4
1
NYSE
0001186033
Officer
Ball Corporation
0000009389
IRS-NUMBER 35-0160610
04/22/03
4
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 4
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
[ ] Check this box if no longer
subject to Section 16.
Form 4 or Form 5 obligations may continue.
1. |
Name and Address of Reporting Person(s)
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2. |
Issuer Name and Ticker or Trading Symbol
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3. | I.R.S. Identification Number of Reporting Person, if an entity (Voluntary) |
4. |
Statement for Month/Day/Year |
5. | If Amendment, Date of Original (Month/Day/Year) |
6. |
Relationship of Reporting Person(s) to Issuer (Check all applicable)
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7. |
Individual or Joint/Group Filing (Check Applicable Line)
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Table I Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Security 2)Trans- 3.Trans- 4.Securities Acquired(A) 5)Amount of 6) 7)Nature of action action or Disposed of (D) Securities Indirect Date Code A Beneficially D Beneficial (Month/ or Owned at or Ownership Day/Year) Code V Amount D Price End of Month I ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 04/22/03 A 20,000 A 174,475 D Direct Common Stock 1,057 I 401(k) plan Common Stock 134,473 I by trust Table II (PART 1) Derivative Securities Acquired, Disposed of, or Beneficially Owned (Columns 1 through 6) ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Derivative 2)Conversion 3)Trans- 4)Trans- 5)Number of Derivative 6)Date Exercisable and Security or Exercise action action Securities Acquired (A) Expiration Date Price of Date Code or Disposed of (D) Derivative Security Code V A D Exercisable Expiration ------------------------------------------------------------------------------------------------------------------------------------ Employee Stock Option (right to$56.3100 04/22/03 A 30,000 (1) 04/22/13 buy) Table II (PART 2) Derivative Securities Acquired, Disposed of, or Beneficially Owned (Columns 1,3 and 7 through 11) ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Derivative 3)Trans- 7)Title and Amount 8)Price 9)Number of 10) 11)Nature of Security action of Underlying of Deri- Derivative Indirect Date Securities vative Securities D Beneficial Amount or Security Beneficially or Ownership Number of Owned at I - Title Shares End of Month ------------------------------------------------------------------------------------------------------------------------------------ Employee Stock Option (right to04/22/03 Common Stock 30,000 30,000 D Direct buy) Explanation of Responses: (1) Shares exercisable beginning one year after grant in 25% increments.
- Total number of Common Shares directly owned includes shares acquired through participation in the Ball Corporation Employee Stock Purchase Plan. Total number of 401(k) Plan shares includes shares acquired through periodic dividend reinvestment and employer matching contributions.
SIGNATURE OF REPORTING PERSON
/S/ By: Mary L. Rose,
Dir., Exec. Comp. Prog.
For: R. David Hoover
DATE 04/22/03