UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): June 23, 2011
VICOR CORPORATION
(Exact Name of Registrant as Specified in Charter)
| |
|
|
|
|
|
| Delaware
|
|
0-18277
|
|
04-2742817 |
|
|
|
|
|
|
(State or Other
Jurisdiction
of Incorporation)
|
|
(Commission File Number)
|
|
(IRS Employer
Identification No.) |
25 Frontage Road, Andover, Massachusetts 01810
(Address of Principal Executive Offices) (Zip Code)
(978) 470-2900
(Registrant’s telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the
filing obligation of the registrant under any of the following provisions:
|
|
|
| o |
|
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
|
|
|
|
| o |
|
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
|
|
|
|
| o |
|
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
|
|
|
|
| o |
|
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
|
TABLE OF CONTENTS
Item 5.07. Submission of Matters to a Vote of Security Holders
The 2011 Annual Meeting of Stockholders of the Company was held on June 23, 2011. Under the
Company’s charter, each share of the Company’s Common Stock entitles the holder thereof to one vote
per share, and each share of the Company’s Class B Common Stock entitles the holder thereof to ten
votes per share. The proposals listed below were submitted to a vote of security holders at the
2011 Annual Meeting of Stockholders.
Proposal 1 - To fix the number of directors at nine and the election of directors to the
Board of Directors of the Company.
| |
|
|
|
|
|
|
|
|
| Nominees |
|
Votes For |
|
Votes Withheld |
Patrizio Vinciarelli |
|
|
135,445,438 |
|
|
|
4,934,789 |
|
Estia J. Eichten |
|
|
139,799,771 |
|
|
|
580,456 |
|
David T. Riddiford |
|
|
140,239,194 |
|
|
|
141,033 |
|
Barry Kelleher |
|
|
135,440,748 |
|
|
|
4,939,479 |
|
Samuel Anderson |
|
|
135,204,654 |
|
|
|
5,175,573 |
|
Claudio Tuozzolo |
|
|
135,422,958 |
|
|
|
4,957,269 |
|
James A. Simms |
|
|
135,211,775 |
|
|
|
5,168,452 |
|
Jason L. Carlson |
|
|
140,222,646 |
|
|
|
157,581 |
|
Liam K. Griffin |
|
|
140,250,279 |
|
|
|
129,948 |
|
There were no broker non-votes and no abstentions on this proposal.
Proposal 2 - The approval of the compensation of our named executive officers, as
described in the Company’s 2011 Proxy Statement.
| |
|
|
|
|
|
|
|
|
|
|
|
|
| Votes For |
|
Votes Against |
|
Votes Abstaining |
|
|
|
|
139,642,549 |
|
|
333,743 |
|
|
|
403,935 |
|
|
|
|
|
| |
| There were no broker non-votes on this proposal. |
| |
| Proposal 3 - The determination of the frequency of the vote on the Company’s executive
compensation program.
|
| |
|
|
|
|
|
|
|
|
|
|
|
|
| 1 year |
|
2 years |
|
3 years |
|
Votes Abstaining |
8,514,954 |
|
|
777,656 |
|
|
|
130,828,748 |
|
|
|
258,869 |
|
There were no broker non-votes on this proposal. Based on these results and consistent with a
majority of votes cast with respect to this matter, our Board of Directors has adopted a policy to
hold an advisory vote on executive compensation every three years.