e144

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 144
NOTICE OF PROPOSED SALE OF SECURITIES
PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
ATTENTION:   Transmit for filing 3 copies of this form concurrently with either placing an order with a broker to execute sale or executing a sale directly with a market maker
     
 
OMB APPROVAL
 
 
OMB Number: 3235-0101
Expires: December 31, 2009
Estimated average burden
hours per response......... 2.00
 
 
 
 
 
SEC USE ONLY
 
 
DOCUMENT SEQUENCE NO.

 
 
CUSIP NUMBER

 
 
WORK LOCATION

 
 
                                                                           
 
1 (a) NAME OF ISSUER (Please type or print)
    (b) IRS IDENT. NO.   (c) S.E.C. FILE NO.   (e) TELEPHONE NO.  
 
BorgWarner Inc.
    13-3404508   001-12161   248-754-9200   
 
1 (d) ADDRESS OF ISSUER
    STREET     CITY     STATE     ZIP CODE        
 
3850 Hamlin Rd.  
        Auburn Hills     MI   48326          
 
2 (a) NAME OF PERSON FOR WHOSE ACCOUNT
THE SECURITIES ARE TO BE SOLD
    (b) IRS IDENT. NO.     (c) RELATIONSHIP
TO ISSUER
    (d) ADDRESS STREET     CITY     STATE     ZIP CODE  
 
Jeffrey L. Obermayer
    Not required     VP and Controller     3850 Hamlin Rd.     Auburn Hills     MI     48326  
 
INSTRUCTION: The person filing this notice should contact the issuer to obtain the I.R.S. Identification Number and the S.E.C. File Number.
                                                   
 
  3 (a)     (b)     SEC USE ONLY     (c)     (d)     (e)     (f)     (g)  
  Title of the     Name and Address of Each Broker Through Whom the     Broker-Dealer     Number of Shares     Aggregate     Number of Shares     Approximate     Name of Each  
  Class of     Securities are to be Offered or Each Market Maker     File Number     or Other Units     Market     or Other Units     Date of Sale     Securities  
  Securities     who is Acquiring the Securities           to be Sold     Value     Outstanding     (See instr. 3(f))     Exchange  
  to be Sold                 (See instr. 3(c))     (See instr. 3(d))     (See instr. 3(e))     (MO. DAY YR.)     (See instr. 3(g))  
  Ordinary
shares
    BNYMellon Securities LLC, 480 Washington Blvd Jersey City, NJ 07310             10,400       $353,600     116,527,045     6/1/2009     NYSE  
 
INSTRUCTIONS:
1.
  (a)   Name of Issuer
 
  (b)   Issuer’s I.R.S. Identification Number
 
  (c)   Issuer’s S.E.C. file number, if any
 
  (d)   Issuer’s address, including zip code
 
  (e)   Issuer’s telephone number, including area code
 
       
2.
  (a)   Name of Person for whose account the securities are to be sold
 
  (b)   Such person’s I.R.S. identification number, if such person is an entity
 
  (c)   Such person’s relationship to the issuer (e.g., officer, director, 10% stockholder, or member of immediate family of any of the foregoing)
 
  (d)   Such person’s address, including zip code
3.
  (a)   Title of the class of securities to be sold
 
  (b)   Name and address of each broker through whom the securities are intended to be sold
 
  (c)   Number of shares or other units to be sold (if debt securities, give the aggregate face amount)
 
  (d)   Aggregate market value of the securities to be sold as of a specified date within 10 days prior to the filing of this notice
 
  (e)   Number of shares or other units of the class outstanding, or if debt securities the face amount thereof outstanding, as shown by the most recent report or statement published by the issuer
 
  (f)   Approximate date on which the securities are to be sold
 
  (g)   Name of each securities exchange, if any, on which the securities are intended to be sold


Potential persons who are to respond to the collection of information contained in this form are not required to
respond unless the form displays a currently valid OMB control number.

 


 

TABLE I — SECURITIES TO BE SOLD
Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:
                                                                 
                                         
  Title of     Date you         Name of Person from Whom Acquired     Amount of     Date of        
  the Class     Acquired     Nature of Acquisition Transaction     (If gift, also give date donor acquired)     Securities Acquired     Payment     Nature of Payment  
                                         
 
COMMON STOCK
    6/1/2009     Exercise of Employee Stock Options     BorgWarner Inc       10,400         6/1/2009         Cash    
 
 
                                                             
                                         
INSTRUCTIONS:       1. If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.        2. If within two years after the acquisition of the securities the person for whose account they are to be sold had any short positions, put or other option to dispose of securities referred to in paragraph (d)(3) of Rule 144, furnish full information with respect thereto.
 
TABLE II — SECURITIES SOLD DURING THE PAST 3 MONTHS
Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.
                             
 
                    Amount of Securities        
  Name and Address of Seller     Title of Securities Sold     Date of Sale     Sold     Gross Proceeds  
NONE
 
                         
 

INSTRUCTIONS:
See the definition of “person” in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
6/1/2009
 
DATE OF NOTICE
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed.
/s/ Jeffrey L. Obermayer
 
(SIGNATURE)


The notice shall be signed by the person for whose account the securities are to be sold. At least one copy of the notice shall be manually signed. Any copies not manually signed shall bear typed or printed signatures.

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)
Potential persons who are to respond to the collection of information contained in this form are not required to
Respond unless the form displays a currently valid OMB control number.
SEC 1147 (01-04)

 


 

Potential persons who are to respond to the collection of information contained in this form are not required to
Respond unless the form displays a currently valid OMB control number.
SEC 1147 (01-04)