SC 13D
OMB APPROVAL |
OMB Number: 3235-0145 |
Expires: December 31, 2005 |
Estimated average burden
hours per response...15 |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. )*
Lionbridge Technologies, Inc.
(Name of Issuer)
Common Stock, $0.01 Par Value Per Share
(Title of Class of Securities)
536252 10 9
(CUSIP Number)
Scott L. Spitzer, Esq.
Bowne & Co., Inc.
345 Hudson Street
New York, NY 10014
(212) 924-5500
with copies to:
Mark L. Mandel, Esq.
White & Case LLP
1155 Avenue of the Americas
New York, NY 10036
(212) 819-8200
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
September 1, 2005
(Date of Event Which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. o
Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See §240.13d-7 for other parties to whom copies are to be sent.
* The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
|
|
|
|
|
|
|
CUSIP No. 536252 10 9 |
|
|
1. |
Name of Reporting Person: Bowne & Co., Inc. |
I.R.S. Identification Nos. of above persons (entities only):
IRS I.D. 13-2618477 |
|
|
2. |
Check the Appropriate Box if a Member of a Group (See Instructions): |
|
|
(a) |
o |
|
|
|
(b) |
o |
|
|
|
3. |
SEC Use Only: |
|
|
4. |
Source of Funds (See Instructions): OO (see Item 3) |
|
|
5. |
Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e): o |
|
|
6. |
Citizenship or Place of Organization: State of Delaware |
|
Number of Shares Beneficially Owned by Each Reporting Person With |
7. |
Sole Voting Power: 9,400,000(1) |
|
8. | Shared Voting Power:
|
|
9. | Sole Dispositive Power: 9,400,000 |
|
10. | Shared Dispositive Power: 0 |
|
|
11. | Aggregate Amount Beneficially Owned by Each Reporting Person: 9,400,000(1) |
|
|
12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions): þ |
|
|
13. | Percent of Class Represented by Amount in Row (11): 16.5%(1) |
|
|
14. | Type of Reporting Person (See Instructions): CO |
|
(1) |
|
Excludes 2,693,395 shares that are owned by Rory J.
Cowan (Cowan), the President and Chief Executive Officer of the Issuer, which, under certain
circumstances, Cowan has agreed to vote or cause to be voted in favor of one nominee of Bowne
& Co., Inc. (Bowne) to the Board of Directors of Lionbridge Technologies, Inc. subject to
the terms and conditions of a Voting Agreement, dated as of September 1, 2005, between Bowne and
Cowan (the Voting Agreement) described in Item 4(d) below. The Voting Agreement also covers
1,125,000 shares underlying vested and unvested options and
171,889 non-voting stock units with restrictions that lapse in
August 2007, 2008 and 2009, as well as other shares acquired by Cowan
in the future. |
TABLE OF CONTENTS
Item 1. Security and Issuer
This statement on Schedule 13D relates to the Common Stock, $0.01 par value per share (Issuer
Common Stock), of Lionbridge Technologies, Inc., a Delaware corporation (the Issuer). The
principal executive offices of the Issuer are located at 1050 Winter Street, Suite 2300, Waltham,
Massachusetts 02451.
Item 2. Identity and Background
(a) This statement on Schedule 13D is being filed by Bowne & Co., Inc., a Delaware corporation
(Bowne).
(b) The address of the principal office and principal business of Bowne is 345 Hudson Street,
New York, New York 10014.
(c) Bowne is a global leader in providing high-value solutions that empower its clients
communications. The company provides financial printing, digital printing and electronic delivery
of personalized communications. Schedule A lists the executive officers and directors of Bowne and
contains the following information with respect to each such person: (i) name; (ii) business
address; (iii) present principal occupation or employment and the name, principal business and
address of any corporation or other organization in which such employment is conducted; and (iv)
citizenship.
(d) During the past five years, neither Bowne nor, to Bownes knowledge, any person named in
Schedule A to this statement, has been convicted in a criminal proceeding (excluding traffic
violations or similar misdemeanors).
(e) During the past five years, neither Bowne nor, to Bownes knowledge, any person named in
Schedule A to this statement, was a party to a civil proceeding of a judicial or administrative
body of competent jurisdiction as a result of which such person was or is subject to a judgment,
decree or final order enjoining future violations of, or prohibiting or mandating activity subject
to, federal or state securities laws or finding any violation with respect to such laws.
(f) Bowne is a Delaware Corporation. To Bownes knowledge, each natural person listed in
Schedule A to this statement is a citizen of the United States.
Item 3. Source and Amount of Funds or Other Consideration
On June 27, 2005, Bowne, Bowne of New York City, L.L.C., a wholly owned subsidiary of Bowne
(Bowne New York), BGS Companies, Inc. (BGS), a Delaware corporation and an indirect wholly
owned subsidiary of Bowne, the Issuer and GGS Acquisition Corp., a Delaware corporation
and a wholly owned subsidiary of the Issuer (the Acquisition Vehicle), entered into an Agreement
and Plan of Merger (the Merger Agreement). The Closing of the transactions contemplated by the
Merger Agreement (the Closing) was subject to satisfaction of a number of conditions.
Following the satisfaction of all the conditions to the Closing, on September 1, 2005 (the
Closing Date) BGS merged with the Acquisition Vehicle (the Merger). At the effective time of
the Merger, each share of common stock of BGS was converted into the right to receive a portion of
merger consideration. Upon the Closing, Bowne received merger
consideration of approximately $193 million, consisting of $130 million in cash and 9,400,000
shares of Issuer Common Stock (the Shares). Bowne was also granted one seat on the Issuers
board of directors.
In connection with the Merger Agreement, (i) Bowne entered into a Shareholder Agreement, dated
as of September 1, 2005, with the Issuer (the Shareholder Agreement), and (ii) Bowne entered into
the Voting Agreement.
This statement on Schedule 13D relates to the Shares received by Bowne at the Closing.
References to and descriptions of the Merger Agreement in this Item 3 are qualified in their
entirety by reference to the text of the Merger Agreement included as Exhibit 1, which is
incorporated herein in its entirety by reference.
Item 4. Purpose of Transaction
(a) (b) As described in Item 3 above, Bowne received the Shares in exchange for shares of
capital stock of BGS held by Bowne and Bowne New York, pursuant to the Merger Agreement and in
connection with the merger of the Acquisition Vehicle with and into BGS in a merger in accordance
with the relevant provisions of the Delaware General Corporation Law.
Bowne
intends to review its investment in the Issuer on a continuing basis. Bowne reserves the right,
subject, among other things, to the Shareholder Agreement (as further described in Item 6), (i) to
dispose of some or all of its holdings of Shares in the open market or in privately negotiated
transactions or otherwise and/or (ii) to
enter into agreements and transactions with third parties, whether through exchanges or over the
counter, for the purpose of hedging some or all of the value of Bownes investment in the Shares.
Any such actions and their timing will depend upon, among other things, Bownes continuing
evaluation of the Issuers business, financial condition, operations and prospects; the relative
attractiveness of alternative business and investment opportunities; economic or market conditions;
the attitudes and actions of the management and board of directors of the Issuer; the availability
of financing; the availability and nature of opportunities to dispose of, or hedge the value of,
the Shares; Bownes other plans and requirements; and other
future developments. Bowne has no present plans to increase its
ownership position in the Issuer.
(c) Not applicable.
(d) Pursuant to the Merger Agreement and the Shareholder Agreement, effective as of the
Closing, the Issuer appointed Philip E. Kucera, the Chairman and
Chief Executive Officer of Bowne, to its board of directors (the
Board) as a
member of the class of directors whose term will expire at the annual meeting of stockholders to be
held in 2008. As a result, effective as of the Closing,
the size of the Board was increased from six to seven members. Pursuant to the Shareholder
Agreement, so long as Bowne beneficially owns 50% or more of the Shares, at the termination of the
term of Philip E. Kucera, or at the termination of the term of any subsequent designee of Bowne
appointed pursuant to the provisions thereof described in the next
paragraph, or upon the cessation to serve as a director as a result
of the death,
disability, incapacity, retirement, resignation, disqualification, removal or otherwise of Philip
E. Kucera or any such subsequent designee of Bowne, Bowne will have the right to designate one
representative, who is reasonably acceptable to the Issuer, to serve as a director of the Issuer.
Pursuant to the Shareholder Agreement, if prior to the expiration of the term of Philip E.
Kucera or any subsequent designee of Bowne, Philip E. Kucera or such subsequent designee of Bowne is no longer a director of the Issuer as a result of death, disability, incapacity,
retirement, resignation, disqualification, removal or otherwise, then subject to the limitations
set forth in the preceding paragraph, to the extent permissible under applicable law, the Issuer
has agreed that it shall appoint a person designated by Bowne in accordance with the preceding
paragraph as a director in the same class of the Board as his or her predecessor (or if it is not
permissible under applicable law to appoint a director to such class, then to another class, or if
more than one class is permissible, to the class of the Board with the longest term outstanding),
provided, however, that if such appointment is not permissible under applicable law (i) the Board shall
recommend such designee for election to the Board and such recommendation shall be included in any
proxy statement, and (ii) the Issuer shall use its best efforts, to the extent commercially
reasonable, to solicit from the stockholders of the Issuer eligible to vote for the election of
directors at the subsequent annual meeting of the Issuers stockholders proxies in favor of such
designee.
Pursuant to the Voting Agreement, Cowan has agreed, so long as Bowne is entitled to
nominate a director to the Board in accordance with the provisions of the Shareholder Agreement
described in the two preceding paragraphs, to vote or cause to be voted all of the shares of Issuer
Common Stock owned by him or acquired by him in the future in favor of Bownes Board designee at any meeting of stockholders of the
Issuer or action by written consent in lieu thereof. Based on
information provided to Bowne by Cowan, Cowan owns 2,693,395 shares
of Issuer Common Stock, vested and unvested options to purchase
1,125,000 shares of Issuer Common Stock and 171,889 non-voting stock
units with restrictions that lapse in August 2007, 2008 and 2009.
(e) Other than the issuance of the Shares, not applicable.
(f) Not applicable.
(g) Not applicable.
(h) Not applicable.
(i) Not applicable.
(j) Other than as described above, Bowne currently has no plans or proposals and knows of
no plans or proposals which relate to, or may result in, any of the matters listed in Items 4(a)
(j) of Schedule 13D (although Bowne reserves the right, subject to, among other things, the
Shareholder Agreement, to develop such plans or proposals).
References to and descriptions of the Merger Agreement, the Shareholder Agreement and the
Voting Agreement in this Item 3 are qualified in their entirety
by reference to the text of the
Merger Agreement, the Shareholder Agreement and the Voting Agreement
included as Exhibit 1, Exhibit 2 and Exhibit 3, respectively, each of which is incorporated
herein in its entirety by reference.
Item 5. Interest in Securities of Lionbridge
(a) (b) At the Closing, Bowne obtained direct ownership of 9,400,000 shares of
Issuer Common Stock, representing approximately 16.5% of the 57,086,294 shares of Issuer Common Stock outstanding
(as calculated by adding 9,400,000 shares to the 47,686,294 shares of Issuer Common Stock disclosed
as outstanding as of July 31, 2005 in the Form 10-Q of the Issuer filed on August 5, 2005).
Subject to the Shareholder Agreement (as further described in Item 6), Bowne will have power to
vote or direct the vote of, and to dispose or direct the disposition of, all of such shares of
Issuer Common Stock.
Pursuant to Rule 13d-5(b)(1) promulgated under the Securities Exchange Act of 1934, as amended
(the Exchange Act), to the extent a group is deemed to exist by virtue of the Voting Agreement,
Bowne would be deemed to have beneficial ownership, for purposes of Sections 13(g) and 13(d) of the
Exchange Act, of all of the equity securities of the Issuer beneficially owned by Cowan.
Accordingly, Bowne would be deemed to beneficially own, directly and indirectly, an aggregate of
12,093,395 shares of Issuer Common Stock, or approximately 21.2% of the shares of Issuer Common
Stock outstanding (calculated as above). Bowne hereby disclaims beneficial ownership of the shares
of Issuer Common Stock owned by Cowan.
Except as set forth in this statement, (i) Bowne does not beneficially own any shares of
Issuer Common Stock nor has any contract, agreement, arrangement, understanding or intention to
purchase or acquire any shares of Issuer Common Stock and (ii) to the best of Bownes knowledge,
none of the persons listed in Schedule A beneficially owns or has any contract, agreement,
arrangement, understanding or intention to purchase or acquire any shares of Issuer Common Stock.
(c) Neither Bowne, nor to the best of Bownes knowledge, any of the persons listed on Schedule
A, has effected any transaction in Issuer Common Stock during the
past sixty (60) days, other than as
described in Item 3.
(d) All dividends received on the Shares described in this Schedule 13D and proceeds from the
sale thereof will be received by Bowne for its benefit and the benefit of its stockholders.
(e) Not applicable.
Item 6. Contracts, Agreements, Arrangements, Understandings or Relationships with Respect to
Securities of the Issuer
Under the Shareholder Agreement, Bowne and the Issuer agreed, among other things and subject
to certain additional terms, conditions and exclusions set forth therein, as follows:
(i) Upon the request of Bowne, the Issuer will file a registration statement
(Registration Statement) under the Securities Act of 1933, as amended (the Securities
Act), as to the number of Shares (or any shares of Issuer Common Stock and any securities
of the Issuer issued or issuable in respect of such Shares as the result of adjustments to
be made upon the happening of certain events) (collectively,
Registrable
Securities) specified in such request (a Demand
Registration); provided, however, that: (A) the Issuer is not required to file a Registration Statement prior to such time as
all financial statements required under the Securities Act to be included therein are
available and all required accountants consents have been obtained; (B) the Issuer is not
required to file a Registration Statement with respect to more than 80% of the Shares prior
to the first anniversary of the Closing Date; (C) the Issuer is not required to file more
than three Registration Statements; (D) Bowne may not make more than one request for a
Demand Registration in any twelve (12) month period; (E) the Issuer is not required to file a
Registration Statement with respect to less than the lesser of (1) 20% of the Shares or (2)
Shares having a value, based on the average closing price of Issuer Common Stock for the
thirty (30) day period prior to the date of such request for a Demand Registration, of not
less than $20,000,000; (F) any sales of Registrable Securities, other than pursuant to a
Demand Registration for an underwritten public offering thereof (an Underwritten
Registration), are subject to the limitation described in the second paragraph of (iii)
below; (G) the Issuer is not required to effect a Demand
Registration if within ten (10) days
after receipt of a request therefor, the Issuer provides written notice of its bona fide
intention to file within sixty (60) days a registration statement for an underwritten public
offering of securities for its own account; and (H) the Issuer is not required to effect a
Demand Registration during the period from the date of filing of, and
ending ninety (90) days after
the effective date of, any registration statement for an underwritten public offering of
securities for the account of the Issuer.
The Issuers right to block or defer a Demand Registration pursuant to the registration
rights provisions of the Shareholder Agreement may be exercised only
once in any twelve (12) month
period. During any period that a Demand Registration is blocked or deferred in accordance
with the provisions described in the preceding paragraph, the Issuer may not file a
Registration Statement under the Securities Act covering the resale of securities of the
Issuer for the account of any other stockholder of the Issuer.
In
the case of an Underwritten Registration, Bowne will select the lead underwriter, any
additional underwriters and any additional investment bankers and managers to be used in
connection with the offering, subject to the Issuers reasonable approval.
Without the consent of Bowne, no securities other than Registrable Securities may be
included in a Demand Registration.
(ii) If the Issuer proposes to register an underwritten public offering of Issuer
Common Stock pursuant to an effective registration statement under the Securities Act, other
than pursuant to a registration statement on Form S-4 or Form S-8 or any similar or
successor form (a Public Offering) for its own account at any time, the Issuer must each
such time give notice to Bowne at least fifteen (15) business days prior to the anticipated filing
date of the registration statement relating to such registration, which notice must offer
Bowne and its subsidiaries the opportunity to register such number of shares of Registrable
Securities as Bowne may request on the same terms and conditions as the Issuer (a Piggyback
Registration); provided, however, that Bowne may not request the registration of a greater
number of shares of Issuer Common Stock than that for which it could then demand a
registration in accordance with the limitation described in (i)(B) above. No Piggyback
Registration will relieve
the Issuer of its obligations to effect a Demand Registration to the extent required by
the provisions of the Shareholder Agreement described in (i) above, provided, however, that
any Shares sold in a Piggyback Registration will be applied against the limitation described in (i)(B) above. Bowne may withdraw any Piggyback Registration at any
time without liability to the Issuer.
(iii) The Issuer will file any reports required to be filed by it under the Securities
Act and the Exchange Act and will take such further action as Bowne may reasonably request
to the extent required from time to time to enable Bowne or its subsidiaries to sell
Registrable Securities without registration under the Securities Act within the limitation
of the exemptions provided by Rule 144 under the Securities Act, as such Rule may be amended
from time to time, or any similar rule or regulation adopted in the future by the SEC. Upon
the request of Bowne, the Issuer will deliver to Bowne a written statement as to whether it
has complied with such reporting requirements.
Until the third anniversary of the Closing Date, any sale of Registrable Securities by
Bowne, other than pursuant to an Underwritten Registration or a Piggyback Registration, must
be in compliance with the volume limitations set forth in section (e) of Rule 144 under the
Securities Act, regardless of whether such section then applies to Bowne, provided that for
purposes of Rule 144(e) one percent will be deemed to be two percent.
(iv) Any voluntary sale, transfer or other disposition (Transfer) of any of the
Shares by Bowne or its subsidiaries, other than according to the terms of the Shareholder
Agreement, is void and transfers no right, title, or interest in or to any of such Shares to
the purported transferee, except that a Transfer by operation of law will not be restricted
by the provisions described in the succeeding two paragraphs.
If Bowne desires to Transfer any of the Shares, or any interest in such Shares, in any
transaction other than a sale in a Public Offering, it must first deliver written notice of
its desire to do so (a Sale Notice) to the Issuer, which Sale Notice must specify: (A)
the name and address of the party to which Bowne proposes to sell or otherwise dispose of
the Shares or an interest in the Shares, if known to Bowne, (B) the number of Shares that
Bowne proposes to sell or otherwise dispose of (the Offered Shares) and (C) the price per
share at which Bowne proposes to sell the Offered Shares (the Offered Price). The Issuer
will then have the option to purchase all of the Offered Shares at the Offered Price. The
Issuer must exercise such option, no later than three (3) business days after such Sale
Notice is deemed to have been delivered to it pursuant to the Shareholder Agreement (the
Option Period). If the Issuer does not exercise its option to purchase all of the Offered
Shares within the Option Period, then the option of the Issuer to purchase the Offered
Shares will terminate, and Bowne may sell the Offered Shares to a purchaser that is not
affiliated with the Issuer at a price per share no lower than the
Offered Price within ninety (90) days after expiration of the Option
Period. If no such sale occurs within such ninety (90) day
period, such Offered Shares may not be Transferred by Bowne without again complying with the
requirements described in this paragraph.
Notwithstanding the provisions described in the preceding paragraph, the Issuer will not
have an option to purchase Shares from Bowne if the number of Shares being sold does not (A)
exceed 4.9% of the outstanding Issuer Common Stock at the time of
the sale (determined by reference to the most recently filed report under the
Securities Act containing such information) or (B) result in the person to whom the Shares
are being Transferred acquiring more than 4.9% of the outstanding Issuer Common Stock
(determined by reference to the most recently filed report under the Securities Act
containing such information). Sales of Shares in accordance with the provisions described
in this paragraph are subject to the restriction on sales described in (v) below, and Bowne
must provide prompt written notice of such sales to the Issuer and must use its best
efforts, to the extent commercially reasonable, to include the identities of the purchasers to
the extent that Bowne has knowledge of such purchasers identities.
(v) In no event may Bowne or its subsidiaries knowingly Transfer any of the Shares to
any person that is engaged in a business competitive with that of the Issuer.
(vi) From the Closing Date until the third anniversary thereof, Bowne may not, and may
not permit its subsidiaries to: (A) directly or indirectly acquire, announce its intention
to acquire, make any proposal to acquire, agree or offer to acquire ownership of any shares
of Issuer Common Stock, or any other securities convertible into, or any options, warrants
or rights to acquire any shares of Issuer Common Stock or any assets of the Issuer (other
than property acquired in the ordinary course of business) from the Issuer or any other
person; (B) solicit or propose to solicit or participate in any solicitation of any,
proxy (as such term is defined in Regulation 14A under the Exchange Act) from any holder
of shares of Issuer Common Stock, become a participant in a solicitation in opposition
to any matter that has been recommended by a majority of the members of the board of
directors of the Issuer, propose or otherwise solicit stockholders of the Issuer for
approval of any stockholder proposal or otherwise seek to influence or control the
management or policies of the Issuer; (C) take any action to form, join in or in any way
participate in any partnership, limited partnership or other group (as such term is defined
under the Exchange Act) with respect to shares of Issuer Common Stock; or (D) assist or
announce its intention to assist any other person in doing any of the foregoing.
In
addition, the Shares are subject to the provisions of the Merger
Agreement, as further described in
Item 2, and to the other provisions of the Shareholder
Agreement, as further described in Item 4, which
descriptions are incorporated for the purposes of this Item 6 by reference.
References to and descriptions of the Merger Agreement, the Shareholder Agreement and the
Voting Agreement in this Item 6 are qualified in their entirety by reference to the text of the
Merger Agreement, the Shareholder Agreement and the Voting Agreement included as Exhibit 1, Exhibit
2 and Exhibit 3, respectively, each of which is incorporated herein in its entirety by reference.
Except as set forth in this statement, neither Bowne, nor to its knowledge, any of the persons
named in Schedule A, has any contracts, agreements, arrangements, understandings or relationships
(legal or otherwise) with any person with respect to any securities of the Issuer, including but
not limited to, contracts, agreements, arrangements, understandings or relationships concerning
transfer or voting of any such securities, finders fees, joint ventures, loan or option
arrangements, puts or calls, guarantees of profits, division of profits or losses, or the giving or
withholding of proxies.
Item 7. Material to be Filed as Exhibits
|
|
|
|
|
|
|
Exhibit No. |
|
Description |
|
|
|
|
|
|
|
1
|
|
Agreement and Plan of Merger, entered into as of June 27, 2005,
by and among Lionbridge Technologies, Inc., GGS Acquisition
Corp., BGS Companies, Inc., Bowne & Co., Inc. and Bowne of New
York City, LLC (incorporated herein by reference to Exhibit 2.1
to the Form 8-K filed by Bowne on June 28, 2005) |
|
|
|
|
|
|
|
2
|
|
Shareholder Agreement, dated as of September 1, 2005, by and
between Bowne & Co., Inc. and Lionbridge Technologies, Inc.
(incorporated herein by reference to Exhibit 10.20 to the Form
8-K filed by Lionbridge on September 7, 2005) |
|
|
|
|
|
|
|
3
|
|
Voting Agreement, dated as of September 1, 2005, between Bowne
& Co., Inc. and Rory J. Cowan (incorporated herein by reference
to Exhibit 2.3 to the Form 8-K/A filed by Bowne on September 8, 2005) |
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the
information set forth in this statement is true, complete and correct.
Dated:
September 8, 2005
|
|
|
|
|
|
|
|
|
Bowne & Co., Inc. |
|
|
|
|
|
|
|
|
|
|
|
By: |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Scott L. Spitzer
Name: Scott L. Spitzer
|
|
|
|
|
|
|
Title: Senior Vice President, General Counsel |
|
|
|
|
|
|
and Corporate Secretary |
|
|
SCHEDULE A
Executive Officers and Directors of Bowne & Co., Inc.
|
|
|
|
|
Name and |
|
Present Principal Occupation or |
|
Business Address |
Citizenship |
|
Employment |
|
|
|
|
|
|
|
|
Executive Officers of Bowne & Co., Inc. |
|
|
|
|
|
|
|
Philip E. Kucera
|
|
Chairman and Chief
Executive Officer
|
|
345 Hudson Street, New
York, New York 10014. |
|
|
|
|
|
David J. Shea
|
|
President and Chief
Operating Officer
|
|
345 Hudson Street, New
York, New York 10014. |
|
|
|
|
|
C. Cody Colquitt
|
|
Senior Vice President
and Chief Financial
Officer
|
|
345 Hudson Street, New
York, New York 10014. |
|
|
|
|
|
Susan W. Cummiskey
|
|
Senior Vice President,
Human Resources
|
|
345 Hudson Street, New
York, New York 10014. |
|
|
|
|
|
James E. Fagan, Jr.
|
|
Senior Vice President
|
|
345 Hudson Street, New
York, New York 10014. |
|
|
|
|
|
Scott L. Spitzer
|
|
Senior Vice President,
General Counsel and
Corporate Secretary
|
|
345 Hudson Street, New
York, New York 10014. |
|
|
|
|
|
Kenneth W. Swanson
|
|
Senior Vice President,
Operations and
Technology
|
|
345 Hudson Street, New
York, New York 10014. |
|
|
|
|
|
Richard Bambach, Jr.
|
|
Chief Accounting
Officer, Vice
President and Corporate
Controller
|
|
345 Hudson Street, New
York, New York 10014. |
|
|
|
|
|
Outside Directors |
|
|
|
|
|
|
|
|
|
Carl J. Crosetto
|
|
Managing Director of
GSC Partners. Also a
director of Day
International Group,
Inc. and Speedflex
Asia Ltd. He was first
elected to the
Companys Board of
Directors in 2000 and
is a Class II director.
His term will expire in
2007. |
|
c/o Bowne & Co., Inc.
345
Hudson Street, New York, New York 10014. |
|
|
|
|
|
Douglas B. Fox
|
|
Class II Director.
Management Consultant
and private investor.
Chief Executive Officer
of Renaissance Brands
LLC and a director of
Advanstar
Communications Inc. |
|
c/o Bowne & Co., Inc.
345 Hudson Street, New York, New York 10014. |
|
|
|
|
|
Gloria M. Portela
|
|
Class I Director. Attorney and |
|
c/o Bowne & Co., Inc.
345 Hudson Street, New York, New York 10014. |
|
|
|
|
|
Name and |
|
Present Principal Occupation or |
|
Business Address |
Citizenship |
|
Employment |
|
|
|
|
|
|
|
|
|
|
mediator.
Senior Counsel of
Seyfarth Shaw.
Vice-Chair of the Board
of Directors of
University of St.
Thomas. |
|
|
|
|
|
|
|
H. Marshall Schwartz
|
|
Class III Director.
Chairman of Bowne &
Co., Inc.s Executive
Committee. Also a
director of U.S. Trust
Company and the
Atlantic Mutual
Companies. |
|
c/o Bowne & Co., Inc.
345 Hudson Street, New York, New York 10014. |
|
|
|
|
|
Wendell M. Smith
|
|
Class III Director.
President of Polestar
Ltd. |
|
c/o Bowne & Co., Inc.
345 Hudson Street, New York, New York 10014. |
|
|
|
|
|
Lisa A. Stanley
|
|
Class II Director.
Financial planning
consultant. Also a
Trustee and Vice
President of Town Creek
Foundation, Inc. |
|
c/o Bowne & Co., Inc.
345 Hudson Street, New York, New York 10014. |
|
|
|
|
|
Vincent Tese
|
|
Class I Director. Cable
television owner and
operator. Also a
director of Bear
Stearns Companies,
Inc., Custodial Trust
Company, Cablevision,
Inc., Lynch Interactive
Corporation, National
Wireless Holdings,
Inc., and Mack-Cali
Realty Corp. |
|
c/o Bowne & Co., Inc.
345 Hudson Street, New York, New York 10014. |
|
|
|
|
|
Harry Wallaesa
|
|
Class I Director.
Principal, The W Group. |
|
c/o Bowne & Co., Inc.
345 Hudson Street, New York, New York 10014. |
|
|
|
|
|
Richard R. West
|
|
Class I Director.
Consultant. Dean
Emeritus, Stern School
of Business, New York
University. Also a
trustee or director of
Vornado Realty Trust,
Vornado Operating Co.,
Alexanders Inc., and
several mutual funds
advised by Merrill
Lynch Investment
Management or its
affiliates. |
|
c/o Bowne & Co., Inc.
345 Hudson Street, New York, New York 10014. |