UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
The Securities Exchange Act of 1934
April 25, 2012
Date
of Report
(Date of earliest event reported)
SOCKET MOBILE, INC.
(Exact name of registrant as specified in its charter)
Delaware | 001-13810 | 94-3155066 | ||
(State or other jurisdiction of incorporation) | (Commission File Number) | (IRS
Employer Identification No.) |
39700 Eureka Drive
Newark, CA 94560
(Address of principal executive offices, including zip code)
(510) 933-3000
(Registrant’s telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 5.07 Submission of Matters to a Vote of Security Holders
On April 25, 2012, Socket Mobile, Inc. (the “Company”) held its Annual Meeting of Stockholders at 9:00 a.m. at the Company’s headquarters at 39700 Eureka Drive, Newark, California 94560 for the following purposes:
Item 1 To elect seven directors to serve until their respective successors are elected.
Item 2 To ratify the appointment of Moss Adams LLP as independent public accountants of the Company for the fiscal year ending December 31, 2012.
Only stockholders of record at the close of business on February 27, 2012 were entitled to notice of and to vote at the meeting. At the Record Date, 4,835,695 shares of Common Stock were issued and outstanding and each share of Common Stock was entitled to one vote. The Company had no other class of voting securities outstanding and entitled to vote at the meeting. A total of 3,375,989 shares or 69.81% of total shares outstanding were voted representing a quorum of stockholders entitled to vote at the meeting for the transaction of business.
RESULTS OF THE STOCKHOLDER VOTE:
Item 1 Election of Directors
Name | Votes For | Votes Withheld | Outcome |
1. Charlie Bass | 1,724,981 | 244,517 | Elected |
2. Kevin J. Mills | 1,531,903 | 437,605 | Elected |
3. Charles C. Emery Jr. | 1,758,835 | 210,663 | Elected |
4. Micheal L. Gifford | 1,920,353 | 49,145 | Elected |
5. Leon Malmed | 1,895,935 | 73,563 | Elected |
6. Thomas O. Miller | 1,895,248 | 74,250 | Elected |
7. Peter Sealey | 1,895,245 | 74,253 | Elected |
Item 2. Ratification of Independent Public Accountants
Votes For | Votes Against | Votes Abstained | Broker non-votes | Outcome |
2,787,148 | 198,936 | 389,905 | None | Approved |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
SOCKET MOBILE, INC. | |||
By: | /s/ David W. Dunlap | ||
Name: David W. Dunlap Vice President, Finance and Administration and Chief Financial Officer |
Date: April 25, 2012