sc13gza
 
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 21)*
ESCALADE, INCORPORATED
(Name of Issuer)
Common Stock, No Par Value
(Title of Class of Securities)
296056-10-4
(CUSIP Number)
December 31, 2010
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
o Rule 13d-1(b)
þ Rule 13d-1(c)
o Rule 13d-1(d)
     *The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
     The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 
 
(Continued on following pages)

 

 

                       
CUSIP No.
  
296056-10-4 
 13G Page  
2 
   of   
5  
  Pages

 

           
1   NAME OF REPORTING PERSON
S.S. or I.R.S. Identification No. of Above Person

     Andrew Guagenti and Charmenz Guagenti filing together and as a group, but each disclaiming any rights in the holdings of the other.
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)   þ
  (b)   o
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  United States of America
       
  5   SOLE VOTING POWER
     
NUMBER OF   1,056,892
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   -0-
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   1,056,892
       
WITH 8   SHARED DISPOSITIVE POWER
     
    -0-
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
         Andrew Guagenti owns 27,716 shares in his name, in his directed IRA, or as a Trustee. Charmenz Guagenti owns 38,720 shares in her directed IRA, or as Trustee. Mr. Guagenti is also the beneficial owner of 990,456 shares held by partnerships for which Mr. Guagenti is the managing partner, Mr. Guagenti owns 488,896 shares by virtue of his partnership interests therein and Mrs. Guagenti owns 376,989 shares by virtue of her partnership interests therein.
     
10   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
   
  None.
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
   
        Andrew Guagenti, individually and as Trustee, owns .21% of the common stock of the Issuer and Charmenz Guagenti, individually and as Trustee, owns .30% of the common stock of the Issuer. Together they own 8.28% of the common stock of the Issuer.
     
12   TYPE OF REPORTING PERSON*
   
  IN

 

                       
CUSIP No.
  
296056-10-4 
 13G Page  
3 
   of   
5  
  Pages
ITEM 1
(a)   NAME OF ISSUER: Escalade, Incorporated
 
(b)   ADDRESS OF ISSUER’S PRINCIPAL EXECUTIVE OFFICES:
817 Maxwell Avenue
Evansville, IN 47711
ITEM 2
(a)   NAME OF PERSON FILING: Andrew Guagenti and Charmenz Guagenti
 
(b)   ADDRESS OF PRINCIPAL BUSINESS OFFICE:
2641 N. Cullen Avenue
Evansville, IN 47715
(c)   CITIZENSHIP: All reporting persons on this Schedule 13G are American citizens.
 
(d)   TITLE OF CLASS OF SECURITIES: Common Stock, no par value
 
(e)   CUSIP NUMBER: 296056-10-4
ITEM 3
     This statement is not filed pursuant to Rules 13d-1(b) or 13d-2(b). This statement is filed pursuant to Rule 13d-1(c)þ.
ITEM 4
OWNERSHIP
(a)   AMOUNT BENEFICIALLY OWNED:
        Andrew Guagenti owns 27,716 shares in his name, in his directed IRA, or as a Trustee. Charmenz Guagenti owns 38,720 shares in her directed IRA, or as Trustee. Mr. Guagenti is also the beneficial owner of 990,456 shares held by partnerships for which Mr. Guagenti is the managing partner, Mr. Guagenti owns 488,896 shares by virtue of his partnership interests therein and Mrs. Guagenti owns 376,989 shares by virtue of her partnership interests therein.

 

 

                       
CUSIP No.
  
296056-10-4 
 13G Page  
4 
   of   
5  
  Pages
(b)   PERCENT OF CLASS:
     Andrew Guagenti, individually and as Trustee, owns .21% of the common stock of the Issuer and Charmenz Guagenti, individually and as Trustee, owns .30% of the common stock of the Issuer. Together they own 8.28% of the common stock of the Issuer.
         
(c) (i) SOLE VOTING POWER: 1,056,892
        
 
        
(ii) SHARED VOTING POWER: -0-
        
 
        
(iii) SOLE DISPOSITIVE POWER: 1,056,892
        
 
        
(iv) SHARED DISPOSITIVE POWER: -0-
        
ITEM 5
OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS
Not Applicable
ITEM 6
OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON
Not Applicable
ITEM 7
IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY
WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE
PARENT HOLDING COMPANY:
Not Applicable
ITEM 8
IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP
Not Applicable

 

 

                       
CUSIP No.
  
296056-10-4 
 13G Page  
5 
   of   
5  
  Pages
ITEM 9
NOTICE OF DISSOLUTION OF GROUP
Not Applicable
ITEM 10
CERTIFICATION
     By signing below, the undersigned certify that, to the best of their knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect.
SIGNATURE
     After reasonable inquiry and to the best of their knowledge and belief, the undersigned hereby certify that the information set forth in this statement is true, complete and correct.
Date: February 10, 2011
         
 
  /s/ ANDREW GUAGENTI    
 
       
 
  ANDREW GUAGENTI    
 
        
 
  /s/ CHARMENZ GUAGENTI    
 
       
 
  CHARMENZ GUAGENTI