UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549-1004
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of report (Date of earliest event reported): May 23, 2007
Hanmi Financial Corporation
(Exact Name of Registrant as Specified in Charter)
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Delaware
(State or Other Jurisdiction of
Incorporation)
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000-30421
(Commission File Number)
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95-4788120
(IRS Employer
Identification No.) |
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3660 Wilshire Boulevard
Los Angeles California
(Address of Principal Executive Offices)
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90010
(Zip Code) |
Registrant’s telephone number, including area code: (213) 382-2200
Not applicable
(Former name of former address, if changed since last report)
Check the appreciate box below if the Form 8-K filing is intended to simultaneously satisfy
the filing obligation of the registrant under any of the following provisions (see General
Instruction A.2. below):
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o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
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o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
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o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
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o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
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Item 5.02(e).
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Departure of Directors or Certain Officers; Election of Directors;
Appoint of Certain Officers; Compensation Arrangements with
Certain Officers |
On May 23, 2007, at the 2007 Annual Meeting of Stockholders, the shareholders of Hanmi Financial
Corporation (the “Registrant”) approved the Hanmi Financial Corporation 2007 Equity Compensation
Plan (the “Plan”). A copy of the Plan is included as Exhibit 1 to the Company’s proxy statement
dated April 20, 2007 (the “Proxy Statement”), forming a part of the Definitive Schedule 14A filed
by the Registrant on April 20, 2007, and is incorporated by reference as Exhibit 10.1 to this
current report on Form 8-K. The Plan was adopted by the Registrant’s Board of Directors on March
21, 2007, subject to shareholder approval, and became effective when
such shareholder approval was obtained on
May 23, 2007.
The material terms of the Plan are summarized in the Proxy Statement under the caption “Adoption of
2007 Equity Compensation Plan.” The information contained under the above-referenced caption in
the Proxy Statement is incorporated herein by reference.
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Item 9.01.
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Financial Statements and Exhibits. |
(d) Exhibits.
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10.1
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2007 Equity Compensation Plan |
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