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*
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The remainder of this cover page shall be filled out for a person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
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CUSIP No. 302081 10 4
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1
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NAME OF REPORTING PERSON
Rohit Kapoor
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a) o
(b) o
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
United States of America
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NUMBER OF
SHARES
BENEFICIALLY OWNED
BY EACH REPORTING
PERSON
WITH
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5
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SOLE VOTING POWER
2,007,847
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6
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SHARED VOTING POWER
168,000
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7
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SOLE DISPOSITIVE POWER
2,007,847
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8
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SHARED DISPOSITIVE POWER
168,000
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,175,847
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10
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
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o |
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
7.38%
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12
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TYPE OF REPORTING PERSON
IN
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CUSIP No. 302081 10 4
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Item 1(a).
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Name of Issuer:
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ExlService Holdings, Inc.
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Item 1(b).
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Address of Issuer’s Principal Executive Offices:
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280 Park Avenue
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New York, New York 10017
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Item 2(a).
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Name of Person Filing:
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Rohit Kapoor (“Mr. Kapoor”)
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Item 2(b).
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Address of Principal Business Office or, if none, Residence of the Reporting Person:
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c/o ExlService Holdings, Inc.
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280 Park Avenue
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New York, New York 10017
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Item 2(c).
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Citizenship:
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United States of America
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Item 2(d).
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Title of Class of Securities:
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Common Stock, par value $0.001 per share
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Item 2(e).
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CUSIP Number:
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302081 10 4
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Item 3.
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This Schedule 13G Statement is not being filed pursuant to Rule 13d-1(b) or Rule 13d-2(b) or (c).
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Item 4.
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Ownership:
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Mr. Kapoor directly beneficially owns 1,830,713 shares of Common Stock. In addition, Mr. Kapoor is the sole trustee of the Rohit Kapoor 2005 Grantor Retained Annuity Trust (the “Rohit
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CUSIP No. 302081 10 4
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Kapoor GRAT”), which directly owns 177,134 shares of Common Stock. As such, Mr. Kapoor has sole dispositive and voting power over the 2,007,847 shares of Common Stock held by him directly and held by the Rohit Kapoor GRAT.
Mr. Kapoor may be deemed to beneficially own 84,000 shares of Common Stock directly owned by the Rohit Kapoor 2005 Spousal Lifetime Access Trust (the “Rohit Kapoor SLAT”). Mr. Kapoor’s spouse and Mr. Kapoor’s sister-in-law are co-trustees of the Rohit Kapoor SLAT and share dispositive and voting power over the 84,000 shares of Common Stock owned by the Rohit Kapoor SLAT. Mr. Kapoor disclaims beneficial ownership of any shares of Common Stock held by the Rohit Kapoor SLAT.
Mr. Kapoor may be deemed to beneficially own 84,000 shares of Common Stock directly owned by the Shikha Kapoor 2005 Family Trust (the “Shikha Kapoor 2005 Trust”). Mr. Kapoor and Mr. Kapoor’s sister-in-law are co-trustees of the Shikha Kapoor 2005 Trust and share dispositive and voting power over the 84,000 shares of Common Stock owned by the Shikha Kapoor 2005 Trust. Mr. Kapoor disclaims beneficial ownership of any shares of Common Stock held by the Shikha Kapoor 2005 Trust.
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Item 5.
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Ownership of Five Percent or Less of a Class:
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Not Applicable
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Item 6.
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Ownership of More than Five Percent on Behalf of Another Person:
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Not Applicable
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Item 7.
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Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person:
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Not Applicable
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Item 8.
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Identification and Classification of Members of the Group:
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Not Applicable
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Item 9.
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Notice of Dissolution of Group:
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Not Applicable
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Item 10.
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Certifications:
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Not Applicable
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CUSIP No. 302081 10 4
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| /s/ Rohit Kapoor | |
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Rohit Kapoor
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