FORM 4
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public Utility Holding Company Act of 1935 or
Section 30(f) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Sokolow Nicolas
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(Last) (First) (Middle)
5 Square Perronet
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(Street)
9220 Neuilly-Sur-Feine France
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(City) (State) (Zip)
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2. Issuer Name and Ticker or Trading Symbol
Armor Holdings, Inc. (AH)
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3. IRS or Social Security Number of Reporting Person (Voluntary)
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4. Statement for Month/Year
September, 2001
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5. If Amendment, Date of Original (Month/Year)
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6. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
[X] Director [ ] 10% Owner
[ ] Officer (give title below) [ ] Other (specify below)
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7. Individual or Joint/Group Filing (Check Applicable Law)
[X] Form filed by One Reporting Person
[ ] Form filed by More than One Reporting Person
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TABLE I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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5. Amount of 6. Owner-
Securities ship
2. Trans- 3. Trans- Beneficially Form:
action action 4. Securities Acquired (A) Owned at (D) 7. Nature of
Date Code or Disposed of (D) End of Direct or Indirect
1. Title of Security (Month/ (Instr. 8) -------------------------- Month (I) Beneficial
(Instr. 3) Day/ ---------- Amount (A) or Price (Instr. Indirect Ownership
Year) Code V (D) 3 and 4) (Instr. 4) (Instr. 4)
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Common Stock,
par value $0.01 per share 9/25/01 S 20,000 D $21.00 0 I By Children(1)
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Common Stock, By S.T. Investor
par value $0.01 per share 100,000 I Fund, LLC(1)
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Common Stock, By Profit Sharing
par value $0.01 per share 10,000 I Plan (1)
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Reminder: Report on a separate line for each class of securities beneficially (Over)
owned directly or indirectly SEC 1474 (7/96)
*If the Form is filed by more than one reporting person, See Instruction 5(b)(v)
FORM 4 (CONTINUED) TABLE II -- DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
(E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES)
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1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11.
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Title and Ownership
Number of Date Exer- Amount of Form of
Derivative cisable and Underlying Number of Deriv-
Securities Expiration Securities Price Derivative ative
Conver- Trans- Acquired (A) Date (Month/ (Instr. 3 of Securities Security:
sion or Trans- action or Disposed Day/Year) and 4) Deriv- Benefi- Direct
Exercise action Code of (D) -------------- -------------- ative cially (D) or Nature of
Title of Price of Date (Instr. (Instr. 3, Date Amount Secur- Owned at Indirect Indirect
Derivative Deriv- (Month/ 8) 4 and 5) Exer- Expir- or Num- ity End of (I) Beneficial
Security ative Day/ -------- ---------- cis- ation ber of (Instr. Month (Instr. Ownership
(Instr. 3) Security Year) Code V (A) (D) able Date Title Shares 5) (Instr. 4) 4) (Instr. 4)
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Stock
Options
(Right to Common
Buy)(2) $3.25 (3) 1/06 Stock 75,000 75,000 D
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Stock
Options
(Right to Common
Buy)(4) $9.6875 (3) 6/09 Stock 10,000 10,000 D
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Stock
Options
(Right to Common
Buy)(4) $13.19 (3) 6/15/10 Stock 10,000 10,000 D
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(1) The reporting person disclaims beneficial ownership of these securities and
this report shall not be deemed an admission that the reporting person is
the beneficial owner of these securities for the purposes of Section 16 of
the Securities Exchange Act of 1934 or otherwise.
(2) Granted pursuant to the Armor Holdings, Inc. 1996 Option Plan.
(3) Presently exercisable.
(4) Granted pursuant to the Armor Holdings, Inc. 1999 Stock Incentive Plan.
Reminder: Report on a separate line for each class of securities beneficially
owned directly or indirectly.
*If the Form is filed by more than one reporting person, See Instruction
5(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal
Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
/s/ Nicolas Sokolow October 9, 2001
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** Signature of the Reporting Person Date
Note: File three copies of this Form, one of which must be manually signed.
If space is insufficient, See Instruction 6 for procedure.
Potential persons who are to respond to the collection of information contained
in this form are not required to respond unless the form displays a currently
valid OMB Number.
(Over)
SEC 1474 (7/96)