ATTENTION: | Transmit for filing 3 copies of this form concurrently with either placing an order with a broker to execute sale or executing a sale directly with a market maker |
OMB APPROVAL |
||
OMB Number: 3235-0101 Expires: December 31, 2009 Estimated average burden hours per response......... 2.00 |
||
SEC USE ONLY |
||
DOCUMENT SEQUENCE NO. |
||
CUSIP NUMBER |
||
WORK LOCATION |
||
1 (a) NAME OF ISSUER (Please type or print) |
(b) IRS IDENT. NO. | (c) S.E.C. FILE NO. | (e) TELEPHONE NO. | ||||||||||||||||||||||||||||||||||
BorgWarner Inc. |
13-3404508 | 001-12161 | 248-754-9200 | ||||||||||||||||||||||||||||||||||
1 (d) ADDRESS OF ISSUER
|
STREET | CITY | STATE | ZIP CODE | |||||||||||||||||||||||||||||||||
3850 Hamlin Rd.
|
Auburn Hills | MI | 48326 | ||||||||||||||||||||||||||||||||||
2 (a) NAME OF PERSON FOR WHOSE ACCOUNT THE SECURITIES ARE TO BE SOLD |
(b) IRS IDENT. NO. | (c) RELATIONSHIP TO ISSUER |
(d) ADDRESS STREET | CITY | STATE | ZIP CODE | |||||||||||||||||||||||||||||||
Jeffrey L. Obermayer
|
Not required | VP and Controller | 3850 Hamlin Rd. | Auburn Hills | MI | 48326 | |||||||||||||||||||||||||||||||
3 (a) | (b) | SEC USE ONLY | (c) | (d) | (e) | (f) | (g) | ||||||||||||||||||
Title of the | Name and Address of Each Broker Through Whom the | Broker-Dealer | Number of Shares | Aggregate | Number of Shares | Approximate | Name of Each | ||||||||||||||||||
Class of | Securities are to be Offered or Each Market Maker | File Number | or Other Units | Market | or Other Units | Date of Sale | Securities | ||||||||||||||||||
Securities | who is Acquiring the Securities | to be Sold | Value | Outstanding | (See instr. 3(f)) | Exchange | |||||||||||||||||||
to be Sold | (See instr. 3(c)) | (See instr. 3(d)) | (See instr. 3(e)) | (MO. DAY YR.) | (See instr. 3(g)) | ||||||||||||||||||||
Ordinary shares |
BNYMellon Securities LLC, 480 Washington Blvd Jersey City, NJ 07310 | 10,400 | $353,600 | 116,527,045 | 6/1/2009 | NYSE | |||||||||||||||||||
1.
|
(a) | Name of Issuer | ||
(b) | Issuers I.R.S. Identification Number | |||
(c) | Issuers S.E.C. file number, if any | |||
(d) | Issuers address, including zip code | |||
(e) | Issuers telephone number, including area code | |||
2.
|
(a) | Name of Person for whose account the securities are to be sold | ||
(b) | Such persons I.R.S. identification number, if such person is an entity | |||
(c) | Such persons relationship to the issuer (e.g., officer, director, 10% stockholder, or member of immediate family of any of the foregoing) | |||
(d) | Such persons address, including zip code |
3.
|
(a) | Title of the class of securities to be sold | ||
(b) | Name and address of each broker through whom the securities are intended to be sold | |||
(c) | Number of shares or other units to be sold (if debt securities, give the aggregate face amount) | |||
(d) | Aggregate market value of the securities to be sold as of a specified date within 10 days prior to the filing of this notice | |||
(e) | Number of shares or other units of the class outstanding, or if debt securities the face amount thereof outstanding, as shown by the most recent report or statement published by the issuer | |||
(f) | Approximate date on which the securities are to be sold | |||
(g) | Name of each securities exchange, if any, on which the securities are intended to be sold |
Title of | Date you | Name of Person from Whom Acquired | Amount of | Date of | ||||||||||||||||||||||||||||
the Class | Acquired | Nature of Acquisition Transaction | (If gift, also give date donor acquired) | Securities Acquired | Payment | Nature of Payment | ||||||||||||||||||||||||||
COMMON STOCK |
6/1/2009 | Exercise of Employee Stock Options | BorgWarner Inc | 10,400 | 6/1/2009 | Cash | ||||||||||||||||||||||||||
INSTRUCTIONS: | 1. | If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid. | 2. | If within two years after the acquisition of the securities the person for whose account they are to be sold had any short positions, put or other option to dispose of securities referred to in paragraph (d)(3) of Rule 144, furnish full information with respect thereto. |
Amount of Securities | ||||||||||||||
Name and Address of Seller | Title of Securities Sold | Date of Sale | Sold | Gross Proceeds | ||||||||||
NONE | ||||||||||||||