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Rule 13d-1(b) | |
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Rule 13d-1(c) | |
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Rule 13d-1(d) |
CUSIP
No. |
756764106
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Page | 2 |
of | 5 Pages |
1 | NAMES OF REPORTING PERSONS. Donald K. Barbieri |
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2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) |
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(a) o | |||||
(b) o | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION: | ||||
United States of America | |||||
5 | SOLE VOTING POWER | ||||
NUMBER OF | 969,336 shares | ||||
SHARES | 6 | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | 597,966 shares | ||||
EACH | 7 | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | 969,336 shares | ||||
WITH | 8 | SHARED DISPOSITIVE POWER | |||
597,966 shares | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
1,567,302 shares | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||
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11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
8.6% | |||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
IN |
(a) | Name of Issuer Red Lion Hotels Corporation |
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(b) | Address of Issuers Principal Executive Offices 201 West North River Drive, Suite 100, Spokane, WA 99201 |
(a) | Name of Person Filing Donald K. Barbieri |
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(b) | Address of Principal Business Office or, if none, Residence 201 W. North River Dr. #100, Spokane, WA 99201 |
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(c) | Citizenship United States of America |
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(d) | Title of Class of Securities Common Stock, $0.01 par value |
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(e) | CUSIP Number 756764106 |
Item 3. | If this statement is filed pursuant to 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: N/A |
(a) | o | Broker or dealer registered under section 15 of the Act (15 U.S.C. 78c). | ||||
(b) | o | Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). | ||||
(c) | o | Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). | ||||
(d) | o | Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8). | ||||
(e) | o | An investment adviser in accordance with 240.13d-1(b)(1)(ii)(E); | ||||
(f) | o | An employee benefit plan or endowment fund in accordance with 240.13d-1(b)(1)(ii)(F); | ||||
(g) | o | A parent holding company or control person in accordance with 240.13d-1(b)(1)(ii)(G); | ||||
(h) | o | A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); | ||||
(i) | o | A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); | ||||
(j) | o | A non-US investor in accordance with 240.13d-1(b)(1)(ii)(J); | ||||
(k) | o | Group, in accordance with 240.13d-1(b)(1)(ii)(J). |
(a) | Amount beneficially owned: | ||
As of December 31, 2009, 1,567,302 shares may be deemed beneficially owned within the meaning of Rule 13d-3 under the Securities Exchange Act of 1934 by Donald K. Barbieri, which includes 666 shares held in Mr. Barbieris 401(k), 150,000 shares held by River Run LLC, a Washington limited liability company, of which Mr. Barbieri is a member and as a member shares voting and dispositive power with respect to the shares, and 447,966 shares held by the DKB and HHB Unity Trust, an irrevocable trust of which Mr. Barbieri and his ex-spouse, Heather H. Barbieri, are co-trustees. Mr. Barbieri disclaims beneficial ownership of the shares held by the DKB and HHB Unity Trust. | |||
(b) | Percent of class: | ||
For information regarding percent of class with respect to the above listed shares, refer to Item 11 of the Cover Pages | |||
(c) | Number of shares as to which the person has: | ||
For information on voting and dispositive power with respect to the above listed shares, refer to Items 5-8 of the Cover Pages |
Dated: 2/10/2010 | /s/ Donald K. Barbieri | |||
Donald K. Barbieri | ||||