FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION |
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[ ] Check this box if no longer |
Washington, D.C. 20549 |
OMB Number 3235-0287 |
(Print or Type Responses) |
BENEFICIAL OWNERSHIP |
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1. Name and Address of Reporting Person* Barton Joel B. (Last) (First) (Middle) |
4. Statement for Month/Year February 2002 |
850 - 76th Street, SW (Street) |
5. If Amendment, Date of Original (Month/Year) |
Grand Rapids Michigan 49518 (City) (State) (Zip) |
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2. Issuer Name and Ticker
or Trading Symbol Spartan Stores, Inc. ("SPTN") |
6. Relationship of
Reporting Person(s) to Issuer (Check all applicable) Director   10% Owner X Officer (give title Other (specify below) below)   Former Executive Vice President Sales and Marketing |
3. I.R.S. or Social
Security Number of Reporting Person (Voluntary) |
7. Individual or Joint/Group
Filing (Check Applicable Line) X Form Filed by One Reporting Person Form Filed by More than One Reporting Person |
Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
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1. Title of Security (Instr. 3) |
2. Transaction Date (Month/ Day/ Year) |
3. Transaction Code (Instr. 8) |
4. Securities
Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned at End of Month (Instr. 3 and 4) |
6. Ownership Form: Di- rect (D) or Indirect (I) (Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock |
5/21/01
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A
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V
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4,047
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A
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$12.835
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see below
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D
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Common Stock |
2/12/02
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S |
1,000
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D |
$7.77
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see below |
D
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Common Stock |
2/13/02
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S |
600
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D |
$7.86
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see below |
D
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Common Stock |
2/13/02
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S |
700
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D |
$7.77
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see below |
D
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Common Stock |
2/13/02
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S |
700
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D |
$7.55
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1,047 |
D
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Potential persons who are to respond to the collection of Information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
Form 4 (continued) | Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) |
1. Title of Derivative
Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security |
3. Transaction Date (Month/ Day/ Year) |
4. Transaction Code (Instr. 8) |
5. Number
of Deriva- tive Securities Ac- quired (A) or Dis- posed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
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Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
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Stock Option (Right to Buy) |
$10.25
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5/09/01 | A | V |
8,213
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5/09/02 | 5/21/021 | |
Stock Option (Right to Buy) |
$10.25
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5/09/01 | A | V |
8,214
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5/09/03 | 5/21/021 | |
Stock Option (Right to Buy) |
$10.25
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5/09/01 | A | V |
8,213
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5/09/04 | 5/21/021 | |
Stock Option (Right to Buy) |
$10.25
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5/09/01 | A | V |
8,214
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5/09/05 | 5/21/021 | |
Stock Option (Right to Buy) |
$16.57
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7/11/01 | A | V |
4,286
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7/11/02 | 5/21/021 | |
Stock Option (Right to Buy) |
$16.57
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7/11/01 | A | V |
4,287
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7/11/03 | 5/21/021 | |
Stock Option (Right to Buy) |
$16.57
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7/11/01 | A | V |
4,286
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7/11/04 | 5/21/021 | |
Stock Option (Right to Buy) |
$16.57
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7/11/01 | A | V |
4,287
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7/11/05 | 5/21/021 | |
7. Title and Amount
of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Securitie(Instr. 5) | 9. Number of derivative Securities Beneficially Owned at End of Month (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Title
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Amount of Number of Shares
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Common Stock |
8,213
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N/A
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8,213 | D | |||
Common Stock |
8,214
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N/A
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8,214 | D | |||
Common Stock |
8,213
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N/A
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8,213 | D | |||
Common Stock |
8,214
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N/A
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8,214 | D | |||
Common Stock |
4,286
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N/A
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4,286 | D | |||
Common Stock |
4,287
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N/A
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4,287 | D | |||
Common Stock |
4,286
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N/A
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4,286 | D | |||
Common Stock |
4,287
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N/A
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4,287 | D | |||
Explanation of Responses:
1 Because the reporting person terminated employment on February
21, 2002, these options will expire on May 21, 2002, before they become exercisable.
**Intentional misstatements or omissions of facts constitute |
By: /s/ Joel B. Barton |
March 8, 2002 |
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Federal Criminal Violations. |
*Signature of Reporting Person
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Date | ||
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Joel B. Barton
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