o | Check the box if any part of the fee is offset as provided by Rule 0-11(a)(2) and identify the filing with which the offsetting fee was previously paid. Identify the previous filing registration statement number, or the Form or Schedule and the date of its filing. | |
o | Check the box if the filing relates solely to preliminary communications made before the commencement of a tender offer. |
o | third-party tender offer subject to Rule 14d-1. | ||
þ | issuer tender offer subject to Rule 13e-4. | ||
o | going-private transaction subject to Rule 13e-3. | ||
o | amendment to Schedule 13D under Rule 13d-2. |
(a)(1)(A)*
|
¾ | Company Notice to the Holders of CenterPoint Energy, Inc. 3.75% Convertible Senior Notes due 2023 and 3.75% Convertible Senior Notes, Series B due 2023, dated April 17, 2008. | ||
(a)(1)(B)*
|
¾ | Form of Purchase Notice. | ||
(a)(1)(C)*
|
¾ | Form of Notice of Withdrawal. | ||
(a)(1)(D)*
|
¾ | Substitute Form W-9. | ||
(a)(1)(E)*
|
¾ | Guidelines for Certification of Taxpayer Identification Number on Substitute Form W-9. | ||
(a)(1)(F)
|
¾ | The description of the Old Notes and the Indenture set forth under the caption Description of the Notes in the Companys prospectus dated December 4, 2003. | ||
(a)(1)(G)
|
¾ | The description of the New Notes and the Indenture set forth under the caption Description of the New Notes in the Companys prospectus dated July 19, 2005. |
1
(a)(5)(A)*
|
¾ | Company Press Release dated April 16, 2008. | ||
(a)(5)(B)*
|
¾ | Company Press Release dated April 17, 2008. | ||
(a)(5)(C)*
|
¾ | Notice of Redemption. | ||
(a)(5)(D)
|
¾ | Company Press Release dated April 25, 2008. | ||
(a)(5)(E)
|
¾ | Notice of Dividend Declaration Resulting in Conversion Rate Adjustment. | ||
(b)
|
¾ | $1,200,000,000 Second Amended and Restated Credit Agreement dated as of June 29, 2007, among the Company, Citibank, N.A., as Syndication Agent, Barclays Bank PLC, Bank of America, National Association and Credit Suisse, Cayman Islands Branch, as Co-Documentation Agents, JPMorgan Chase Bank, N.A., as Administrative Agent, J.P. Morgan Securities Inc. and Citigroup Global Markets Inc., as Joint Lead Arrangers and Bookrunners, and the banks named therein (incorporated by reference to Exhibit 4.3 to the Companys Form 10-Q for the quarter ended June 30, 2007). | ||
(d)(1)
|
¾ | Indenture, dated as of May 19, 2003, between the Company and the Trustee (incorporated by reference to Exhibit 4.1 to the Companys Current Report on Form 8-K dated May 19, 2003). | ||
(d)(2)
|
¾ | Supplemental Indenture No. 1 dated as of May 19, 2003 between the Company and the Trustee (incorporated by reference to Exhibit 4.2 to the Companys Current Report on Form 8-K dated May 19, 2003). | ||
(d)(3)
|
¾ | Supplemental Indenture No. 6, dated as of August 23, 2005, between the Company and the Trustee (incorporated by reference to Exhibit 4(g)(7) to the Companys Form 10-K for the year ended December 31, 2005). | ||
(g)
|
¾ | Not applicable. | ||
(h)
|
¾ | Not applicable. |
* | Previously filed as an exhibit to the Schedule TO filed on April 17, 2008. |
2
CENTERPOINT ENERGY, INC. |
||||
By: | /s/ Walter L. Fitzgerald | |||
Walter L. Fitzgerald | ||||
Senior Vice President and Chief Accounting Officer |
3
(a)(1)(A)*
|
¾ | Company Notice to the Holders of CenterPoint Energy, Inc. 3.75% Convertible Senior Notes due 2023 and 3.75% Convertible Senior Notes, Series B due 2023, dated April 17, 2008. | ||
(a)(1)(B)*
|
¾ | Form of Purchase Notice. | ||
(a)(1)(C)*
|
¾ | Form of Notice of Withdrawal. | ||
(a)(1)(D)*
|
¾ | Substitute Form W-9. | ||
(a)(1)(E)*
|
¾ | Guidelines for Certification of Taxpayer Identification Number on Substitute Form W-9. | ||
(a)(1)(F)
|
¾ | The description of the Old Notes and the Indenture set forth under the caption Description of the Notes in the Companys prospectus dated December 4, 2003. | ||
(a)(1)(G)
|
¾ | The description of the New Notes and the Indenture set forth under the caption Description of the New Notes in the Companys prospectus dated July 19, 2005. | ||
(a)(5)(A)*
|
¾ | Company Press Release dated April 16, 2008. | ||
(a)(5)(B)*
|
¾ | Company Press Release dated April 17, 2008. | ||
(a)(5)(C)*
|
¾ | Notice of Redemption. | ||
(a)(5)(D)
|
¾ | Company Press Release dated April 25, 2008. | ||
(a)(5)(E)
|
¾ | Notice of Dividend Declaration Resulting in Conversion Rate Adjustment. | ||
(b)
|
¾ | $1,200,000,000 Second Amended and Restated Credit Agreement dated as of June 29, 2007, among the Company, Citibank, N.A., as Syndication Agent, Barclays Bank PLC, Bank of America, National Association and Credit Suisse, Cayman Islands Branch, as Co-Documentation Agents, JPMorgan Chase Bank, N.A., as Administrative Agent, J.P. Morgan Securities Inc. and Citigroup Global Markets Inc., as Joint Lead Arrangers and Bookrunners, and the banks named therein (incorporated by reference to Exhibit 4.3 to the Companys Form 10-Q for the quarter ended June 30, 2007). | ||
(d)(1)
|
¾ | Indenture, dated as of May 19, 2003, between the Company and the Trustee (incorporated by reference to Exhibit 4.1 to the Companys Current Report on Form 8-K dated May 19, 2003). | ||
(d)(2)
|
¾ | Supplemental Indenture No. 1 dated as of May 19, 2003 between the Company and the Trustee (incorporated by reference to Exhibit 4.2 to the Companys Current Report on Form 8-K dated May 19, 2003). | ||
(d)(3)
|
¾ | Supplemental Indenture No. 6, dated as of August 23, 2005, between the Company and the Trustee (incorporated by reference to Exhibit 4(g)(7) to the Companys Form 10-K for the year ended December 31, 2005). | ||
(g)
|
¾ | Not applicable. | ||
(h)
|
¾ | Not applicable. |
* | Previously filed as an exhibit to the Schedule TO filed on April 17, 2008. |
4