hereto as Exhibit A.

(b)-(c)           The principal business of each of DP VI and DP VI A is that of a private investment partnership.  The sole general partner of DP VI and DP VI A is One Palmer Square Associates VI, L.L.C., a Delaware limited liability company (“OPSA VI”).  The principal business of OPSA VI is that of acting as the general partner of DP VI and DP VI A.  James C. Blair, Brian H. Dovey, Jesse I. Treu, Kathleen K. Schoemaker and Nicole Vitullo are the managing members of OPSA VI.

The principal business address of each of the entities and individuals named in this Item 2 is c/o Domain Associates, L.L.C., One Palmer Square, Princeton, New Jersey  08542.

 (d)–(e)  During the last five years, none of the Reporting Persons or individuals named in this Item 2 has (i) has been convicted in any criminal proceeding (excluding traffic violations or similar misdemeanors); or (ii) been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction resulting in his being subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws.

(f)           Each of the individuals named in this Item 2 is a citizen of the United States.

Item 3.                      Source and Amount of Funds or Other Consideration.

On April 21, 2010, the Registration Statement on Form S-1 filed with the Securities and Exchange Commission by the Issuer (File No. 333-162782) in connection with its initial public offering of 6,550,000 shares of Common Stock was declared effective. The closing of the offering took place on April 27, 2010, and at such closing  DP VI purchased 378,028 shares of Common Stock at the initial public offering price of $11.00 per share.  The source of funds for such purchase was the working capital of DP VI.
 
Item 4.                      Purpose of Transaction.

DP VI purchased additional Common Stock of the Issuer for investment purposes.  Brian K. Halak is a member of OPSA VI and of Domain Associates, LLC, a Delaware limited liability company, which is the investment manager of DP VI and DP VI A, but except as otherwise described in this statement, the Reporting Persons do not have any present plans or proposals that relate to or would result in: (i) the acquisition by any person of additional securities of the Issuer, or the disposition of securities of the Issuer; (ii) an extraordinary corporate transaction, such as a merger, reorganization or liquidation, involving the Issuer or any of its subsidiaries; (iii) a sale or transfer of a material amount of assets of the Issuer or any of its subsidiaries; (iv) any change in the present board of directors or management of the Issuer, including any plans or proposals to change the number or term of directors or to fill any existing vacancies on the board; (v) any material change in the present capitalization or dividend policy of the Issuer; (vi) any other material change in the Issuer’s business or corporate structure; (vii) changes in the Issuer’s charter, by-laws or instruments corresponding thereto or other actions which may impede the acquisition of control of the Issuer by any person; (viii) causing a class of securities of the Issuer to be de-listed from a national securities exchange or to cease to be authorized to be quoted in an inter-dealer quotation system of a registered national securities association; (ix) a class of equity securities of the Issuer becoming eligible for termination of registration pursuant to Section 12(g)(4) of the Exchange Act; or (x) any action similar to any of those enumerated above.
 
Item 5.                      Interest in Securities of the Issuer.

The information below is based on a total of 31,051,000 shares of Common Stock outstanding as of the date of this statement.

(a)           DP VI directly beneficially owns 4,829,773 shares of Common Stock, or approximately 15.6% of the Common Stock outstanding.  DP VI A directly beneficially owns 47,704 shares of Common Stock, or approximately 0.2% of the Common Stock outstanding.  OPSA VI, as the general partner of DP VI and DP VI A, may be deemed to indirectly beneficially own the securities owned by DP VI and DP VI A.

(b)           The managing members of OPSA VI may be deemed to share the power to vote or direct the voting of and to dispose or direct the disposition of the securities of the Issuer that are beneficially owned by DP VI and DP VI A.  Each of the managing members of OPSA VI disclaims beneficial ownership of all securities other than those he or she owns directly, if any, or by virtue of his or her indirect pro rata interest, as a managing member of OPSA VI, in the securities owned by DP VI and/or by DP VI A.
 
 
(c)           Prior to the effectiveness of the Issuer's initial public offering, the Issuer effected a 3.4 to 1 reverse split of the Common Stock.  Upon closing of the initial public offering, all shares of the Issuer's outstanding series of Preferred Stock were converted to Common Stock on a 1-for-1 basis.  Except as described in this statement, none of the Reporting Persons has effected any transactions in the Common Stock in the 60 days prior to the date of this statement.

(d)           Except as described in this statement, no person has the power to direct the receipt of dividends on or the proceeds of sales of, the shares of Common Stock owned by the Reporting Persons.

(e)           Not applicable.

Item 6.
Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer.

Not Applicable.
 
Item 7.                      Material to be Filed as Exhibits.

Exhibit A - Joint Filing Agreement  (appears at page 7 of this statement)

 
 

 
CUSIP No. 016259 10 3                                                                                                                      Page 5 of 6 Pages


SIGNATURES

After reasonable inquiry and to the best of their knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct.

Dated:  May 6, 2010

 
DOMAIN PARTNERS VI, L.P.
 
By:
One Palmer Square Associates VI, L.L.C., General Partner
 
By:
/s/ Kathleen K. Schoemaker
   
Managing Member
 
DP VI ASSOCIATES, L.P.
 
By:
One Palmer Square Associates VI, L.L.C., General Partner
 
By:
/s/ Kathleen K. Schoemaker
   
Managing Member




 
 

 
CUSIP No. 686164 10 4                                                                                                                      Page 6 of 6 Pages


Exhibit A

AGREEMENT REGARDING THE JOINT FILING OF
SCHEDULE 13D
______________________________


The undersigned hereby agree that the statement on Schedule 13D to which this Agreement is annexed as Exhibit A is filed on behalf of each of them in accordance with the provisions of Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended.


Dated:  May 6, 2010

 
DOMAIN PARTNERS VI, L.P.
 
By:
One Palmer Square Associates VI, L.L.C., General Partner
 
By:
/s/ Kathleen K. Schoemaker
   
Managing Member
 
DP VI ASSOCIATES, L.P.
 
By:
One Palmer Square Associates VI, L.L.C., General Partner
 
By:
/s/ Kathleen K. Schoemaker
   
Managing Member