UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Warrants | 09/24/2009 | 09/24/2019 | Common Stock | 129,310 | $ 29 | I | Footnote (1) (2) |
Warrants | 09/24/2009 | 09/24/2019 | Common Stock | 129,310 | $ 29 | D (3) | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
WESCHLER, R. TED 404B EAST MAIN STREET 2ND FLOOR CHARLOTTESVILLE,, VA 22902 |
 X |  X |  |  |
PENINSULA CAPITAL ADVISORS LLC 404B EAST MAIN STREET 2ND FLOOR CHARLOTTESVILLE,, VA 22902 |
 |  X |  |  |
PENINSULA INVESTMENT PARTNERS, L.P. 404B EAST MAIN STREET 2ND FLOOR CHARLOTTESVILLE, VA 22902 |
 |  X |  |  |
/s/ R. Ted Weschler(+) | 09/28/2009 | |
**Signature of Reporting Person | Date | |
Peninsula Capital Advisors, LLC(+), By: /s/ R. Ted Weschler, Managing Member | 09/28/2009 | |
**Signature of Reporting Person | Date | |
Peninsula Investment Partners, L.P.(+), By: Peninsula Capital Appreciation, LLC, General Partner, By: /s/ R. Ted Weschler, Managing Member | 09/28/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The reported securities are the same securities held in the account of Peninsula Investment Partners, L.P. (the "Partnership") referenced in (3) below and may be deemed to be beneficially owned by R. Ted Weschler, a director of WSFS Financial Corporation, by virtue of his role as the sole managing member of Peninsula Capital Advisors, LLC (the "Manager") which is the investment manager of the Partnership. Mr. Weschler is responsible for making the investment decisions with respect to the Manager and the Partnership. |
(2) | The reported securities are the same securities held in the account of the Partnership referenced in (3) below and may be deemed to be beneficially owned by the Manager by virtue of its role as the investment manager of the Partnership. |
(3) | The reported securities are held in the account of the Partnership. |
 Remarks: (+) Mr. Weschler,  the Manager and the Partnership disclaim beneficial ownership of the reported securities except to the  extent of their pecuniary interest therein, and this report shall not be deemed an admission that Mr. Weschler,  the Manager  or the Partnership are the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange  Act  of 1934, as amended, or for any other purpose. |